RILEY LORI enters LEGACY IMBDS, INC. with 124.16K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/30/2018ACC: 0001437749-18-019070
Officer· SVP, CHRO & CIO
Since Oct 2018
124.16K
Baseline shares
100% direct
124.16K
Direct ownership
1 position
298.75K
Derivative underlying
3 instruments
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned124.16K
Total
124.16K direct124.16K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 124.16K | Direct |
| Total | 124.16K | 124.16K direct |
Derivative Holdings3
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
76.22K
Shares owned
N/A
Exercise price
1.3300
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
107.53K
Shares owned
N/A
Exercise price
1.0000
Expiration
—
Exercise window
—
Employee Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
115K
Shares owned
N/A
Exercise price
1.6700
Expiration
—
Exercise window
—
Total
Underlying
298.75K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) Direct | Common Stock | 1.3300 | — | — | 76.22K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 1.0000 | — | — | 107.53K | N/A |
| Employee Stock Option (right to buy) Direct | Common Stock | 1.6700 | — | — | 115K | N/A |
| Total | 298.75K | 0.00 | ||||