Filed: 5/25/2018ACC: 0000914190-18-000233
Officer· COO & CMO
Since May 2018
+125K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
125K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Option (right to buy)
Direct
Converts to
Common Stock
125K shares
Shares
+125K
Strike price
3.28
Held after
125K
Exercisable
—
5/23/2018
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock125K shares | 5/23/2018 | A · Award | +125K | 3.28 | — | 125K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned143.81K
Total
143.81K direct143.81K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 143.81K | Direct |
| Total | 143.81K | 143.81K direct |
Derivative Holdings (Post-Transaction)3
Series OH-2 Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
18.59K
Shares owned
130.00
Exercise price
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
7.15K
Shares owned
7.15K
Exercise price
7.00
Expiration
—
Exercise window
—
Common Stock Warrants (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
2.15K
Shares owned
2.15K
Exercise price
7.00
Expiration
—
Exercise window
—
Total
Underlying
27.89K
Owned
9.43K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Series OH-2 Convertible Preferred Stock Direct | Common Stock | — | — | 18.59K | 130.00 | |
| Common Stock Warrants (right to buy) Direct | Common Stock | 7.00 | — | — | 7.15K | 7.15K |
| Common Stock Warrants (right to buy) Direct | Common Stock | 7.00 | — | — | 2.15K | 2.15K |
| Total | 27.89K | 9.43K | ||||