RISE ADVISORS, LLC

Filed: 4/3/2026ACC: 0001831316-26-000003

📋 What this filing means

RISE ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 94 equity positions with a total reported market value of $283.75M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$283.75M

Total AUM (reported)

4.03M

Total Shares

Allocation by class

ETF$236.50M83.3%

STOCK$47.25M16.7%

Portfolio Concentration

Top 3$108.88M38.4%

4–10$109.61M38.6%

11–25$35.05M12.4%

Rest$30.21M10.6%

Top 3 weight

38.4%

Top 10 weight

77.0%

Voting Authority Distribution

Total shares with voting rights: 4.03M

Sole

Full voting authority

4.03M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole94

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings94

Rows:

VANGUARD GROWTH ETF

SOLE

ETF

Shares104.73K

TypeSH

Market value$46.24M

16.30%

Sole

104.73K

Shared

0.00

None

0.00

FIRST TRUST RISING DIVIDEND ACHIEVERS ETF

SOLE

ETF

Shares472.40K

TypeSH

Market value$32.52M

11.46%

Sole

472.40K

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

ETF

Shares153.09K

TypeSH

Market value$30.11M

10.61%

Sole

153.09K

Shared

0.00

None

0.00

VANGUARD CORE BOND ETF

SOLE

ETF

Shares301.44K

TypeSH

Market value$23.25M

8.19%

Sole

301.44K

Shared

0.00

None

0.00

FT VEST LADDERED MODERATE BUFFER ETF

SOLE

ETF

Shares699.12K

TypeSH

Market value$18.41M

6.49%

Sole

699.12K

Shared

0.00

None

0.00

FT VEST INVESTMENT GRADE & TARGET INCOME ETF

SOLE

ETF

Shares936.65K

TypeSH

Market value$18.22M

6.42%

Sole

936.65K

Shared

0.00

None

0.00

JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF

SOLE

ETF

Shares191.76K

TypeSH

Market value$15.40M

5.43%

Sole

191.76K

Shared

0.00

None

0.00

FIDELITY TOTAL BOND ETF

SOLE

ETF

Shares330.15K

TypeSH

Market value$15.06M

5.31%

Sole

330.15K

Shared

0.00

None

0.00

JANUS HENDERSON SHORT DURATION INCOME ETF

SOLE

ETF

Shares265.58K

TypeSH

Market value$12.97M

4.57%

Sole

265.58K

Shared

0.00

None

0.00

STATE STREET ENERGY SELECT SECTOR SPDR ETF

SOLE

ETF

Shares106.98K

TypeSH

Market value$6.31M

2.22%

Sole

106.98K

Shared

0.00

None

0.00

NVIDIA CORPORATION COM

SOLE

Stock

Shares24.57K

TypeSH

Market value$4.32M

1.52%

Sole

24.57K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares16.65K

TypeSH

Market value$4.26M

1.50%

Sole

16.65K

Shared

0.00

None

0.00

BERKSHIRE HATHAWAY INC DEL CL B NEW

SOLE

Stock

Shares8.09K

TypeSH

Market value$3.87M

1.36%

Sole

8.09K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares8.63K

TypeSH

Market value$3.19M

1.12%

Sole

8.63K

Shared

0.00

None

0.00

JPMORGAN ULTRA-SHORT INCOME ETF

SOLE

ETF

Shares61.81K

TypeSH

Market value$3.12M

1.10%

Sole

61.81K

Shared

0.00

None

0.00

VANGUARD NEW YORK TAX-EXEMPT BOND ETF

SOLE

ETF

Shares24.67K

TypeSH

Market value$2.53M

0.89%

Sole

24.67K

Shared

0.00

None

0.00

