Filed: 8/5/2024ACC: 0001469751-24-000006
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $3.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
172
Positions
$3.75M
Total AUM (reported)
51.99M
Total Shares
Allocation by class
COM$3.49M93.2%
ETF - EQUITY$212.9K5.7%
REAL ESTATE INVE$21.3K0.6%
MUTUAL FUNDS$15.5K0.4%
ETF - FIXED INCO$4.6K0.1%
Portfolio Concentration
Top 3$712.9K19.0%
4–10$1.05M28.1%
11–25$1.08M28.9%
Rest$896.3K23.9%
Top 3 weight
19.0%
Top 10 weight
47.2%
Voting Authority Distribution
Total shares with voting rights: 51.99M
Sole
Full voting authority
51.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.51K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole172
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings172
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares624.40K
TypeSH
Market value$341.7K
9.12%
Sole
624.40K
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.62M
TypeSH
Market value$190.1K
5.07%
Sole
2.62M
Shared
0.00
None
171.00
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares7.22M
TypeSH
Market value$181.0K
4.83%
Sole
7.22M
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR 5 10YR COR
SOLEShares3.95M
TypeSH
Market value$174.4K
4.65%
Sole
3.95M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares3.01M
TypeSH
Market value$170.4K
4.55%
Sole
3.01M
Shared
0.00
None
293.00
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares1.54M
TypeSH
Market value$164.6K
4.39%
Sole
1.54M
Shared
0.00
None
145.00
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.25M
TypeSH
Market value$162.2K
4.33%
Sole
2.25M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares579.65K
TypeSH
Market value$131.1K
3.50%
Sole
579.65K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.65M
TypeSH
Market value$127.6K
3.40%
Sole
1.65M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares2.24M
TypeSH
Market value$124.5K
3.32%
Sole
2.24M
Shared
0.00
None
85.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.41M
TypeSH
Market value$112.4K
3.00%
Sole
1.41M
Shared
0.00
None
0.00
ISHARES TR DJ US TECH SEC
SOLEShares725.88K
TypeSH
Market value$109.2K
2.92%
Sole
725.76K
Shared
0.00
None
120.00
ISHARES TR DJ US FINL SVC
SOLEShares1.45M
TypeSH
Market value$94.4K
2.52%
Sole
1.45M
Shared
0.00
None
133.00
ISHARES TR 10 YR CR BD E
SOLEShares1.58M
TypeSH
Market value$79.1K
2.11%
Sole
1.58M
Shared
0.00
None
405.00
SPDR SERIES TRUST PORTFOLIO LR
SOLEShares1.17M
TypeSH
Market value$74.6K
1.99%
Sole
1.17M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares494.07K
TypeSH
Market value$72.0K
1.92%
Sole
494.05K
Shared
0.00
None
17.00
NVIDIA CORP COM
SOLEShares563.33K
TypeSH
Market value$69.6K
1.86%
Sole
563.33K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares152.01K
TypeSH
Market value$67.9K
1.81%
Sole
152.01K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares724.70K
TypeSH
Market value$66.1K
1.76%
Sole
724.62K
Shared
0.00
None
78.00
Invesco QQQ Trust
SOLEShares134K
TypeSH
Market value$64.2K
1.71%
Sole
133.94K
Shared
0.00
None
54.00
VANGUARD WORLD FD EXTENDED DUR
SOLEShares864.64K
TypeSH
Market value$63.5K
1.69%
Sole
864.64K
Shared
0.00
None
0.00
APPLE COMPUTER INC
SOLEShares275.70K
TypeSH
Market value$58.1K
1.55%
Sole
275.70K
Shared
0.00
None
0.00
ISHARES TR MSCI VAL IDX
SOLEShares1.05M
TypeSH
Market value$55.6K
1.48%
Sole
1.05M
Shared
0.00
None
238.00
ISHARES TR LEHMAN 10-20YR
SOLEShares537.45K
TypeSH
Market value$55.2K
1.47%
Sole
537.42K
Shared
0.00
None
28.00
SELECT SECTOR SPDR TR SBI CONS
SOLEShares228.37K
TypeSH
Market value$41.7K
1.11%
Sole
228.37K
Shared
0.00
None
6.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 624.40K | SH | $341.7K 9.12% | 624.40K | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.62M | SH | $190.1K 5.07% | 2.62M | 0.00 | 171.00 |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 7.22M | SH | $181.0K 4.83% | 7.22M | 0.00 | 0.00 |
SCHWAB STRATEGIC TR 5 10YR CORSOLE | COM | 3.95M | SH | $174.4K 4.65% | 3.95M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 3.01M | SH | $170.4K 4.55% | 3.01M | 0.00 | 293.00 |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 1.54M | SH | $164.6K 4.39% | 1.54M | 0.00 | 145.00 |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.25M | SH | $162.2K 4.33% | 2.25M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 579.65K | SH | $131.1K 3.50% | 579.65K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.65M | SH | $127.6K 3.40% | 1.65M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 2.24M | SH | $124.5K 3.32% | 2.24M | 0.00 | 85.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.41M | SH | $112.4K 3.00% | 1.41M | 0.00 | 0.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 725.88K | SH | $109.2K 2.92% | 725.76K | 0.00 | 120.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 1.45M | SH | $94.4K 2.52% | 1.45M | 0.00 | 133.00 |
ISHARES TR 10 YR CR BD ESOLE | COM | 1.58M | SH | $79.1K 2.11% | 1.58M | 0.00 | 405.00 |
SPDR SERIES TRUST PORTFOLIO LRSOLE | COM | 1.17M | SH | $74.6K 1.99% | 1.17M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 494.07K | SH | $72.0K 1.92% | 494.05K | 0.00 | 17.00 |
NVIDIA CORP COMSOLE | COM | 563.33K | SH | $69.6K 1.86% | 563.33K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | COM | 152.01K | SH | $67.9K 1.81% | 152.01K | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 724.70K | SH | $66.1K 1.76% | 724.62K | 0.00 | 78.00 |
Invesco QQQ TrustSOLE | COM | 134K | SH | $64.2K 1.71% | 133.94K | 0.00 | 54.00 |
VANGUARD WORLD FD EXTENDED DURSOLE | COM | 864.64K | SH | $63.5K 1.69% | 864.64K | 0.00 | 0.00 |
APPLE COMPUTER INCSOLE | COM | 275.70K | SH | $58.1K 1.55% | 275.70K | 0.00 | 0.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 1.05M | SH | $55.6K 1.48% | 1.05M | 0.00 | 238.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 537.45K | SH | $55.2K 1.47% | 537.42K | 0.00 | 28.00 |
SELECT SECTOR SPDR TR SBI CONSSOLE | COM | 228.37K | SH | $41.7K 1.11% | 228.37K | 0.00 | 6.00 |
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