RITCHEA DAVA (Chief Financial Officer) reported 2 transactions at SCULPTOR CAPITAL MANAGEMENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/20/2023ACC: 0001403256-23-000135
Officer· Chief Financial Officer
Since Jan 2021
-207.72K
Net shares
Net seller
$857.0K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
207.72K disposed
Non-Derivative Transactions2
Class A Shares
Direct
Shares
−77.63K
Price / share
—
Trade value
—
% of position
53.5%
11/17/2023
145.11K→67.48K
Class A Shares
Direct
Shares
−67.48K
Price / share
$12.70
Trade value
$857.02K
% of position
New position
11/17/2023
67.48K→0.00
Total
Net shares
−145.11K
Net value
-$857.02K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Shares Direct | 11/17/2023 | D · Disposition | −77.63K | — | — | 53.5% | 145.11K | 67.48K |
| Class A Shares Direct | 11/17/2023 | D · Disposition | −67.48K | $12.70 | $857.02K | New position | 67.48K | 0.00 |
| Total | −145.11K | -$857.02K | ||||||
Derivative Transactions3
Class A Restricted Share Units
Direct
Converts to
Class A Shares
33.22K shares
Shares
−33.22K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
Class A Restricted Share Units
Direct
Converts to
Class A Shares
24.65K shares
Shares
−24.65K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
Class A Restricted Share Units
Direct
Converts to
Class A Shares
4.74K shares
Shares
−4.74K
Strike price
Held after
0.00
Exercisable
—
11/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class A Restricted Share Units Direct | Class A Shares33.22K shares | 11/17/2023 | D · Disposition | −33.22K | — | 0.00 | |
| Class A Restricted Share Units Direct | Class A Shares24.65K shares | 11/17/2023 | D · Disposition | −24.65K | — | 0.00 | |
| Class A Restricted Share Units Direct | Class A Shares4.74K shares | 11/17/2023 | D · Disposition | −4.74K | — | 0.00 |