RITTERBUSCH TODD (EVP & CLO - TBK Bank, SSB) received a stock award from TRIUMPH FINANCIAL, INC.

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 2 awards

RITTERBUSCH TODD

Filed: 5/4/2022ACC: 0001209191-22-027137

InsiderRITTERBUSCH TODDCIK 1774173

→

IssuerTRIUMPH FINANCIAL, INC.CIK 1539638

Officer· EVP & CLO - TBK Bank, SSB

Since May 2019

+4.28K

Net shares

Net buyer

$73.9K

Total sold

Open market trades

0B · 0S

Total transactions

5.34K acquired · 1.06K disposed

Non-Derivative Transactions3

Common Stock

Direct

A · Award

+1.01K

Price / share

—

Trade value

—

% of position

14.3%

5/1/2022

7.10K→8.11K

Common Stock

Direct

A · Award

+2.14K

Price / share

—

Trade value

—

% of position

26.4%

5/1/2022

8.11K→10.25K

Common Stock

Direct

F · Tax Withholding

−1.06K

Price / share

$69.44

Trade value

$73.88K

% of position

10.4%

5/1/2022

10.25K→9.18K

Total

Net shares

+2.09K

Net value

-$73.88K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/1/2022	A · Award	+1.01K	—	—	14.3%	7.10K	8.11K
Common Stock Direct	5/1/2022	A · Award	+2.14K	—	—	26.4%	8.11K	10.25K
Common Stock Direct	5/1/2022	F · Tax Withholding	−1.06K	$69.44	$73.88K	10.4%	10.25K	9.18K
Total			+2.09K		-$73.88K

Derivative Transactions1

Employee Stock Options

Direct

A · Award

Converts to

Common Stock

2.19K shares

+2.19K

Strike price

69.44

Held after

2.19K

Exercisable

—

5/1/2022

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Options Direct	Common Stock2.19K shares	5/1/2022	A · Award	+2.19K	69.44	—	2.19K

Non-Derivative Holdings (Post-Transaction)1

Depository Shares

Direct

Shares owned20K

Total

20K direct20K

Security Title	Shares Owned	Ownership Type
Depository Shares	20K	Direct
Total	20K	20K direct

Derivative Holdings (Post-Transaction)3

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

3.91K

Shares owned

2.93K

Exercise price

26.25

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.89K

Shares owned

945.00

Exercise price

31.00

Expiration

—

Exercise window

—

Employee Stock Options

Direct

Underlying security

Common Stock

Underlying shares

1.44K

Shares owned

1.44K

Exercise price

88.63

Expiration

—

Exercise window

—

Total

Underlying

7.24K

Owned

5.32K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Employee Stock Options Direct	Common Stock	26.25	—	—	3.91K	2.93K
Employee Stock Options Direct	Common Stock	31.00	—	—	1.89K	945.00
Employee Stock Options Direct	Common Stock	88.63	—	—	1.44K	1.44K
Total					7.24K	5.32K