RIVERFRONT INVESTMENT GROUP, LLC

Filed: 11/8/2024ACC: 0001469751-24-000013

📋 What this filing means

RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 214 equity positions with a total reported market value of $4.25B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

214

Positions

$4.25B

Total AUM (reported)

57.26M

Total Shares

Allocation by class

COMMON$4.07B95.7%

ETF - E$158.93M3.7%

MUTUAL$19.41M0.5%

ETF - F$4.76M0.1%

Portfolio Concentration

Top 3$750.27M17.7%

4–10$1.06B25.0%

11–25$1.27B29.8%

Rest$1.17B27.6%

Top 3 weight

17.7%

Top 10 weight

42.6%

Voting Authority Distribution

Total shares with voting rights: 57.26M

Sole

Full voting authority

57.26M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.63K

% of voting shares0.0%

Investment Discretion (by position count)

Sole214

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings214

Rows:

ISHARES TR S&P 500 IN

SOLE

COMMON

Shares638.88K

TypeSH

Market value$368.52M

8.67%

Sole

638.88K

Shared

0.00

None

0.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares7.40M

TypeSH

Market value$193.39M

4.55%

Sole

7.40M

Shared

0.00

None

0.00

ISHARES TR CORE MSCI

SOLE

COMMON

Shares2.41M

TypeSH

Market value$188.36M

4.43%

Sole

2.41M

Shared

0.00

None

120.00

SCHWAB STRATEGIC TR 5

SOLE

COMMON

Shares4.16M

TypeSH

Market value$186.51M

4.39%

Sole

4.16M

Shared

0.00

None

0.00

GOLDMAN SACHS ETF TR

SOLE

COMMON

Shares1.63M

TypeSH

Market value$183.67M

4.32%

Sole

1.63M

Shared

0.00

None

145.00

VANGUARD BD INDEX FD

SOLE

COMMON

Shares2.29M

TypeSH

Market value$171.88M

4.04%

Sole

2.29M

Shared

0.00

None

0.00

ISHARES TR EAFE VALUE

SOLE

COMMON

Shares2.36M

TypeSH

Market value$135.49M

3.19%

Sole

2.35M

Shared

0.00

None

307.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares599.15K

TypeSH

Market value$135.26M

3.18%

Sole

599.15K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE T

SOLE

COMMON

Shares2.33M

TypeSH

Market value$128.13M

3.02%

Sole

2.33M

Shared

0.00

None

85.00

VANGUARD SCOTTSDALE F

SOLE

COMMON

Shares1.44M

TypeSH

Market value$120.63M

2.84%

Sole

1.44M

Shared

0.00

None

0.00

JANUS DETROIT STR TR

SOLE

COMMON

Shares2.35M

TypeSH

Market value$119.62M

2.81%

Sole

2.35M

Shared

0.00

None

0.00

ISHARES TR U.S. TECH

SOLE

COMMON

Shares773.43K

TypeSH

Market value$117.27M

2.76%

Sole

773.31K

Shared

0.00

None

120.00

J P MORGAN EXCHANGE T

SOLE

ETF - E

Shares1.84M

TypeSH

Market value$109.24M

2.57%

Sole

1.84M

Shared

0.00

None

293.00

ISHARES TR U.S. FIN S

SOLE

COMMON

Shares1.51M

TypeSH

Market value$107.01M

2.52%

Sole

1.51M

Shared

0.00

None

133.00

APPLE INC COM

SOLE

COMMON

Shares396.62K

TypeSH

Market value$92.41M

2.17%

Sole

396.62K

Shared

0.00

None

0.00

ISHARES TR 10 YR INV

SOLE

COMMON

Shares1.57M

TypeSH

Market value$84.23M

1.98%

Sole

1.57M

Shared

0.00

None

