RIVERFRONT INVESTMENT GROUP, LLC

Filed: 11/13/2025ACC: 0001469751-25-000011

📋 What this filing means

RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 314 equity positions with a total reported market value of $5.70B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

314

Positions

$5.70B

Total AUM (reported)

74.67M

Total Shares

Allocation by class

COMMON$5.45B95.7%

ETF - E$243.03M4.3%

ETF - F$2.51M0.0%

FOREIGN$1.93M0.0%

Portfolio Concentration

Top 3$678.16M11.9%

4–10$1.30B22.7%

11–25$1.83B32.1%

Rest$1.90B33.3%

Top 3 weight

11.9%

Top 10 weight

34.7%

Voting Authority Distribution

Total shares with voting rights: 74.67M

Sole

Full voting authority

74.67M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.04K

% of voting shares0.0%

Investment Discretion (by position count)

Sole314

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings314

Rows:

GOLDMAN SACHS ETF TR

SOLE

COMMON

Shares1.85M

TypeSH

Market value$240.52M

4.22%

Sole

1.85M

Shared

0.00

None

122.00

ISHARES TR CORE MSCI

SOLE

COMMON

Shares2.68M

TypeSH

Market value$233.90M

4.11%

Sole

2.68M

Shared

0.00

None

53.00

APPLE INC COM

SOLE

COMMON

Shares796.77K

TypeSH

Market value$203.74M

3.58%

Sole

796.77K

Shared

0.00

None

0.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares7.77M

TypeSH

Market value$200.96M

3.53%

Sole

7.77M

Shared

0.00

None

0.00

NVIDIA CORPORATION CO

SOLE

COMMON

Shares1.04M

TypeSH

Market value$194.66M

3.42%

Sole

1.04M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR 5

SOLE

COMMON

Shares8.42M

TypeSH

Market value$194.43M

3.41%

Sole

8.42M

Shared

0.00

None

0.00

VANGUARD BD INDEX FD

SOLE

COMMON

Shares2.38M

TypeSH

Market value$177.34M

3.11%

Sole

2.38M

Shared

0.00

None

0.00

ISHARES TR U.S. TECH

SOLE

COMMON

Shares897.99K

TypeSH

Market value$177.16M

3.11%

Sole

897.89K

Shared

0.00

None

99.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares624.82K

TypeSH

Market value$176.11M

3.09%

Sole

624.82K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

ETF - E

Shares3.07M

TypeSH

Market value$174.70M

3.07%

Sole

3.07M

Shared

0.00

None

339.00

ISHARES TR EAFE VALUE

SOLE

COMMON

Shares2.47M

TypeSH

Market value$167.98M

2.95%

Sole

2.47M

Shared

0.00

None

343.00

J P MORGAN EXCHANGE T

SOLE

COMMON

Shares2.63M

TypeSH

Market value$151.37M

2.66%

Sole

2.63M

Shared

0.00

None

72.00

MICROSOFT CORP COM

SOLE

COMMON

Shares282.47K

TypeSH

Market value$145.72M

2.56%

Sole

282.47K

Shared

0.00

None

0.00

ISHARES TR S&P 500 IN

SOLE

COMMON

Shares209.42K

TypeSH

Market value$140.16M

2.46%

Sole

209.42K

Shared

0.00

None

0.00

ISHARES TR LEHMAN 10-

SOLE

COMMON

Shares1.30M

TypeSH

Market value$133.63M

2.35%

Sole

1.30M

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

COMMON

Shares2.60M

TypeSH

Market value$132.19M

2.32%

Sole

2.60M

Shared

0.00

None

0.00

