Filed: 5/2/2024ACC: 0001469751-24-000004
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 131 equity positions with a total reported market value of $3.55M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
131
Positions
$3.55M
Total AUM (reported)
50.46M
Total Shares
Allocation by class
COM$3.31M93.3%
ETF - EQUITY$202.2K5.7%
REAL ESTATE INVE$24.8K0.7%
MUTUAL FUNDS$5.9K0.2%
ETF - FIXED INCO$5.4K0.2%
Portfolio Concentration
Top 3$754.6K21.3%
4–10$1.05M29.4%
11–25$992.6K28.0%
Rest$757.4K21.3%
Top 3 weight
21.3%
Top 10 weight
50.7%
Voting Authority Distribution
Total shares with voting rights: 50.46M
Sole
Full voting authority
50.46M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.23K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole131
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings131
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares620.47K
TypeSH
Market value$326.2K
9.19%
Sole
620.46K
Shared
0.00
None
10.00
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.33M
TypeSH
Market value$241.7K
6.81%
Sole
2.33M
Shared
0.00
None
337.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.52M
TypeSH
Market value$186.7K
5.26%
Sole
2.52M
Shared
0.00
None
251.00
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares7.28M
TypeSH
Market value$184.1K
5.19%
Sole
7.28M
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR 5 10YR COR
SOLEShares3.86M
TypeSH
Market value$171.9K
4.84%
Sole
3.86M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares2.84M
TypeSH
Market value$164.3K
4.63%
Sole
2.84M
Shared
0.00
None
245.00
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.25M
TypeSH
Market value$163.4K
4.60%
Sole
2.25M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.63M
TypeSH
Market value$126.3K
3.56%
Sole
1.63M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares572.03K
TypeSH
Market value$119.1K
3.36%
Sole
572.03K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares2.14M
TypeSH
Market value$115.9K
3.27%
Sole
2.14M
Shared
0.00
None
84.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.41M
TypeSH
Market value$113.2K
3.19%
Sole
1.41M
Shared
0.00
None
0.00
ISHARES TR DJ US FINL SVC
SOLEShares1.41M
TypeSH
Market value$93.5K
2.63%
Sole
1.41M
Shared
0.00
None
132.00
ISHARES TR DJ US TECH SEC
SOLEShares675.75K
TypeSH
Market value$91.3K
2.57%
Sole
675.56K
Shared
0.00
None
186.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares489.01K
TypeSH
Market value$72.2K
2.04%
Sole
488.98K
Shared
0.00
None
24.00
SPDR SERIES TRUST PORTFOLIO LR
SOLEShares1.16M
TypeSH
Market value$71.1K
2.00%
Sole
1.16M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares702.38K
TypeSH
Market value$66.3K
1.87%
Sole
702.30K
Shared
0.00
None
84.00
ISHARES TR MSCI VAL IDX
SOLEShares1.22M
TypeSH
Market value$66.3K
1.87%
Sole
1.22M
Shared
0.00
None
245.00
VANGUARD WORLD FD EXTENDED DUR
SOLEShares853.41K
TypeSH
Market value$65.4K
1.84%
Sole
853.41K
Shared
0.00
None
0.00
ISHARES TR 10 YR CR BD E
SOLEShares1.22M
TypeSH
Market value$62.9K
1.77%
Sole
1.22M
Shared
0.00
None
260.00
MICROSOFT CORP COM
SOLEShares141.46K
TypeSH
Market value$59.5K
1.68%
Sole
141.46K
Shared
0.00
None
0.00
ISHARES TR LEHMAN 10-20YR
SOLEShares542.74K
TypeSH
Market value$57.0K
1.61%
Sole
542.74K
Shared
0.00
None
0.00
Invesco QQQ Trust
SOLEShares118.65K
TypeSH
Market value$52.7K
1.48%
Sole
118.64K
Shared
0.00
None
12.00
SELECT SECTOR SPDR TR SBI CONS
SOLEShares227.30K
TypeSH
Market value$41.8K
1.18%
Sole
227.29K
Shared
0.00
None
8.00
APPLE COMPUTER INC
SOLEShares243.54K
TypeSH
Market value$41.8K
1.18%
Sole
243.54K
Shared
0.00
None
0.00
COMMUNICATION SERVICES SELECT
SOLEShares461.78K
TypeSH
Market value$37.7K
1.06%
Sole
461.78K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 620.47K | SH | $326.2K 9.19% | 620.46K | 0.00 | 10.00 |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.33M | SH | $241.7K 6.81% | 2.33M | 0.00 | 337.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.52M | SH | $186.7K 5.26% | 2.52M | 0.00 | 251.00 |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 7.28M | SH | $184.1K 5.19% | 7.28M | 0.00 | 0.00 |
SCHWAB STRATEGIC TR 5 10YR CORSOLE | COM | 3.86M | SH | $171.9K 4.84% | 3.86M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 2.84M | SH | $164.3K 4.63% | 2.84M | 0.00 | 245.00 |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.25M | SH | $163.4K 4.60% | 2.25M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.63M | SH | $126.3K 3.56% | 1.63M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 572.03K | SH | $119.1K 3.36% | 572.03K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 2.14M | SH | $115.9K 3.27% | 2.14M | 0.00 | 84.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.41M | SH | $113.2K 3.19% | 1.41M | 0.00 | 0.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 1.41M | SH | $93.5K 2.63% | 1.41M | 0.00 | 132.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 675.75K | SH | $91.3K 2.57% | 675.56K | 0.00 | 186.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 489.01K | SH | $72.2K 2.04% | 488.98K | 0.00 | 24.00 |
SPDR SERIES TRUST PORTFOLIO LRSOLE | COM | 1.16M | SH | $71.1K 2.00% | 1.16M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 702.38K | SH | $66.3K 1.87% | 702.30K | 0.00 | 84.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 1.22M | SH | $66.3K 1.87% | 1.22M | 0.00 | 245.00 |
VANGUARD WORLD FD EXTENDED DURSOLE | COM | 853.41K | SH | $65.4K 1.84% | 853.41K | 0.00 | 0.00 |
ISHARES TR 10 YR CR BD ESOLE | COM | 1.22M | SH | $62.9K 1.77% | 1.22M | 0.00 | 260.00 |
MICROSOFT CORP COMSOLE | COM | 141.46K | SH | $59.5K 1.68% | 141.46K | 0.00 | 0.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 542.74K | SH | $57.0K 1.61% | 542.74K | 0.00 | 0.00 |
Invesco QQQ TrustSOLE | COM | 118.65K | SH | $52.7K 1.48% | 118.64K | 0.00 | 12.00 |
SELECT SECTOR SPDR TR SBI CONSSOLE | COM | 227.30K | SH | $41.8K 1.18% | 227.29K | 0.00 | 8.00 |
APPLE COMPUTER INCSOLE | COM | 243.54K | SH | $41.8K 1.18% | 243.54K | 0.00 | 0.00 |
COMMUNICATION SERVICES SELECTSOLE | COM | 461.78K | SH | $37.7K 1.06% | 461.78K | 0.00 | 0.00 |
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