RICKS DAVID A (President & CEO) exercised options at ELI LILLY & CO
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 2/3/2026ACC: 0001538604-26-000002
DirectorOfficer· President & CEO
Since Feb 2019
-14.30K
Net shares
Net seller
$14.83M
Total sold
0
Open market trades
0B · 0S
3
Total transactions
31.93K acquired · 46.23K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+31.93K
Price / share
—
Trade value
—
% of position
6.2%
2/1/2026
515.17K→547.10K
Common Stock
Direct
Shares
−14.30K
Price / share
$1.04K
Trade value
$14.83M
% of position
2.6%
2/1/2026
547.10K→532.80K
Total
Net shares
+17.64K
Net value
-$14.83M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/1/2026 | M · Option Exercise | +31.93K | — | — | 6.2% | 515.17K | 547.10K |
| Common Stock Direct | 2/1/2026 | F · Tax Withholding | −14.30K | $1.04K | $14.83M | 2.6% | 547.10K | 532.80K |
| Total | +17.64K | -$14.83M | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
31.93K shares
Shares
−31.93K
Strike price
Held after
0.00
Exercisable
—
2/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock31.93K shares | 2/1/2026 | M · Option Exercise | −31.93K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)5
Common Stock
IndirectShares owned68.66K
Common Stock
IndirectShares owned300.00
Common Stock
IndirectShares owned6.68K
Common Stock
IndirectShares owned54.12K
Common Stock
IndirectShares owned7.31K
Total
137.07K indirect137.07K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 68.66K | Indirect |
| Common Stock | 300.00 | Indirect |
| Common Stock | 6.68K | Indirect |
| Common Stock | 54.12K | Indirect |
| Common Stock | 7.31K | Indirect |
| Total | 137.07K | 137.07K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported