RITTERBUSCH TODD (EVP & CLO - TBK Bank, SSB) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

RITTERBUSCH TODD

Filed: 5/3/2023ACC: 0001628280-23-015245

InsiderRITTERBUSCH TODDCIK 1774173

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP & CLO - TBK Bank, SSB

Since May 2019

+6.40K

Net shares

Net buyer

$135.8K

Total sold

Open market trades

0B · 0S

Total transactions

9.05K acquired · 2.65K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

+1.46K

Price / share

—

Trade value

—

% of position

9.4%

5/1/2023

15.55K→17.01K

Common Stock

Direct

A · Award

+4.61K

Price / share

—

Trade value

—

% of position

27.1%

5/1/2023

17.01K→21.62K

Common Stock

Direct

F · Tax Withholding

−2.65K

Price / share

$51.25

Trade value

$135.81K

% of position

12.3%

5/1/2023

21.62K→18.97K

Total

Net shares

+3.42K

Net value

-$135.81K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2023	A · Award	+1.46K	—	—	9.4%	15.55K	17.01K
Common Stock Direct	5/1/2023	A · Award	+4.61K	—	—	27.1%	17.01K	21.62K
Common Stock Direct	5/1/2023	F · Tax Withholding	−2.65K	$51.25	$135.81K	12.3%	21.62K	18.97K
Total			+3.42K		-$135.81K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

2.98K shares

+2.98K

Strike price

51.25

Held after

2.98K

Exercisable

—

5/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock2.98K shares	5/1/2023	A · Award	+2.98K	51.25	—	2.98K

Non-Derivative Holdings (Post-Transaction)1

Depository Shares

Direct

Shares owned20K

Total

20K direct20K

Security Title	Shares Owned	Ownership Type
Depository Shares	20K	Direct
Total	20K	20K direct

Derivative Holdings (Post-Transaction)4

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.44K

Shares owned

1.44K

Exercise price

88.63

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

2.19K

Shares owned

2.19K

Exercise price

69.44

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

3.91K

Shares owned

2.93K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

945.00

Exercise price

31.0

Expiration

—

Exercise window

—

Total

Underlying

9.43K

Owned

7.50K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	88.63	—	—	1.44K	1.44K
Employee Stock Options Direct	Common Stock	69.44	—	—	2.19K	2.19K
Employee Stock Options Direct	Common Stock	26.25	—	—	3.91K	2.93K
Employee Stock Options Direct	Common Stock	31.0	—	—	1.89K	945.00
Total					9.43K	7.50K