RINGOLD GORDON reported 1 transaction at APEXIGEN, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 8/25/2023ACC: 0001209191-23-047450
-149.08K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
149.08K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−10K
Price / share
—
Trade value
—
% of position
New position
8/23/2023
10K→0.00
Total
Net shares
−10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 8/23/2023 | D · Disposition | −10K | — | — | New position | 10K | 0.00 |
| Total | −10K | $0.00 | ||||||
Derivative Transactions3
Stock Option (right to buy)
Direct
Converts to
Common Stock
34.08K shares
Shares
−34.08K
Strike price
4.59
Held after
0.00
Exercisable
—
8/23/2023
Stock Option (right to buy)
Direct
Converts to
Common Stock
100K shares
Shares
−100K
Strike price
2.65
Held after
0.00
Exercisable
—
8/23/2023
Warrants (right to buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
11.50
Held after
0.00
Exercisable
—
8/23/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock34.08K shares | 8/23/2023 | D · Disposition | −34.08K | 4.59 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock100K shares | 8/23/2023 | D · Disposition | −100K | 2.65 | — | 0.00 |
| Warrants (right to buy) Direct | Common Stock5K shares | 8/23/2023 | D · Disposition | −5K | 11.50 | — | 0.00 |