RISTOW DAVE

PrivateCIK: 1721474
Location

MINNEAPOLIS, MN

RISTOW DAVE (Chief Financial Officer) sold 182.58K shares of QUMU CORP on the open market

Open‑market sale worth $525.6K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales
InsiderRISTOW DAVECIK 1721474
IssuerQUMU CORPCIK 892482
Officer· Chief Financial Officer
Since Dec 2018
-182.58K
Net shares
Net seller
$525.6K
Total sold
3
Open market trades
0B · 3S
9
Total transactions
137.50K acquired · 320.08K disposed
Non-Derivative Transactions6

Common Stock

Direct
S · Sale

Shares

45.08K

Price / share

$2.92

Trade value

$131.78K

% of position

New position
9/1/2021
45.08K0.00

Common Stock

Direct
M · Option Exercise

Shares

+25K

Price / share

$2.28

Trade value

$57K

% of position

New position
9/1/2021
0.0025K

Common Stock

Direct
M · Option Exercise

Shares

+12.50K

Price / share

$2.13

Trade value

$26.57K

% of position

50.0%
9/1/2021
25K37.50K

Common Stock

Direct
S · Sale

Shares

37.50K

Price / share

$2.88

Trade value

$108.08K

% of position

New position
9/1/2021
37.50K0.00

Common Stock

Direct
M · Option Exercise

Shares

+100K

Price / share

$2.13

Trade value

$212.57K

% of position

New position
9/2/2021
0.00100K

Common Stock

Direct
S · Sale

Shares

100K

Price / share

$2.86

Trade value

$285.73K

% of position

New position
9/2/2021
100K0.00
Total

Net shares

45.08K

Net value

-$229.46K

Derivative Transactions3

Stock Option (Right-to-Buy)

Direct
M · Option Exercise
Converts to

Common Stock

25K shares

Shares

25K

Strike price

2.1257

Held after

0.00

Exercisable

9/1/2021

Stock Option (Right-to-Buy)

Direct
M · Option Exercise
Converts to

Common Stock

12.50K shares

Shares

12.50K

Strike price

2.28

Held after

0.00

Exercisable

9/1/2021

Stock Option (Right-to-Buy)

Direct
M · Option Exercise
Converts to

Common Stock

100K shares

Shares

100K

Strike price

2.28

Held after

0.00

Exercisable

9/2/2021
RISTOW DAVE — Insider Transaction (Form 4) Filed Sep 3, 2021 | Finecho