ISHARES TR U.S. FIN S

SOLE

COMMON

Shares1.44M

TypeSH

Market value$128.90M

2.26%

Sole

1.44M

Shared

0.00

None

114.00

ALPHABET INC CAP STK

SOLE

COMMON

Shares501.80K

TypeSH

Market value$125.31M

2.20%

Sole

501.80K

Shared

0.00

None

0.00

INVESCO QQQ TR UNIT S

SOLE

COMMON

Shares198.84K

TypeSH

Market value$119.48M

2.10%

Sole

198.79K

Shared

0.00

None

45.00

VANGUARD WORLD FD MEG

SOLE

COMMON

Shares482.12K

TypeSH

Market value$117.68M

2.07%

Sole

482.12K

Shared

0.00

None

0.00

AMAZON COM INC COM

SOLE

COMMON

Shares478.30K

TypeSH

Market value$106.86M

1.88%

Sole

478.30K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

COMMON

Shares1.35M

TypeSH

Market value$102.39M

1.80%

Sole

1.35M

Shared

0.00

None

83.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares1.24M

TypeSH

Market value$96.79M

1.70%

Sole

1.24M

Shared

0.00

None

0.00

ISHARES TR MSCI EURO

SOLE

COMMON

Shares2.42M

TypeSH

Market value$83.20M

1.46%

Sole

2.42M

Shared

0.00

None

130.00

JPMORGAN CHASE & CO.

SOLE

COMMON

Shares236.54K

TypeSH

Market value$74.58M

1.31%

Sole

236.54K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
GOLDMAN SACHS ETF TRSOLE	COMMON	1.85M	SH	$240.52M 4.22%	1.85M	122.00
ISHARES TR CORE MSCISOLE	COMMON	2.68M	SH	$233.90M 4.11%	2.68M	53.00
APPLE INC COMSOLE	COMMON	796.77K	SH	$203.74M 3.58%	796.77K	0.00
SPDR SERIES TRUST PORSOLE	COMMON	7.77M	SH	$200.96M 3.53%	7.77M	0.00
NVIDIA CORPORATION COSOLE	COMMON	1.04M	SH	$194.66M 3.42%	1.04M	0.00
SCHWAB STRATEGIC TR 5SOLE	COMMON	8.42M	SH	$194.43M 3.41%	8.42M	0.00
VANGUARD BD INDEX FDSOLE	COMMON	2.38M	SH	$177.34M 3.11%	2.38M	0.00
ISHARES TR U.S. TECHSOLE	COMMON	897.99K	SH	$177.16M 3.11%	897.89K	99.00
SELECT SECTOR SPDR TRSOLE	COMMON	624.82K	SH	$176.11M 3.09%	624.82K	0.00
J P MORGAN EXCHANGE TSOLE	ETF - E	3.07M	SH	$174.70M 3.07%	3.07M	339.00
ISHARES TR EAFE VALUESOLE	COMMON	2.47M	SH	$167.98M 2.95%	2.47M	343.00
J P MORGAN EXCHANGE TSOLE	COMMON	2.63M	SH	$151.37M 2.66%	2.63M	72.00
MICROSOFT CORP COMSOLE	COMMON	282.47K	SH	$145.72M 2.56%	282.47K	0.00
ISHARES TR S&P 500 INSOLE	COMMON	209.42K	SH	$140.16M 2.46%	209.42K	0.00
ISHARES TR LEHMAN 10-SOLE	COMMON	1.30M	SH	$133.63M 2.35%	1.30M	0.00
JANUS DETROIT STR TRSOLE	COMMON	2.60M	SH	$132.19M 2.32%	2.60M	0.00
ISHARES TR U.S. FIN SSOLE	COMMON	1.44M	SH	$128.90M 2.26%	1.44M	114.00
ALPHABET INC CAP STKSOLE	COMMON	501.80K	SH	$125.31M 2.20%	501.80K	0.00
INVESCO QQQ TR UNIT SSOLE	COMMON	198.84K	SH	$119.48M 2.10%	198.79K	45.00
VANGUARD WORLD FD MEGSOLE	COMMON	482.12K	SH	$117.68M 2.07%	482.12K	0.00
AMAZON COM INC COMSOLE	COMMON	478.30K	SH	$106.86M 1.88%	478.30K	0.00
J P MORGAN EXCHANGE TSOLE	COMMON	1.35M	SH	$102.39M 1.80%	1.35M	83.00
SPDR SERIES TRUST PORSOLE	COMMON	1.24M	SH	$96.79M 1.70%	1.24M	0.00
ISHARES TR MSCI EUROSOLE	COMMON	2.42M	SH	$83.20M 1.46%	2.42M	130.00
JPMORGAN CHASE & CO.SOLE	COMMON	236.54K	SH	$74.58M 1.31%	236.54K	0.00

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