Filed: 5/15/2023ACC: 0001469751-23-000004
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 103 equity positions with a total reported market value of $2.83B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
103
Positions
$2.83B
Total AUM (reported)
45M
Total Shares
Allocation by class
COM$2.74B96.9%
ETF - EQUITY$60.62M2.1%
REAL ESTATE INVE$21.52M0.8%
ETF - FIXED INCO$4.95M0.2%
MUTUAL FUNDS$1.78M0.1%
Portfolio Concentration
Top 3$649.06M22.9%
4–10$865.49M30.5%
11–25$756.50M26.7%
Rest$562.08M19.8%
Top 3 weight
22.9%
Top 10 weight
53.5%
Voting Authority Distribution
Total shares with voting rights: 45M
Sole
Full voting authority
44.98M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.49K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole103
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings103
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares631.62K
TypeSH
Market value$259.64M
9.16%
Sole
631.60K
Shared
0.00
None
13.00
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.42M
TypeSH
Market value$196.43M
6.93%
Sole
2.42M
Shared
0.00
None
2.36K
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares7.48M
TypeSH
Market value$192.99M
6.81%
Sole
7.48M
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.85M
TypeSH
Market value$190.49M
6.72%
Sole
2.85M
Shared
0.00
None
513.00
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.34M
TypeSH
Market value$172.59M
6.09%
Sole
2.34M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.59M
TypeSH
Market value$120.86M
4.27%
Sole
1.59M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.45M
TypeSH
Market value$116.41M
4.11%
Sole
1.45M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR BLKSTN GSOS
SOLEShares2.41M
TypeSH
Market value$99.78M
3.52%
Sole
2.41M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares598.49K
TypeSH
Market value$90.38M
3.19%
Sole
598.49K
Shared
0.00
None
0.00
ISHARES TR LEHMAN 10-20YR
SOLEShares654.65K
TypeSH
Market value$74.98M
2.65%
Sole
654.16K
Shared
0.00
None
489.00
ISHARES TR 0-5YR HI YL CP
SOLEShares1.71M
TypeSH
Market value$71.30M
2.52%
Sole
1.71M
Shared
0.00
None
4.75K
SPDR SERIES TRUST BARC CAPTL E
SOLEShares2.35M
TypeSH
Market value$69.65M
2.46%
Sole
2.35M
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares512.15K
TypeSH
Market value$66.30M
2.34%
Sole
512.12K
Shared
0.00
None
31.00
ISHARES TR DJ US FINL SVC
SOLEShares439.20K
TypeSH
Market value$66.30M
2.34%
Sole
439.02K
Shared
0.00
None
173.00
ISHARES TR MBS FIXED BDFD
SOLEShares616.62K
TypeSH
Market value$58.41M
2.06%
Sole
616.62K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares645.52K
TypeSH
Market value$53.47M
1.89%
Sole
645.10K
Shared
0.00
None
415.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares891.42K
TypeSH
Market value$53.45M
1.89%
Sole
891.42K
Shared
0.00
None
0.00
ISHARES TR DJ US TECH SEC
SOLEShares519.89K
TypeSH
Market value$48.25M
1.70%
Sole
519.11K
Shared
0.00
None
786.00
ISHARES TR MSCI VAL IDX
SOLEShares989.33K
TypeSH
Market value$48.01M
1.69%
Sole
987.10K
Shared
0.00
None
2.23K
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares802.60K
TypeSH
Market value$43.82M
1.55%
Sole
801K
Shared
0.00
None
1.60K
J P MORGAN EXCHANGE TRADED FD
SOLEShares933.71K
TypeSH
Market value$42.10M
1.49%
Sole
933.35K
Shared
0.00
None
361.00
SELECT SECTOR SPDR TR SBI CONS
SOLEShares231.59K
TypeSH
Market value$34.63M
1.22%
Sole
231.58K
Shared
0.00
None
11.00
APPLE COMPUTER INC
SOLEShares207.04K
TypeSH
Market value$34.14M
1.21%
Sole
206.79K
Shared
0.00
None
247.00
ISHARES INC CORE MSCI EMKT
SOLEShares693.95K
TypeSH
Market value$33.86M
1.20%
Sole
692.36K
Shared
0.00
None
1.58K
MICROSOFT CORP COM
SOLEShares113.78K
TypeSH
Market value$32.80M
1.16%
Sole
113.67K
Shared
0.00
None
101.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 631.62K | SH | $259.64M 9.16% | 631.60K | 0.00 | 13.00 |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.42M | SH | $196.43M 6.93% | 2.42M | 0.00 | 2.36K |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 7.48M | SH | $192.99M 6.81% | 7.48M | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.85M | SH | $190.49M 6.72% | 2.85M | 0.00 | 513.00 |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.34M | SH | $172.59M 6.09% | 2.34M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.59M | SH | $120.86M 4.27% | 1.59M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.45M | SH | $116.41M 4.11% | 1.45M | 0.00 | 0.00 |
SSGA ACTIVE ETF TR BLKSTN GSOSSOLE | COM | 2.41M | SH | $99.78M 3.52% | 2.41M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 598.49K | SH | $90.38M 3.19% | 598.49K | 0.00 | 0.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 654.65K | SH | $74.98M 2.65% | 654.16K | 0.00 | 489.00 |
ISHARES TR 0-5YR HI YL CPSOLE | COM | 1.71M | SH | $71.30M 2.52% | 1.71M | 0.00 | 4.75K |
SPDR SERIES TRUST BARC CAPTL ESOLE | COM | 2.35M | SH | $69.65M 2.46% | 2.35M | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 512.15K | SH | $66.30M 2.34% | 512.12K | 0.00 | 31.00 |
ISHARES TR DJ US FINL SVCSOLE | COM | 439.20K | SH | $66.30M 2.34% | 439.02K | 0.00 | 173.00 |
ISHARES TR MBS FIXED BDFDSOLE | COM | 616.62K | SH | $58.41M 2.06% | 616.62K | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 645.52K | SH | $53.47M 1.89% | 645.10K | 0.00 | 415.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 891.42K | SH | $53.45M 1.89% | 891.42K | 0.00 | 0.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 519.89K | SH | $48.25M 1.70% | 519.11K | 0.00 | 786.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 989.33K | SH | $48.01M 1.69% | 987.10K | 0.00 | 2.23K |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 802.60K | SH | $43.82M 1.55% | 801K | 0.00 | 1.60K |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 933.71K | SH | $42.10M 1.49% | 933.35K | 0.00 | 361.00 |
SELECT SECTOR SPDR TR SBI CONSSOLE | COM | 231.59K | SH | $34.63M 1.22% | 231.58K | 0.00 | 11.00 |
APPLE COMPUTER INCSOLE | COM | 207.04K | SH | $34.14M 1.21% | 206.79K | 0.00 | 247.00 |
ISHARES INC CORE MSCI EMKTSOLE | COM | 693.95K | SH | $33.86M 1.20% | 692.36K | 0.00 | 1.58K |
MICROSOFT CORP COMSOLE | COM | 113.78K | SH | $32.80M 1.16% | 113.67K | 0.00 | 101.00 |
Page 1 of 5
…