RIEDEL NORBERT G exercised options at ETON PHARMACEUTICALS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/22/2026ACC: 0001437749-26-013041
Director
Since Nov 2018
0.00
Net shares
Net seller
$260.6K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
32.16K acquired · 32.16K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+12.50K
Price / share
$7.31
Trade value
$91.38K
% of position
35.7%
4/21/2026
35K→47.50K
Common Stock
Direct
Shares
+19.66K
Price / share
$8.61
Trade value
$169.23K
% of position
41.4%
4/21/2026
47.50K→67.16K
Total
Net shares
+32.16K
Net value
$260.60K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/21/2026 | M · Option Exercise | +12.50K | $7.31 | $91.38K | 35.7% | 35K | 47.50K |
| Common Stock Direct | 4/21/2026 | M · Option Exercise | +19.66K | $8.61 | $169.23K | 41.4% | 47.50K | 67.16K |
| Total | +32.16K | $260.60K | ||||||
Derivative Transactions2
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
12.50K shares
Shares
−12.50K
Strike price
7.31
Held after
0.00
Exercisable
—
4/21/2026
Employee Stock Option (Right to Buy)
Direct
Converts to
Common Stock
19.66K shares
Shares
−19.66K
Strike price
8.61
Held after
0.00
Exercisable
—
4/21/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) Direct | Common Stock12.50K shares | 4/21/2026 | M · Option Exercise | −12.50K | 7.31 | — | 0.00 |
| Employee Stock Option (Right to Buy) Direct | Common Stock19.66K shares | 4/21/2026 | M · Option Exercise | −19.66K | 8.61 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned157.15K
Total
157.15K indirect157.15K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 157.15K | Indirect |
| Total | 157.15K | 157.15K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported