Filed: 10/16/2026ACC: 0001831316-26-000009
📋 What this filing means
RISE ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $354.71M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
104
Positions
$354.71M
Total AUM (reported)
5.38M
Total Shares
Allocation by class
ETF$297.16M83.8%
STOCK$57.55M16.2%
Portfolio Concentration
Top 3$129.61M36.5%
4–10$142.17M40.1%
11–25$46.12M13.0%
Rest$36.81M10.4%
Top 3 weight
36.5%
Top 10 weight
76.6%
Voting Authority Distribution
Total shares with voting rights: 5.38M
Sole
Full voting authority
5.38M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole104
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings104
Rows:
VANGUARD MORNINGSTAR GROWTH ETF
SOLEShares613.23K
TypeSH
Market value$55.26M
15.58%
Sole
613.23K
Shared
0.00
None
0.00
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF
SOLEShares502.53K
TypeSH
Market value$39.34M
11.09%
Sole
502.53K
Shared
0.00
None
0.00
VANGUARD CORE BOND ETF
SOLEShares475.52K
TypeSH
Market value$35.01M
9.87%
Sole
475.51K
Shared
0.00
None
0.00
VANGUARD MORNINGSTAR VALUE ETF
SOLEShares142.37K
TypeSH
Market value$30.76M
8.67%
Sole
142.37K
Shared
0.00
None
0.00
FIDELITY TOTAL BOND ETF
SOLEShares576.94K
TypeSH
Market value$24.98M
7.04%
Sole
576.94K
Shared
0.00
None
0.00
JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF
SOLEShares264.67K
TypeSH
Market value$23.63M
6.66%
Sole
264.67K
Shared
0.00
None
0.00
FT VEST LADDERED MODERATE BUFFER ETF
SOLEShares704.37K
TypeSH
Market value$20.10M
5.67%
Sole
704.37K
Shared
0.00
None
0.00
FT VEST INVESTMENT GRADE & TARGET INCOME ETF
SOLEShares1.05M
TypeSH
Market value$18.96M
5.34%
Sole
1.05M
Shared
0.00
None
0.00
JANUS HENDERSON SHORT DURATION INCOME ETF
SOLEShares278.01K
TypeSH
Market value$13.50M
3.81%
Sole
278.01K
Shared
0.00
None
0.00
JANUS HENDERSON SECURITIZED INCOME ETF
SOLEShares205.05K
TypeSH
Market value$10.24M
2.89%
Sole
205.05K
Shared
0.00
None
0.00
STATE STREET ENERGY SELECT SECTOR SPDR ETF
SOLEShares99.83K
TypeSH
Market value$6.14M
1.73%
Sole
99.83K
Shared
0.00
None
0.00
NVIDIA CORPORATION COM
SOLEShares25.70K
TypeSH
Market value$5.87M
1.65%
Sole
25.69K
Shared
0.00
None
0.00
MICROSOFT CORP COM
SOLEShares9.39K
TypeSH
Market value$4.82M
1.36%
Sole
9.39K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL CL B NEW
SOLEShares7.74K
TypeSH
Market value$3.86M
1.09%
Sole
7.74K
Shared
0.00
None
0.00
JPMORGAN ULTRA-SHORT INCOME ETF
SOLEShares66.19K
TypeSH
Market value$3.33M
0.94%
Sole
66.19K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares10K
TypeSH
Market value$3.33M
0.94%
Sole
10K
Shared
0.00
None
0.00
AMAZON COM INC COM
SOLEShares11.99K
TypeSH
Market value$2.99M
0.84%
Sole
11.99K
Shared
0.00
None
0.00
ALPHABET INC CAP STK CL C
SOLEShares8.74K
TypeSH
Market value$2.98M
0.84%
Sole
8.74K
Shared
0.00
None
0.00
MICRON TECHNOLOGY INC COM
SOLEShares2.26K
TypeSH
Market value$2.41M
0.68%
Sole
2.26K
Shared
0.00
None
0.00
VANGUARD NEW YORK TAX-EXEMPT BOND ETF
SOLEShares22.96K
TypeSH
Market value$2.24M
0.63%
Sole
22.96K
Shared
0.00
None
0.00
ISHARES RUSSELL 2000 ETF
SOLEShares6.97K
TypeSH
