Filed: 2/15/2023ACC: 0001469751-23-000002
📋 What this filing means
RIVERFRONT INVESTMENT GROUP, LLC filed this quarterly 13F‑HR report disclosing 102 equity positions with a total reported market value of $437.99M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
102
Positions
$437.99M
Total AUM (reported)
41.88M
Total Shares
Allocation by class
COM$407.75M93.1%
ETF - EQUITY$24.09M5.5%
ETF - FIXED INCO$4.82M1.1%
MUTUAL FUNDS$1.34M0.3%
Portfolio Concentration
Top 3$78.90M18.0%
4–10$125.49M28.7%
11–25$114.01M26.0%
Rest$119.59M27.3%
Top 3 weight
18.0%
Top 10 weight
46.7%
Voting Authority Distribution
Total shares with voting rights: 41.89M
Sole
Full voting authority
41.87M
shares
% of voting shares99.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.19K
shares
% of voting shares0.1%
Investment Discretion (by position count)
Sole102
Shared0
Other0
Dominant voting typeSole · 99.9% of voting shares
Institutional Holdings102
Rows:
ISHARES TR S&P 500 INDEX
SOLEShares618.35K
TypeSH
Market value$28.72M
6.56%
Sole
618.50K
Shared
0.00
None
13.00
ALPS ETF TR RIVERFRNT DYMC
SOLEShares662.96K
TypeSH
Market value$27.80M
6.35%
Sole
662.33K
Shared
0.00
None
0.00
ISHARES TR 0-5YR HI YL CP
SOLEShares1.69M
TypeSH
Market value$22.39M
5.11%
Sole
1.68M
Shared
0.00
None
4.75K
GOLDMAN SACHS ETF TR EQUITY ET
SOLEShares2.38M
TypeSH
Market value$21.60M
4.93%
Sole
2.38M
Shared
0.00
None
2.36K
FIRST TR EXCH TRADED FD III RI
SOLEShares387.19K
TypeSH
Market value$20.58M
4.70%
Sole
386.84K
Shared
0.00
None
0.00
ISHARES TR LEHMAN AGG BND
SOLEShares263.79K
TypeSH
Market value$20.17M
4.60%
Sole
263.69K
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED FEQ
SOLEShares814.66K
TypeSH
Market value$19.32M
4.41%
Sole
812.88K
Shared
0.00
None
1.60K
VANGUARD BD INDEX FD INC TOTAL
SOLEShares2.29M
TypeSH
Market value$17.73M
4.05%
Sole
2.29M
Shared
0.00
None
0.00
SPDR SERIES TRUST PORTFOLIO AG
SOLEShares6.94M
TypeSH
Market value$13.32M
3.04%
Sole
6.94M
Shared
0.00
None
0.00
ISHARES TR CORE MSCI EAFE
SOLEShares2.82M
TypeSH
Market value$12.77M
2.92%
Sole
2.82M
Shared
0.00
None
513.00
ALPS ETF TR RIVERFRONT DYM
SOLEShares480.87K
TypeSH
Market value$10.64M
2.43%
Sole
481.41K
Shared
0.00
None
0.00
ISHARES TR MSCI VAL IDX
SOLEShares972.54K
TypeSH
Market value$9.56M
2.18%
Sole
970.31K
Shared
0.00
None
2.23K
VANGUARD SCOTTSDALE FDS SHRT-T
SOLEShares1.53M
TypeSH
Market value$9.20M
2.10%
Sole
1.53M
Shared
0.00
None
0.00
SSGA ACTIVE ETF TR BLKSTN GSOS
SOLEShares2.28M
TypeSH
Market value$9.17M
2.09%
Sole
2.28M
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS INT-TE
SOLEShares1.41M
TypeSH
Market value$8.84M
2.02%
Sole
1.41M
Shared
0.00
None
0.00
ALPS ETF TR RIVERFRNT FLEX
SOLEShares208.93K
TypeSH
Market value$8.41M
1.92%
Sole
208.71K
Shared
0.00
None
0.00
ISHARES TR DJ US TECH SEC
SOLEShares674.59K
TypeSH
Market value$8.39M
1.92%
Sole
673.39K
Shared
0.00
None
1.19K
ISHARES TR DJ US FINL SVC
SOLEShares515.57K
TypeSH
Market value$7.40M
1.69%
Sole
515.34K
Shared
0.00
None
357.00
ISHARES TR LEHMAN 10-20YR
SOLEShares618.57K
TypeSH
Market value$7.22M
1.65%
Sole
618.27K
Shared
0.00
None
489.00
MICROSOFT CORP COM
SOLEShares134.88K
TypeSH
Market value$6.64M
1.52%
Sole
134.73K
Shared
0.00
None
165.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares603.56K
TypeSH
Market value$5.96M
1.36%
Sole
603.79K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR SBI HEAL
SOLEShares517.69K
TypeSH
Market value$5.93M
1.35%
Sole
517.85K
Shared
0.00
None
31.00
SELECT SECTOR SPDR TR SBI INT-
SOLEShares643.72K
TypeSH
Market value$5.84M
1.33%
Sole
643.48K
Shared
0.00
None
415.00
J P MORGAN EXCHANGE TRADED FD
SOLEShares900.70K
TypeSH
Market value$5.53M
1.26%
Sole
900.60K
Shared
0.00
None
361.00
FIRST TR EXCHANGE TRADED FD HI
SOLEShares272.26K
TypeSH
Market value$5.26M
1.20%
Sole
272.07K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TR S&P 500 INDEXSOLE | COM | 618.35K | SH | $28.72M 6.56% | 618.50K | 0.00 | 13.00 |
ALPS ETF TR RIVERFRNT DYMCSOLE | COM | 662.96K | SH | $27.80M 6.35% | 662.33K | 0.00 | 0.00 |
ISHARES TR 0-5YR HI YL CPSOLE | COM | 1.69M | SH | $22.39M 5.11% | 1.68M | 0.00 | 4.75K |
GOLDMAN SACHS ETF TR EQUITY ETSOLE | COM | 2.38M | SH | $21.60M 4.93% | 2.38M | 0.00 | 2.36K |
FIRST TR EXCH TRADED FD III RISOLE | COM | 387.19K | SH | $20.58M 4.70% | 386.84K | 0.00 | 0.00 |
ISHARES TR LEHMAN AGG BNDSOLE | COM | 263.79K | SH | $20.17M 4.60% | 263.69K | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FEQSOLE | ETF - EQUITY | 814.66K | SH | $19.32M 4.41% | 812.88K | 0.00 | 1.60K |
VANGUARD BD INDEX FD INC TOTALSOLE | COM | 2.29M | SH | $17.73M 4.05% | 2.29M | 0.00 | 0.00 |
SPDR SERIES TRUST PORTFOLIO AGSOLE | COM | 6.94M | SH | $13.32M 3.04% | 6.94M | 0.00 | 0.00 |
ISHARES TR CORE MSCI EAFESOLE | COM | 2.82M | SH | $12.77M 2.92% | 2.82M | 0.00 | 513.00 |
ALPS ETF TR RIVERFRONT DYMSOLE | COM | 480.87K | SH | $10.64M 2.43% | 481.41K | 0.00 | 0.00 |
ISHARES TR MSCI VAL IDXSOLE | COM | 972.54K | SH | $9.56M 2.18% | 970.31K | 0.00 | 2.23K |
VANGUARD SCOTTSDALE FDS SHRT-TSOLE | COM | 1.53M | SH | $9.20M 2.10% | 1.53M | 0.00 | 0.00 |
SSGA ACTIVE ETF TR BLKSTN GSOSSOLE | COM | 2.28M | SH | $9.17M 2.09% | 2.28M | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDS INT-TESOLE | COM | 1.41M | SH | $8.84M 2.02% | 1.41M | 0.00 | 0.00 |
ALPS ETF TR RIVERFRNT FLEXSOLE | COM | 208.93K | SH | $8.41M 1.92% | 208.71K | 0.00 | 0.00 |
ISHARES TR DJ US TECH SECSOLE | COM | 674.59K | SH | $8.39M 1.92% | 673.39K | 0.00 | 1.19K |
ISHARES TR DJ US FINL SVCSOLE | COM | 515.57K | SH | $7.40M 1.69% | 515.34K | 0.00 | 357.00 |
ISHARES TR LEHMAN 10-20YRSOLE | COM | 618.57K | SH | $7.22M 1.65% | 618.27K | 0.00 | 489.00 |
MICROSOFT CORP COMSOLE | COM | 134.88K | SH | $6.64M 1.52% | 134.73K | 0.00 | 165.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 603.56K | SH | $5.96M 1.36% | 603.79K | 0.00 | 0.00 |
SELECT SECTOR SPDR TR SBI HEALSOLE | COM | 517.69K | SH | $5.93M 1.35% | 517.85K | 0.00 | 31.00 |
SELECT SECTOR SPDR TR SBI INT-SOLE | COM | 643.72K | SH | $5.84M 1.33% | 643.48K | 0.00 | 415.00 |
J P MORGAN EXCHANGE TRADED FDSOLE | COM | 900.70K | SH | $5.53M 1.26% | 900.60K | 0.00 | 361.00 |
FIRST TR EXCHANGE TRADED FD HISOLE | COM | 272.26K | SH | $5.26M 1.20% | 272.07K | 0.00 | 0.00 |
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