405.00

SPDR SERIES TRUST POR

SOLE

COMMON

Shares1.19M

TypeSH

Market value$80.63M

1.90%

Sole

1.19M

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares501.52K

TypeSH

Market value$77.24M

1.82%

Sole

501.51K

Shared

0.00

None

17.00

INVESCO QQQ TR UNIT S

SOLE

COMMON

Shares152.41K

TypeSH

Market value$74.39M

1.75%

Sole

152.35K

Shared

0.00

None

54.00

NVIDIA CORPORATION CO

SOLE

COMMON

Shares610.39K

TypeSH

Market value$74.13M

1.74%

Sole

610.39K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

COMMON

Shares166.50K

TypeSH

Market value$71.64M

1.69%

Sole

166.50K

Shared

0.00

None

0.00

VANGUARD WORLD FD EXT

SOLE

COMMON

Shares890.99K

TypeSH

Market value$70.99M

1.67%

Sole

890.99K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares755.87K

TypeSH

Market value$66.37M

1.56%

Sole

755.79K

Shared

0.00

None

78.00

VANGUARD SCOTTSDALE F

SOLE

COMMON

Shares818.99K

TypeSH

Market value$65.04M

1.53%

Sole

818.99K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

COMMON

Shares415.59K

TypeSH

Market value$56.29M

1.32%

Sole

415.59K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TR S&P 500 INSOLE	COMMON	638.88K	SH	$368.52M 8.67%	638.88K	0.00
SPDR SERIES TRUST PORSOLE	COMMON	7.40M	SH	$193.39M 4.55%	7.40M	0.00
ISHARES TR CORE MSCISOLE	COMMON	2.41M	SH	$188.36M 4.43%	2.41M	120.00
SCHWAB STRATEGIC TR 5SOLE	COMMON	4.16M	SH	$186.51M 4.39%	4.16M	0.00
GOLDMAN SACHS ETF TRSOLE	COMMON	1.63M	SH	$183.67M 4.32%	1.63M	145.00
VANGUARD BD INDEX FDSOLE	COMMON	2.29M	SH	$171.88M 4.04%	2.29M	0.00
ISHARES TR EAFE VALUESOLE	COMMON	2.36M	SH	$135.49M 3.19%	2.35M	307.00
SELECT SECTOR SPDR TRSOLE	COMMON	599.15K	SH	$135.26M 3.18%	599.15K	0.00
J P MORGAN EXCHANGE TSOLE	COMMON	2.33M	SH	$128.13M 3.02%	2.33M	85.00
VANGUARD SCOTTSDALE FSOLE	COMMON	1.44M	SH	$120.63M 2.84%	1.44M	0.00
JANUS DETROIT STR TRSOLE	COMMON	2.35M	SH	$119.62M 2.81%	2.35M	0.00
ISHARES TR U.S. TECHSOLE	COMMON	773.43K	SH	$117.27M 2.76%	773.31K	120.00
J P MORGAN EXCHANGE TSOLE	ETF - E	1.84M	SH	$109.24M 2.57%	1.84M	293.00
ISHARES TR U.S. FIN SSOLE	COMMON	1.51M	SH	$107.01M 2.52%	1.51M	133.00
APPLE INC COMSOLE	COMMON	396.62K	SH	$92.41M 2.17%	396.62K	0.00
ISHARES TR 10 YR INVSOLE	COMMON	1.57M	SH	$84.23M 1.98%	1.57M	405.00
SPDR SERIES TRUST PORSOLE	COMMON	1.19M	SH	$80.63M 1.90%	1.19M	0.00
SELECT SECTOR SPDR TRSOLE	COMMON	501.52K	SH	$77.24M 1.82%	501.51K	17.00
INVESCO QQQ TR UNIT SSOLE	COMMON	152.41K	SH	$74.39M 1.75%	152.35K	54.00
NVIDIA CORPORATION COSOLE	COMMON	610.39K	SH	$74.13M 1.74%	610.39K	0.00
MICROSOFT CORP COMSOLE	COMMON	166.50K	SH	$71.64M 1.69%	166.50K	0.00
VANGUARD WORLD FD EXTSOLE	COMMON	890.99K	SH	$70.99M 1.67%	890.99K	0.00
SELECT SECTOR SPDR TRSOLE	COMMON	755.87K	SH	$66.37M 1.56%	755.79K	78.00
VANGUARD SCOTTSDALE FSOLE	COMMON	818.99K	SH	$65.04M 1.53%	818.99K	0.00
SELECT SECTOR SPDR TRSOLE	COMMON	415.59K	SH	$56.29M 1.32%	415.59K	0.00

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