Market value$1.94M
0.55%
Sole
6.97K
Shared
0.00
None
0.00
EXXONMOBIL HOLDINGS CORP COM SHS
SOLEShares11.67K
TypeSH
Market value$1.90M
0.54%
Sole
11.67K
Shared
0.00
None
0.00
STATE STREET SPDR S&P 500 ETF
SOLEShares1.99K
TypeSH
Market value$1.52M
0.43%
Sole
1.99K
Shared
0.00
None
0.00
DFA INVT DIMENSIONS GROUP INC US CORE EQTY 2
SOLEShares33.06K
TypeSH
Market value$1.47M
0.41%
Sole
33.06K
Shared
0.00
None
0.00
STATE STREET SPDR S&P MIDCAP 400 ETF TRUST
SOLEShares2.04K
TypeSH
Market value$1.34M
0.38%
Sole
2.04K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD MORNINGSTAR GROWTH ETFSOLE | ETF | 613.23K | SH | $55.26M 15.58% | 613.23K | 0.00 | 0.00 |
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE | ETF | 502.53K | SH | $39.34M 11.09% | 502.53K | 0.00 | 0.00 |
VANGUARD CORE BOND ETFSOLE | ETF | 475.52K | SH | $35.01M 9.87% | 475.51K | 0.00 | 0.00 |
VANGUARD MORNINGSTAR VALUE ETFSOLE | ETF | 142.37K | SH | $30.76M 8.67% | 142.37K | 0.00 | 0.00 |
FIDELITY TOTAL BOND ETFSOLE | ETF | 576.94K | SH | $24.98M 7.04% | 576.94K | 0.00 | 0.00 |
JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETFSOLE | ETF | 264.67K | SH | $23.63M 6.66% | 264.67K | 0.00 | 0.00 |
FT VEST LADDERED MODERATE BUFFER ETFSOLE | ETF | 704.37K | SH | $20.10M 5.67% | 704.37K | 0.00 | 0.00 |
FT VEST INVESTMENT GRADE & TARGET INCOME ETFSOLE | ETF | 1.05M | SH | $18.96M 5.34% | 1.05M | 0.00 | 0.00 |
JANUS HENDERSON SHORT DURATION INCOME ETFSOLE | ETF | 278.01K | SH | $13.50M 3.81% | 278.01K | 0.00 | 0.00 |
JANUS HENDERSON SECURITIZED INCOME ETFSOLE | ETF | 205.05K | SH | $10.24M 2.89% | 205.05K | 0.00 | 0.00 |
STATE STREET ENERGY SELECT SECTOR SPDR ETFSOLE | ETF | 99.83K | SH | $6.14M 1.73% | 99.83K | 0.00 | 0.00 |
NVIDIA CORPORATION COMSOLE | Stock | 25.70K | SH | $5.87M 1.65% | 25.69K | 0.00 | 0.00 |
MICROSOFT CORP COMSOLE | Stock | 9.39K | SH | $4.82M 1.36% | 9.39K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE | Stock | 7.74K | SH | $3.86M 1.09% | 7.74K | 0.00 | 0.00 |
JPMORGAN ULTRA-SHORT INCOME ETFSOLE | ETF | 66.19K | SH | $3.33M 0.94% | 66.19K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 10K | SH | $3.33M 0.94% | 10K | 0.00 | 0.00 |
AMAZON COM INC COMSOLE | Stock | 11.99K | SH | $2.99M 0.84% | 11.99K | 0.00 | 0.00 |
ALPHABET INC CAP STK CL CSOLE | Stock | 8.74K | SH | $2.98M 0.84% | 8.74K | 0.00 | 0.00 |
MICRON TECHNOLOGY INC COMSOLE | Stock | 2.26K | SH | $2.41M 0.68% | 2.26K | 0.00 | 0.00 |
VANGUARD NEW YORK TAX-EXEMPT BOND ETFSOLE | ETF | 22.96K | SH | $2.24M 0.63% | 22.96K | 0.00 | 0.00 |
ISHARES RUSSELL 2000 ETFSOLE | ETF | 6.97K | SH | $1.94M 0.55% | 6.97K | 0.00 | 0.00 |
EXXONMOBIL HOLDINGS CORP COM SHSSOLE | Stock | 11.67K | SH | $1.90M 0.54% | 11.67K | 0.00 | 0.00 |
STATE STREET SPDR S&P 500 ETFSOLE | ETF | 1.99K | SH | $1.52M 0.43% | 1.99K | 0.00 | 0.00 |
DFA INVT DIMENSIONS GROUP INC US CORE EQTY 2SOLE | ETF | 33.06K | SH | $1.47M 0.41% | 33.06K | 0.00 | 0.00 |
STATE STREET SPDR S&P MIDCAP 400 ETF TRUSTSOLE | ETF | 2.04K | SH | $1.34M 0.38% | 2.04K | 0.00 | 0.00 |
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