Filed: 8/1/2023ACC: 0001469751-23-000006
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 106 equity positions with a total reported market value of $3.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
106
Positions
$3.07M
Total AUM (reported)
45.91M
Total Shares
Allocation by class
COM$2.90M94.4%
ETF - EQUITY$142.3K4.6%
REAL ESTATE INVE$21.7K0.7%
ETF - FIXED INCO$4.7K0.2%
MUTUAL FUNDS$1.9K0.1%
Portfolio Concentration
Top 3$686.4K22.4%
4–10$911.8K29.7%
11–25$830.1K27.1%
Rest$640.2K20.9%
Top 3 weight
22.4%
Top 10 weight
52.1%
Voting Authority Distribution
Total shares with voting rights: 45.91M
Sole
Full voting authority
45.88M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
27.38K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole106
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings106
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares643.84K
TypeSH
Market value$287.0K
9.35%
Sole
643.82K
Shared
0.00
None
13.00
ISHARES TR CORE MSCI EAFE
SOLEShares3.03M
TypeSH
Market value$204.8K
6.67%
Sole
3.03M
Shared
0.00
None
1.74K
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.23M
TypeSH
Market value$194.7K
6.35%
Sole
2.23M
Shared
0.00
None
1.89K
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares7.51M
TypeSH
Market value$190.5K
6.21%
Sole
7.51M
Shared
0.00
None
0.00
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.35M
TypeSH
Market value$170.6K
5.56%
Sole
2.35M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares2.23M
TypeSH
Market value$123.2K
4.01%
Sole
2.22M
Shared
0.00
None
1.60K
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.58M
TypeSH
Market value$119.5K
3.89%
Sole
1.58M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.46M
TypeSH
Market value$115.1K
3.75%
Sole
1.46M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares591.86K
TypeSH
Market value$102.9K
3.35%
Sole
591.86K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares1.86M
TypeSH
Market value$90.0K
2.93%
Sole
1.86M
Shared
0.00
None
680.00
ISHARES TR LEHMAN 10-20YR
SOLEShares670.21K
TypeSH
Market value$74.2K
2.42%
Sole
669.72K
Shared
0.00
None
489.00
ISHARES TR DJ US FINL SVC
SOLEShares463.84K
TypeSH
Market value$73.3K
2.39%
Sole
463.59K
Shared
0.00
None
252.00
SPDR SERIES TRUST BARC CAPTL E
SOLEShares2.36M
TypeSH
Market value$69.5K
2.27%
Sole
2.36M
Shared
0.00
None
0.00
ISHARES TR 0-5YR HI YL CP
SOLEShares1.67M
TypeSH
Market value$69.4K
2.26%
Sole
1.67M
Shared
0.00
None
4.41K
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares507.89K
TypeSH
Market value$67.4K
2.20%
Sole
507.86K
Shared
0.00
None
31.00
INVESCO EXCHANGE TRADED FD TR
SOLEShares424.18K
TypeSH
Market value$63.5K
2.07%
Sole
424.18K
Shared
0.00
None
0.00
ISHARES TR DJ US TECH SEC
SOLEShares523.60K
TypeSH
Market value$57.0K
1.86%
Sole
522.82K
Shared
0.00
None
786.00
MICROSOFT CORP COM
SOLEShares157.74K
TypeSH
Market value$53.7K
1.75%
Sole
157.64K
Shared
0.00
None
101.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares661.02K
TypeSH
Market value$53.7K
1.75%
Sole
660.61K
Shared
0.00
None
415.00
ISHARES TR MSCI VAL IDX
SOLEShares1.03M
TypeSH
Market value$50.5K
1.65%
Sole
1.03M
Shared
0.00
None
2.23K
SPDR SER TR BLOOMBERG 3-12 M
SOLEShares477.79K
TypeSH
Market value$47.5K
1.55%
Sole
477.79K
Shared
0.00
None
0.00
APPLE COMPUTER INC
SOLEShares213.03K
TypeSH
Market value$41.3K
1.35%
Sole
212.78K
Shared
0.00
None
247.00
SELECT SECTOR SPDR TR SBI CONS
SOLEShares233.51K
TypeSH
Market value$39.7K
1.29%
Sole
233.50K
Shared
0.00
None
11.00
ISHARES TR MSCI EURO FINL
SOLEShares1.90M
TypeSH
Market value$36.4K
1.19%
Sole
1.90M
Shared
0.00
None
660.00
Invesco QQQ Trust
SOLEShares89.52K
TypeSH
Market value$33.1K
1.08%
Sole
89.22K
Shared
0.00
None
296.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 643.84K | SH | $287.0K 9.35% | 643.82K | 0.00 | 13.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 3.03M | SH | $204.8K 6.67% | 3.03M | 0.00 | 1.74K |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.23M | SH | $194.7K 6.35% | 2.23M | 0.00 | 1.89K |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 7.51M | SH | $190.5K 6.21% | 7.51M | 0.00 | 0.00 |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.35M | SH | $170.6K 5.56% | 2.35M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 2.23M | SH | $123.2K 4.01% | 2.22M | 0.00 | 1.60K |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.58M | SH | $119.5K 3.89% | 1.58M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.46M | SH | $115.1K 3.75% | 1.46M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 591.86K | SH | $102.9K 3.35% | 591.86K | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 1.86M | SH | $90.0K 2.93% | 1.86M | 0.00 | 680.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 670.21K | SH | $74.2K 2.42% | 669.72K | 0.00 | 489.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 463.84K | SH | $73.3K 2.39% | 463.59K | 0.00 | 252.00 |
SPDR SERIES TRUST BARC CAPTL ESOLE | COM | 2.36M | SH | $69.5K 2.27% | 2.36M | 0.00 | 0.00 |
ISHARES TR 0-5YR HI YL CPSOLE | COM | 1.67M | SH | $69.4K 2.26% | 1.67M | 0.00 | 4.41K |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 507.89K | SH | $67.4K 2.20% | 507.86K | 0.00 | 31.00 |
INVESCO EXCHANGE TRADED FD TRSOLE | COM | 424.18K | SH | $63.5K 2.07% | 424.18K | 0.00 | 0.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 523.60K | SH | $57.0K 1.86% | 522.82K | 0.00 | 786.00 |
MICROSOFT CORP COMSOLE | COM | 157.74K | SH | $53.7K 1.75% | 157.64K | 0.00 | 101.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 661.02K | SH | $53.7K 1.75% | 660.61K | 0.00 | 415.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 1.03M | SH | $50.5K 1.65% | 1.03M | 0.00 | 2.23K |
SPDR SER TR BLOOMBERG 3-12 MSOLE | COM | 477.79K | SH | $47.5K 1.55% | 477.79K | 0.00 | 0.00 |
APPLE COMPUTER INCSOLE | COM | 213.03K | SH | $41.3K 1.35% | 212.78K | 0.00 | 247.00 |
SELECT SECTOR SPDR TR SBI CONSSOLE | COM | 233.51K | SH | $39.7K 1.29% | 233.50K | 0.00 | 11.00 |
ISHARES TR MSCI EURO FINLSOLE | COM | 1.90M | SH | $36.4K 1.19% | 1.90M | 0.00 | 660.00 |
Invesco QQQ TrustSOLE | COM | 89.52K | SH | $33.1K 1.08% | 89.22K | 0.00 | 296.00 |
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