ALPHABET INC CAP STK CL C

SOLE

Stock

Shares8.46K

TypeSH

Market value$2.49M

0.88%

Sole

8.46K

Shared

0.00

None

0.00

AMAZON COM INC COM

SOLE

Stock

Shares11.34K

TypeSH

Market value$2.39M

0.84%

Sole

11.34K

Shared

0.00

None

0.00

EXXON MOBIL CORP COM

SOLE

Stock

Shares10.47K

TypeSH

Market value$1.68M

0.59%

Sole

10.47K

Shared

0.00

None

0.00

ISHARES RUSSELL 2000 ETF

SOLE

ETF

Shares5.75K

TypeSH

Market value$1.44M

0.51%

Sole

5.75K

Shared

0.00

None

0.00

DIMENSIONAL U S CORE EQUITY 2 ETF

SOLE

ETF

Shares32.91K

TypeSH

Market value$1.29M

0.45%

Sole

32.91K

Shared

0.00

None

0.00

STATE STREET SPDR S&P 500 ETF

SOLE

ETF

Shares1.92K

TypeSH

Market value$1.26M

0.44%

Sole

1.92K

Shared

0.00

None

0.00

JOHNSON & JOHNSON COM

SOLE

Stock

Shares4.42K

TypeSH

Market value$1.08M

0.38%

Sole

4.42K

Shared

0.00

None

0.00

TESLA INC COM

SOLE

Stock

Shares2.82K

TypeSH

Market value$1.07M

0.38%

Sole

2.82K

Shared

0.00

None

0.00

JPMORGAN CHASE & CO COM

SOLE

Stock

Shares3.63K

TypeSH

Market value$1.07M

0.38%

Sole

3.63K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD GROWTH ETFSOLE	ETF	104.73K	SH	$46.24M 16.30%	104.73K
FIRST TRUST RISING DIVIDEND ACHIEVERS ETFSOLE	ETF	472.40K	SH	$32.52M 11.46%	472.40K
VANGUARD VALUE ETFSOLE	ETF	153.09K	SH	$30.11M 10.61%	153.09K
VANGUARD CORE BOND ETFSOLE	ETF	301.44K	SH	$23.25M 8.19%	301.44K
FT VEST LADDERED MODERATE BUFFER ETFSOLE	ETF	699.12K	SH	$18.41M 6.49%	699.12K
FT VEST INVESTMENT GRADE & TARGET INCOME ETFSOLE	ETF	936.65K	SH	$18.22M 6.42%	936.65K
JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETFSOLE	ETF	191.76K	SH	$15.40M 5.43%	191.76K
FIDELITY TOTAL BOND ETFSOLE	ETF	330.15K	SH	$15.06M 5.31%	330.15K
JANUS HENDERSON SHORT DURATION INCOME ETFSOLE	ETF	265.58K	SH	$12.97M 4.57%	265.58K
STATE STREET ENERGY SELECT SECTOR SPDR ETFSOLE	ETF	106.98K	SH	$6.31M 2.22%	106.98K
NVIDIA CORPORATION COMSOLE	Stock	24.57K	SH	$4.32M 1.52%	24.57K
APPLE INC COMSOLE	Stock	16.65K	SH	$4.26M 1.50%	16.65K
BERKSHIRE HATHAWAY INC DEL CL B NEWSOLE	Stock	8.09K	SH	$3.87M 1.36%	8.09K
MICROSOFT CORP COMSOLE	Stock	8.63K	SH	$3.19M 1.12%	8.63K
JPMORGAN ULTRA-SHORT INCOME ETFSOLE	ETF	61.81K	SH	$3.12M 1.10%	61.81K
VANGUARD NEW YORK TAX-EXEMPT BOND ETFSOLE	ETF	24.67K	SH	$2.53M 0.89%	24.67K
ALPHABET INC CAP STK CL CSOLE	Stock	8.46K	SH	$2.49M 0.88%	8.46K
AMAZON COM INC COMSOLE	Stock	11.34K	SH	$2.39M 0.84%	11.34K
EXXON MOBIL CORP COMSOLE	Stock	10.47K	SH	$1.68M 0.59%	10.47K
ISHARES RUSSELL 2000 ETFSOLE	ETF	5.75K	SH	$1.44M 0.51%	5.75K
DIMENSIONAL U S CORE EQUITY 2 ETFSOLE	ETF	32.91K	SH	$1.29M 0.45%	32.91K
STATE STREET SPDR S&P 500 ETFSOLE	ETF	1.92K	SH	$1.26M 0.44%	1.92K
JOHNSON & JOHNSON COMSOLE	Stock	4.42K	SH	$1.08M 0.38%	4.42K
TESLA INC COMSOLE	Stock	2.82K	SH	$1.07M 0.38%	2.82K
JPMORGAN CHASE & CO COMSOLE	Stock	3.63K	SH	$1.07M 0.38%	3.63K

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