RIZIK MATTHEW exercised options at ROCKET COMPANIES, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/9/2026ACC: 0001805284-26-000098
-14.80K
Net shares
Net seller
$208.0K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
14.80K acquired · 29.59K disposed
Non-Derivative Transactions2
Class A common stock
Direct
Shares
+14.80K
Price / share
—
Trade value
—
% of position
0.6%
9/7/2026
2.42M→2.44M
Class A common stock
Direct
Shares
−14.80K
Price / share
$14.06
Trade value
$208.03K
% of position
0.6%
9/7/2026
2.44M→2.42M
Total
Net shares
+0.00
Net value
-$208.03K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A common stock Direct | 9/7/2026 | M · Option Exercise | +14.80K | — | — | 0.6% | 2.42M | 2.44M |
| Class A common stock Direct | 9/7/2026 | J · J | −14.80K | $14.06 | $208.03K | 0.6% | 2.44M | 2.42M |
| Total | +0.00 | -$208.03K | ||||||
Derivative Transactions1
Cash-Settled Restricted Stock Units
Direct
Converts to
Class A common stock
14.80K shares
Shares
−14.80K
Strike price
Held after
105.69K
Exercisable
—
9/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Cash-Settled Restricted Stock Units Direct | Class A common stock14.80K shares | 9/7/2026 | M · Option Exercise | −14.80K | — | 105.69K |
Non-Derivative Holdings (Post-Transaction)5
Class L-2 common stock
IndirectShares owned825K
Class L-2 common stock
DirectShares owned986K
Class A common stock
IndirectShares owned675K
Class L-2 common stock
IndirectShares owned1.38M
Class A common stock
IndirectShares owned1.13M
Total
986K direct·4M indirect4.99M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class L-2 common stock | 825K | Indirect |
| Class L-2 common stock | 986K | Direct |
| Class A common stock | 675K | Indirect |
| Class L-2 common stock | 1.38M | Indirect |
| Class A common stock | 1.13M | Indirect |
| Total | 4.99M | 986K direct·4M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported