Filed: 2/5/2024ACC: 0001469751-24-000001
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 117 equity positions with a total reported market value of $3.19M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
117
Positions
$3.19M
Total AUM (reported)
47.65M
Total Shares
Allocation by class
COM$3.02M94.6%
ETF - EQUITY$141.0K4.4%
REAL ESTATE INVE$23.8K0.7%
ETF - FIXED INCO$4.7K0.1%
MUTUAL FUNDS$3.1K0.1%
Portfolio Concentration
Top 3$679.4K21.3%
4–10$889.5K27.9%
11–25$908.1K28.5%
Rest$712.1K22.3%
Top 3 weight
21.3%
Top 10 weight
49.2%
Voting Authority Distribution
Total shares with voting rights: 47.65M
Sole
Full voting authority
47.64M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.21K
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole117
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings117
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares613.38K
TypeSH
Market value$293.0K
9.19%
Sole
613.37K
Shared
0.00
None
10.00
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.22M
TypeSH
Market value$207.9K
6.52%
Sole
2.21M
Shared
0.00
None
860.00
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares6.96M
TypeSH
Market value$178.5K
5.60%
Sole
6.96M
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.41M
TypeSH
Market value$169.4K
5.31%
Sole
2.41M
Shared
0.00
None
824.00
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.17M
TypeSH
Market value$159.4K
5.00%
Sole
2.17M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares2.27M
TypeSH
Market value$124.6K
3.91%
Sole
2.26M
Shared
0.00
None
910.00
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.50M
TypeSH
Market value$116.0K
3.64%
Sole
1.50M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.36M
TypeSH
Market value$110.9K
3.48%
Sole
1.36M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares562.23K
TypeSH
Market value$108.2K
3.39%
Sole
562.23K
Shared
0.00
None
0.00
SPDR SER TR PORTFOLIO SH TSR
SOLEShares3.48M
TypeSH
Market value$101.1K
3.17%
Sole
3.48M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares1.98M
TypeSH
Market value$98.7K
3.09%
Sole
1.98M
Shared
0.00
None
453.00
ISHARES TR DJ US FINL SVC
SOLEShares453.87K
TypeSH
Market value$81.3K
2.55%
Sole
453.76K
Shared
0.00
None
112.00
ISHARES TR DJ US TECH SEC
SOLEShares552.86K
TypeSH
Market value$67.9K
2.13%
Sole
552.50K
Shared
0.00
None
366.00
VANGUARD WORLD FD EXTENDED DUR
SOLEShares821.13K
TypeSH
Market value$66.5K
2.09%
Sole
821.13K
Shared
0.00
None
0.00
SPDR SERIES TRUST BARC CAPTL E
SOLEShares2.21M
TypeSH
Market value$65.9K
2.07%
Sole
2.21M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares481.08K
TypeSH
Market value$65.6K
2.06%
Sole
481.06K
Shared
0.00
None
24.00
SPDR SERIES TRUST PORTFOLIO LR
SOLEShares1.13M
TypeSH
Market value$63.0K
1.98%
Sole
1.13M
Shared
0.00
None
0.00
ISHARES TR MSCI VAL IDX
SOLEShares1.10M
TypeSH
Market value$57.4K
1.80%
Sole
1.10M
Shared
0.00
None
1.06K
ISHARES TR 10 YR CR BD E
SOLEShares1.07M
TypeSH
Market value$56.6K
1.78%
Sole
1.07M
Shared
0.00
None
1.41K
ISHARES TR LEHMAN 10-20YR
SOLEShares513.55K
TypeSH
Market value$55.6K
1.74%
Sole
513.45K
Shared
0.00
None
99.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares655.46K
TypeSH
Market value$55.0K
1.72%
Sole
655.26K
Shared
0.00
None
192.00
MICROSOFT CORP COM
SOLEShares120.50K
TypeSH
Market value$45.3K
1.42%
Sole
120.45K
Shared
0.00
None
45.00
APPLE COMPUTER INC
SOLEShares226.75K
TypeSH
Market value$43.7K
1.37%
Sole
226.64K
Shared
0.00
None
111.00
ISHARES TR 0-5YR HI YL CP
SOLEShares1.02M
TypeSH
Market value$43.1K
1.35%
Sole
1.02M
Shared
0.00
None
1.15K
Invesco QQQ Trust
SOLEShares103.75K
TypeSH
Market value$42.5K
1.33%
Sole
103.59K
Shared
0.00
None
154.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 613.38K | SH | $293.0K 9.19% | 613.37K | 0.00 | 10.00 |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.22M | SH | $207.9K 6.52% | 2.21M | 0.00 | 860.00 |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 6.96M | SH | $178.5K 5.60% | 6.96M | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.41M | SH | $169.4K 5.31% | 2.41M | 0.00 | 824.00 |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.17M | SH | $159.4K 5.00% | 2.17M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 2.27M | SH | $124.6K 3.91% | 2.26M | 0.00 | 910.00 |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.50M | SH | $116.0K 3.64% | 1.50M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.36M | SH | $110.9K 3.48% | 1.36M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 562.23K | SH | $108.2K 3.39% | 562.23K | 0.00 | 0.00 |
SPDR SER TR PORTFOLIO SH TSRSOLE | COM | 3.48M | SH | $101.1K 3.17% | 3.48M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 1.98M | SH | $98.7K 3.09% | 1.98M | 0.00 | 453.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 453.87K | SH | $81.3K 2.55% | 453.76K | 0.00 | 112.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 552.86K | SH | $67.9K 2.13% | 552.50K | 0.00 | 366.00 |
VANGUARD WORLD FD EXTENDED DURSOLE | COM | 821.13K | SH | $66.5K 2.09% | 821.13K | 0.00 | 0.00 |
SPDR SERIES TRUST BARC CAPTL ESOLE | COM | 2.21M | SH | $65.9K 2.07% | 2.21M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 481.08K | SH | $65.6K 2.06% | 481.06K | 0.00 | 24.00 |
SPDR SERIES TRUST PORTFOLIO LRSOLE | COM | 1.13M | SH | $63.0K 1.98% | 1.13M | 0.00 | 0.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 1.10M | SH | $57.4K 1.80% | 1.10M | 0.00 | 1.06K |
ISHARES TR 10 YR CR BD ESOLE | COM | 1.07M | SH | $56.6K 1.78% | 1.07M | 0.00 | 1.41K |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 513.55K | SH | $55.6K 1.74% | 513.45K | 0.00 | 99.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 655.46K | SH | $55.0K 1.72% | 655.26K | 0.00 | 192.00 |
MICROSOFT CORP COMSOLE | COM | 120.50K | SH | $45.3K 1.42% | 120.45K | 0.00 | 45.00 |
APPLE COMPUTER INCSOLE | COM | 226.75K | SH | $43.7K 1.37% | 226.64K | 0.00 | 111.00 |
ISHARES TR 0-5YR HI YL CPSOLE | COM | 1.02M | SH | $43.1K 1.35% | 1.02M | 0.00 | 1.15K |
Invesco QQQ TrustSOLE | COM | 103.75K | SH | $42.5K 1.33% | 103.59K | 0.00 | 154.00 |
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