Filed: 11/7/2023ACC: 0001469751-23-000008
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 110 equity positions with a total reported market value of $2.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
110
Positions
$2.82M
Total AUM (reported)
43M
Total Shares
Allocation by class
COM$2.66M94.2%
ETF - EQUITY$136.6K4.8%
REAL ESTATE INVE$20.0K0.7%
ETF - FIXED INCO$4.6K0.2%
MUTUAL FUNDS$2.1K0.1%
Portfolio Concentration
Top 3$625.4K22.2%
4–10$836.5K29.7%
11–25$774.3K27.4%
Rest$584.8K20.7%
Top 3 weight
22.2%
Top 10 weight
51.8%
Voting Authority Distribution
Total shares with voting rights: 43M
Sole
Full voting authority
42.97M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
27.04K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole110
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings110
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares621.17K
TypeSH
Market value$266.8K
9.46%
Sole
621.16K
Shared
0.00
None
12.00
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.19M
TypeSH
Market value$184.4K
6.54%
Sole
2.19M
Shared
0.00
None
1.77K
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares7.16M
TypeSH
Market value$174.3K
6.18%
Sole
7.16M
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.42M
TypeSH
Market value$155.8K
5.52%
Sole
2.42M
Shared
0.00
None
1.74K
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.20M
TypeSH
Market value$153.4K
5.44%
Sole
2.20M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares2.26M
TypeSH
Market value$121.3K
4.30%
Sole
2.26M
Shared
0.00
None
1.60K
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.52M
TypeSH
Market value$114.5K
4.06%
Sole
1.52M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.40M
TypeSH
Market value$106.2K
3.76%
Sole
1.40M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares571.69K
TypeSH
Market value$93.7K
3.32%
Sole
571.69K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares1.95M
TypeSH
Market value$91.7K
3.25%
Sole
1.95M
Shared
0.00
None
830.00
ISHARES TR DJ US FINL SVC
SOLEShares453.50K
TypeSH
Market value$70.1K
2.49%
Sole
453.25K
Shared
0.00
None
251.00
SPDR SERIES TRUST BARC CAPTL E
SOLEShares2.26M
TypeSH
Market value$66.2K
2.35%
Sole
2.26M
Shared
0.00
None
0.00
ISHARES TR LEHMAN 10-20YR
SOLEShares655.06K
TypeSH
Market value$64.5K
2.29%
Sole
654.57K
Shared
0.00
None
488.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares487.22K
TypeSH
Market value$62.7K
2.22%
Sole
487.19K
Shared
0.00
None
30.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares651.76K
TypeSH
Market value$58.9K
2.09%
Sole
651.35K
Shared
0.00
None
415.00
INVESCO EXCHANGE TRADED FD TR
SOLEShares410.07K
TypeSH
Market value$58.1K
2.06%
Sole
410.07K
Shared
0.00
None
0.00
VANGUARD WORLD FD EXTENDED DUR
SOLEShares808.85K
TypeSH
Market value$56.6K
2.01%
Sole
808.85K
Shared
0.00
None
0.00
ISHARES TR DJ US TECH SEC
SOLEShares539.27K
TypeSH
Market value$56.6K
2.01%
Sole
538.49K
Shared
0.00
None
784.00
ISHARES TR MSCI VAL IDX
SOLEShares1.05M
TypeSH
Market value$51.5K
1.83%
Sole
1.05M
Shared
0.00
None
2.23K
ISHARES TR 10 YR CR BD E
SOLEShares981.40K
TypeSH
Market value$46.3K
1.64%
Sole
979.02K
Shared
0.00
None
2.38K
APPLE COMPUTER INC
SOLEShares218.47K
TypeSH
Market value$37.4K
1.33%
Sole
218.22K
Shared
0.00
None
247.00
MICROSOFT CORP COM
SOLEShares117.76K
TypeSH
Market value$37.2K
1.32%
Sole
117.66K
Shared
0.00
None
101.00
ISHARES INC CORE MSCI EMKT
SOLEShares777.26K
TypeSH
Market value$37.0K
1.31%
Sole
775.53K
Shared
0.00
None
1.73K
SELECT SECTOR SPDR TR SBI CONS
SOLEShares226.61K
TypeSH
Market value$36.5K
1.29%
Sole
226.60K
Shared
0.00
None
10.00
ISHARES TR 0-5YR HI YL CP
SOLEShares843.05K
TypeSH
Market value$34.6K
1.23%
Sole
841.06K
Shared
0.00
None
1.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 621.17K | SH | $266.8K 9.46% | 621.16K | 0.00 | 12.00 |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.19M | SH | $184.4K 6.54% | 2.19M | 0.00 | 1.77K |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 7.16M | SH | $174.3K 6.18% | 7.16M | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.42M | SH | $155.8K 5.52% | 2.42M | 0.00 | 1.74K |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.20M | SH | $153.4K 5.44% | 2.20M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 2.26M | SH | $121.3K 4.30% | 2.26M | 0.00 | 1.60K |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.52M | SH | $114.5K 4.06% | 1.52M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.40M | SH | $106.2K 3.76% | 1.40M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 571.69K | SH | $93.7K 3.32% | 571.69K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 1.95M | SH | $91.7K 3.25% | 1.95M | 0.00 | 830.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 453.50K | SH | $70.1K 2.49% | 453.25K | 0.00 | 251.00 |
SPDR SERIES TRUST BARC CAPTL ESOLE | COM | 2.26M | SH | $66.2K 2.35% | 2.26M | 0.00 | 0.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 655.06K | SH | $64.5K 2.29% | 654.57K | 0.00 | 488.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 487.22K | SH | $62.7K 2.22% | 487.19K | 0.00 | 30.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 651.76K | SH | $58.9K 2.09% | 651.35K | 0.00 | 415.00 |
INVESCO EXCHANGE TRADED FD TRSOLE | COM | 410.07K | SH | $58.1K 2.06% | 410.07K | 0.00 | 0.00 |
VANGUARD WORLD FD EXTENDED DURSOLE | COM | 808.85K | SH | $56.6K 2.01% | 808.85K | 0.00 | 0.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 539.27K | SH | $56.6K 2.01% | 538.49K | 0.00 | 784.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 1.05M | SH | $51.5K 1.83% | 1.05M | 0.00 | 2.23K |
ISHARES TR 10 YR CR BD ESOLE | COM | 981.40K | SH | $46.3K 1.64% | 979.02K | 0.00 | 2.38K |
APPLE COMPUTER INCSOLE | COM | 218.47K | SH | $37.4K 1.33% | 218.22K | 0.00 | 247.00 |
MICROSOFT CORP COMSOLE | COM | 117.76K | SH | $37.2K 1.32% | 117.66K | 0.00 | 101.00 |
ISHARES INC CORE MSCI EMKTSOLE | COM | 777.26K | SH | $37.0K 1.31% | 775.53K | 0.00 | 1.73K |
SELECT SECTOR SPDR TR SBI CONSSOLE | COM | 226.61K | SH | $36.5K 1.29% | 226.60K | 0.00 | 10.00 |
ISHARES TR 0-5YR HI YL CPSOLE | COM | 843.05K | SH | $34.6K 1.23% | 841.06K | 0.00 | 1.99K |
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