RIDDLE TIMOTHY J enters TRISTATE CAPITAL HOLDINGS, INC. with 237.51K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 3/11/2019ACC: 0001414284-19-000004
Officer· CEO, Chartwell Inv. Partners
Since Feb 2019
237.51K
Baseline shares
100% direct
237.51K
Direct ownership
1 position
10K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned237.51K
Total
237.51K direct237.51K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 237.51K | Direct |
| Total | 237.51K | 237.51K direct |
Derivative Holdings1
Stock Options (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
10K
Shares owned
N/A
Exercise price
13.03
Expiration
—
Exercise window
—
Total
Underlying
10K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) Direct | Common Stock | 13.03 | — | — | 10K | N/A |
| Total | 10K | 0.00 | ||||