RIVERFRONT INVESTMENT GROUP, LLC

Filed: 2/5/2026ACC: 0001469751-26-000002

📋 What this filing means

RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 346 equity positions with a total reported market value of $6.06B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

346

Positions

$6.06B

Total AUM (reported)

76.90M

Total Shares

Allocation by class

COMMON$5.77B95.1%

ETF - E$291.57M4.8%

ETF - F$2.49M0.0%

FOREIGN$2.43M0.0%

Portfolio Concentration

Top 3$757.84M12.5%

4–10$1.33B22.0%

11–25$1.95B32.2%

Rest$2.02B33.3%

Top 3 weight

12.5%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 76.90M

Sole

Full voting authority

76.90M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.11K

% of voting shares0.0%

Investment Discretion (by position count)

Sole346

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings346

Rows:

ISHARES TR CORE MSCI

SOLE

COMMON

Shares3.16M

TypeSH

Market value$282.25M

4.65%

Sole

3.15M

Shared

0.00

None

53.00

GOLDMAN SACHS ETF TR

SOLE

COMMON

Shares1.87M

TypeSH

Market value$247.93M

4.09%

Sole

1.87M

Shared

0.00

None

122.00

APPLE INC COM

SOLE

COMMON

Shares837.40K

TypeSH

Market value$227.66M

3.75%

Sole

837.40K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

ETF - E

Shares3.80M

TypeSH

Market value$217.78M

3.59%

Sole

3.80M

Shared

0.00

None

380.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares7.75M

TypeSH

Market value$199.47M

3.29%

Sole

7.75M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR 5

SOLE

COMMON

Shares8.43M

TypeSH

Market value$193.62M

3.19%

Sole

8.43M

Shared

0.00

None

0.00

ISHARES TR U.S. TECH

SOLE

COMMON

Shares918.40K

TypeSH

Market value$183.39M

3.02%

Sole

918.32K

Shared

0.00

None

76.00

ISHARES TR EAFE VALUE

SOLE

COMMON

Shares2.56M

TypeSH

Market value$182.90M

3.02%

Sole

2.56M

Shared

0.00

None

343.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares1.25M

TypeSH

Market value$180.04M

2.97%

Sole

1.25M

Shared

0.00

None

0.00

VANGUARD BD INDEX FD

SOLE

COMMON

Shares2.38M

TypeSH

Market value$176.04M

2.90%

Sole

2.38M

Shared

0.00

None

0.00

NVIDIA CORPORATION CO

SOLE

COMMON

Shares939.93K

TypeSH

Market value$175.30M

2.89%

Sole

939.93K

Shared

0.00

None

0.00

ISHARES TR S&P 500 IN

SOLE

COMMON

Shares210.45K

TypeSH

Market value$144.15M

2.38%

Sole

210.45K

Shared

0.00

None

0.00

VANECK ETF TRUST SEMI

SOLE

COMMON

Shares399.35K

TypeSH

Market value$143.82M

2.37%

Sole

399.35K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

COMMON

Shares294.97K

TypeSH

Market value$142.65M

2.35%

Sole

294.97K

Shared

0.00

None

0.00

ALPHABET INC CAP STK

SOLE

COMMON

Shares453.17K

TypeSH

Market value$142.20M

2.35%

Sole

453.17K

Shared

0.00

None

0.00

ISHARES TR U.S. FIN S

SOLE

COMMON

Shares1.45M

TypeSH

Market value$133.67M

2.20%

Sole

1.45M

Shared

0.00

None

114.00

ISHARES TR LEHMAN 10-

SOLE

COMMON

Shares1.30M

TypeSH

Market value$132.67M

2.19%

Sole

1.30M

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

COMMON

Shares2.61M

TypeSH

Market value$131.77M

2.17%

Sole

2.61M

Shared

0.00

None

0.00

JP MORGAN EXCHANGE TR

SOLE

COMMON

Shares2.53M

TypeSH

Market value$128.00M

2.11%

Sole

2.53M

Shared

0.00

None

278.00

INVESCO QQQ TR UNIT S

SOLE

COMMON

Shares207.24K

TypeSH

Market value$127.31M

2.10%

Sole

207.20K

Shared

0.00

None

45.00

VANGUARD WORLD FD MEG

SOLE

COMMON

Shares485.14K

TypeSH

Market value$121.85M

2.01%

Sole

485.14K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

COMMON

Shares1.96M

TypeSH

Market value$114.01M

1.88%

Sole

1.96M

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

COMMON

Shares1.41M

TypeSH

Market value$113.16M

1.87%

Sole

1.41M

Shared

0.00

None

83.00

AMAZON COM INC COM

SOLE

COMMON

Shares445.32K

TypeSH

Market value$102.79M

1.70%

Sole

445.32K

Shared

0.00

None

0.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares1.24M

TypeSH

Market value$99.13M

1.63%

Sole

1.24M

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TR CORE MSCISOLE	COMMON	3.16M	SH	$282.25M 4.65%	3.15M	53.00
GOLDMAN SACHS ETF TRSOLE	COMMON	1.87M	SH	$247.93M 4.09%	1.87M	122.00
APPLE INC COMSOLE	COMMON	837.40K	SH	$227.66M 3.75%	837.40K	0.00
J P MORGAN EXCHANGE TSOLE	ETF - E	3.80M	SH	$217.78M 3.59%	3.80M	380.00
SPDR SERIES TRUST PORSOLE	COMMON	7.75M	SH	$199.47M 3.29%	7.75M	0.00
SCHWAB STRATEGIC TR 5SOLE	COMMON	8.43M	SH	$193.62M 3.19%	8.43M	0.00
ISHARES TR U.S. TECHSOLE	COMMON	918.40K	SH	$183.39M 3.02%	918.32K	76.00
ISHARES TR EAFE VALUESOLE	COMMON	2.56M	SH	$182.90M 3.02%	2.56M	343.00
SELECT SECTOR SPDR TRSOLE	COMMON	1.25M	SH	$180.04M 2.97%	1.25M	0.00
VANGUARD BD INDEX FDSOLE	COMMON	2.38M	SH	$176.04M 2.90%	2.38M	0.00
NVIDIA CORPORATION COSOLE	COMMON	939.93K	SH	$175.30M 2.89%	939.93K	0.00
ISHARES TR S&P 500 INSOLE	COMMON	210.45K	SH	$144.15M 2.38%	210.45K	0.00
VANECK ETF TRUST SEMISOLE	COMMON	399.35K	SH	$143.82M 2.37%	399.35K	0.00
MICROSOFT CORP COMSOLE	COMMON	294.97K	SH	$142.65M 2.35%	294.97K	0.00
ALPHABET INC CAP STKSOLE	COMMON	453.17K	SH	$142.20M 2.35%	453.17K	0.00
ISHARES TR U.S. FIN SSOLE	COMMON	1.45M	SH	$133.67M 2.20%	1.45M	114.00
ISHARES TR LEHMAN 10-SOLE	COMMON	1.30M	SH	$132.67M 2.19%	1.30M	0.00
JANUS DETROIT STR TRSOLE	COMMON	2.61M	SH	$131.77M 2.17%	2.61M	0.00
JP MORGAN EXCHANGE TRSOLE	COMMON	2.53M	SH	$128.00M 2.11%	2.53M	278.00
INVESCO QQQ TR UNIT SSOLE	COMMON	207.24K	SH	$127.31M 2.10%	207.20K	45.00
VANGUARD WORLD FD MEGSOLE	COMMON	485.14K	SH	$121.85M 2.01%	485.14K	0.00
J P MORGAN EXCHANGE TSOLE	COMMON	1.96M	SH	$114.01M 1.88%	1.96M	0.00
J P MORGAN EXCHANGE TSOLE	COMMON	1.41M	SH	$113.16M 1.87%	1.41M	83.00
AMAZON COM INC COMSOLE	COMMON	445.32K	SH	$102.79M 1.70%	445.32K	0.00
SPDR SERIES TRUST PORSOLE	COMMON	1.24M	SH	$99.13M 1.63%	1.24M	0.00

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