ROBERTS ELAINE KELLS reported 1 transaction at OPPENHEIMER HOLDINGS INC
Review the transaction codes below to understand the nature of each event.
Filed: 5/15/2018ACC: 0001218024-18-000003
Director
Since May 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
7.63K acquired · 7.63K disposed
Non-Derivative Transactions1
Class A non-voting common stock
Direct
Shares
+7.63K
Price / share
—
Trade value
—
% of position
64.0%
5/14/2018
11.92K→19.54K
Total
Net shares
+7.63K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A non-voting common stock Direct | 5/14/2018 | J · J | +7.63K | — | — | 64.0% | 11.92K | 19.54K |
| Total | +7.63K | $0.00 | ||||||
Derivative Transactions1
Restricted Class A non-voting stock
Direct
Converts to
Class A non-voting common stock
7.63K shares
Shares
−7.63K
Strike price
Held after
0.00
Exercisable
—
5/14/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Class A non-voting stock Direct | Class A non-voting common stock7.63K shares | 5/14/2018 | J · J | −7.63K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Class B voting common stock
DirectShares owned120.00
Class A non-voting common stock
IndirectShares owned207.47K
Total
120.00 direct·207.47K indirect207.59K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B voting common stock | 120.00 | Direct |
| Class A non-voting common stock | 207.47K | Indirect |
| Total | 207.59K | 120.00 direct·207.47K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported