RITTERBUSCH TODD

PrivateCIK: 1774173

Location

DALLAS, TX

RITTERBUSCH TODD (EVP & CLO - TBK Bank, SSB) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

RITTERBUSCH TODD

Filed: 5/3/2024ACC: 0001628280-24-020261

InsiderRITTERBUSCH TODDCIK 1774173

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP & CLO - TBK Bank, SSB

Since May 2019

+3.66K

Net shares

Net buyer

$55.8K

Total sold

0

Open market trades

0B · 0S

4

Total transactions

4.43K acquired · 775.00 disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

Shares

+1.22K

Price / share

—

Trade value

—

% of position

7.2%

5/1/2024

16.97K→18.19K

Common Stock

Direct

A · Award

Shares

+874.00

Price / share

—

Trade value

—

% of position

4.8%

5/1/2024

18.19K→19.06K

Common Stock

Direct

F · Tax Withholding

Shares

−775.00

Price / share

$72.00

Trade value

$55.80K

% of position

4.1%

5/1/2024

19.06K→18.29K

Total

Net shares

+1.31K

Net value

-$55.80K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2024	A · Award	+1.22K	—	—	7.2%	16.97K	18.19K
Common Stock Direct	5/1/2024	A · Award	+874.00	—	—	4.8%	18.19K	19.06K
Common Stock Direct	5/1/2024	F · Tax Withholding	−775.00	$72.00	$55.80K	4.1%	19.06K	18.29K
Total			+1.31K		-$55.80K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

2.35K shares

Shares

+2.35K

Strike price

72

Held after

2.35K

Exercisable

—

5/1/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock2.35K shares	5/1/2024	A · Award	+2.35K	72	—	2.35K

Non-Derivative Holdings (Post-Transaction)1

Depository Shares

Direct

Shares owned21K

Total

21K direct21K

Security Title	Shares Owned	Ownership Type
Depository Shares	21K	Direct
Total	21K	21K direct

Derivative Holdings (Post-Transaction)5

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

945.00

Shares owned

945.00

Exercise price

31

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.44K

Shares owned

1.44K

Exercise price

88.63

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.93K

Shares owned

2.93K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.19K

Shares owned

2.19K

Exercise price

69.44

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.98K

Shares owned

2.98K

Exercise price

51.25

Expiration

—

Exercise window

—

Total

Underlying

10.48K

Owned

10.48K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	31	—	—	945.00	945.00
Employee Stock Options Direct	Common Stock	88.63	—	—	1.44K	1.44K
Employee Stock Options Direct	Common Stock	26.25	—	—	2.93K	2.93K
Employee Stock Options Direct	Common Stock	69.44	—	—	2.19K	2.19K
Employee Stock Options Direct	Common Stock	51.25	—	—	2.98K	2.98K
Total					10.48K	10.48K