Filed: 5/11/2026ACC: 0001540462-26-000002
📋 What this filing means
RICHMOND BROTHERS, INC. filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $150.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$150.17M
Total AUM (reported)
3.16M
Total Shares
Allocation by class
UNIT SER 1$43.52M29.0%
ENERGY ETF$8.52M5.7%
UTILITIES ETF$7.12M4.7%
MATERIALS ETF$6.99M4.7%
INDUSTRIAL ETF$6.85M4.6%
CONSUM STP ETF$6.65M4.4%
COMM SRVC ETF$6.59M4.4%
Portfolio Concentration
Top 3$59.16M39.4%
4–10$46.04M30.7%
11–25$41.86M27.9%
Rest$3.12M2.1%
Top 3 weight
39.4%
Top 10 weight
70.1%
Voting Authority Distribution
Total shares with voting rights: 3.16M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.16M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
INVESCO QQQ TR
SOLEShares75.41K
TypeSH
Market value$43.52M
28.98%
Sole
0.00
Shared
0.00
None
75.41K
VANGUARD WORLD FD
SOLEShares49.21K
TypeSH
Market value$8.52M
5.67%
Sole
0.00
Shared
0.00
None
49.21K
VANGUARD WORLD FD
SOLEShares35.95K
TypeSH
Market value$7.12M
4.74%
Sole
0.00
Shared
0.00
None
35.95K
VANGUARD WORLD FD
SOLEShares31.03K
TypeSH
Market value$6.99M
4.66%
Sole
0.00
Shared
0.00
None
31.03K
VANGUARD WORLD FD
SOLEShares21.94K
TypeSH
Market value$6.85M
4.56%
Sole
0.00
Shared
0.00
None
21.94K
VANGUARD WORLD FD
SOLEShares29.61K
TypeSH
Market value$6.65M
4.43%
Sole
0.00
Shared
0.00
None
29.61K
VANGUARD WORLD FD
SOLEShares36.63K
TypeSH
Market value$6.59M
4.39%
Sole
0.00
Shared
0.00
None
36.63K
VANGUARD WORLD FD
SOLEShares23.81K
TypeSH
Market value$6.48M
4.32%
Sole
0.00
Shared
0.00
None
23.81K
VANGUARD WORLD FD
SOLEShares9.03K
TypeSH
Market value$6.30M
4.19%
Sole
0.00
Shared
0.00
None
9.03K
VANGUARD WORLD FD
SOLEShares51.13K
TypeSH
Market value$6.18M
4.11%
Sole
0.00
Shared
0.00
None
51.13K
VANGUARD INDEX FDS
SOLEShares69.59K
TypeSH
Market value$6.17M
4.11%
Sole
0.00
Shared
0.00
None
69.59K
VANGUARD WORLD FD
SOLEShares16.76K
TypeSH
Market value$6.02M
4.01%
Sole
0.00
Shared
0.00
None
16.76K
VANGUARD BD INDEX FDS
SOLEShares56.92K
TypeSH
Market value$4.39M
2.93%
Sole
0.00
Shared
0.00
None
56.92K
VANGUARD BD INDEX FDS
SOLEShares62.87K
TypeSH
Market value$4.32M
2.88%
Sole
0.00
Shared
0.00
None
62.87K
APPLE INC
SOLEShares11.59K
TypeSH
Market value$2.94M
1.96%
Sole
0.00
Shared
0.00
None
11.59K
GUGGENHEIM STRATEGIC OPPORTU
SOLEShares258.40K
TypeSH
Market value$2.85M
1.90%
Sole
0.00
Shared
0.00
None
258.40K
BERKSHIRE HATHAWAY INC DEL
SOLEShares5.89K
TypeSH
Market value$2.82M
1.88%
Sole
0.00
Shared
0.00
None
5.89K
VANGUARD BD INDEX FDS
SOLEShares32.40K
TypeSH
Market value$2.54M
1.69%
Sole
0.00
Shared
0.00
None
32.40K
VANGUARD MALVERN FDS
SOLEShares40.32K
TypeSH
Market value$2.01M
1.34%
Sole
0.00
Shared
0.00
None
40.32K
VANGUARD WORLD FD
SOLEShares29.83K
TypeSH
Market value$1.94M
1.29%
Sole
0.00
Shared
0.00
None
29.83K
PROSHARES TR
SOLEShares24.98K
TypeSH
Market value$1.30M
0.86%
Sole
0.00
Shared
0.00
None
24.98K
CONNECT BIOPHARMA HLDGS LTD
SOLEShares476.58K
TypeSH
Market value$1.25M
0.83%
Sole
0.00
Shared
0.00
None
476.58K
PROSHARES TR
SOLEShares20.14K
TypeSH
Market value$1.23M
0.82%
Sole
0.00
Shared
0.00
None
20.14K
HERON THERAPEUTICS INC
SOLEShares1.44M
TypeSH
Market value$1.15M
0.77%
Sole
0.00
Shared
0.00
None
1.44M
PROSHARES TR
SOLEShares22.18K
TypeSH
Market value$924.3K
0.62%
Sole
0.00
Shared
0.00
None
22.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
INVESCO QQQ TRSOLE | UNIT SER 1 | 75.41K | SH | $43.52M 28.98% | 0.00 | 0.00 | 75.41K |
VANGUARD WORLD FDSOLE | ENERGY ETF | 49.21K | SH | $8.52M 5.67% | 0.00 | 0.00 | 49.21K |
VANGUARD WORLD FDSOLE | UTILITIES ETF | 35.95K | SH | $7.12M 4.74% | 0.00 | 0.00 | 35.95K |
VANGUARD WORLD FDSOLE | MATERIALS ETF | 31.03K | SH | $6.99M 4.66% | 0.00 | 0.00 | 31.03K |
VANGUARD WORLD FDSOLE | INDUSTRIAL ETF | 21.94K | SH | $6.85M 4.56% | 0.00 | 0.00 | 21.94K |
VANGUARD WORLD FDSOLE | CONSUM STP ETF | 29.61K | SH | $6.65M 4.43% | 0.00 | 0.00 | 29.61K |
VANGUARD WORLD FDSOLE | COMM SRVC ETF | 36.63K | SH | $6.59M 4.39% | 0.00 | 0.00 | 36.63K |
VANGUARD WORLD FDSOLE | HEALTH CAR ETF | 23.81K | SH | $6.48M 4.32% | 0.00 | 0.00 | 23.81K |
VANGUARD WORLD FDSOLE | INF TECH ETF | 9.03K | SH | $6.30M 4.19% | 0.00 | 0.00 | 9.03K |
VANGUARD WORLD FDSOLE | FINANCIALS ETF | 51.13K | SH | $6.18M 4.11% | 0.00 | 0.00 | 51.13K |
VANGUARD INDEX FDSSOLE | REAL ESTATE ETF | 69.59K | SH | $6.17M 4.11% | 0.00 | 0.00 | 69.59K |
VANGUARD WORLD FDSOLE | CONSUM DIS ETF | 16.76K | SH | $6.02M 4.01% | 0.00 | 0.00 | 16.76K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 56.92K | SH | $4.39M 2.93% | 0.00 | 0.00 | 56.92K |
VANGUARD BD INDEX FDSSOLE | LONG TERM BOND | 62.87K | SH | $4.32M 2.88% | 0.00 | 0.00 | 62.87K |
APPLE INCSOLE | COM | 11.59K | SH | $2.94M 1.96% | 0.00 | 0.00 | 11.59K |
GUGGENHEIM STRATEGIC OPPORTUSOLE | COM SBI | 258.40K | SH | $2.85M 1.90% | 0.00 | 0.00 | 258.40K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 5.89K | SH | $2.82M 1.88% | 0.00 | 0.00 | 5.89K |
VANGUARD BD INDEX FDSSOLE | SHORT TRM BOND | 32.40K | SH | $2.54M 1.69% | 0.00 | 0.00 | 32.40K |
VANGUARD MALVERN FDSSOLE | STRM INFPROIDX | 40.32K | SH | $2.01M 1.34% | 0.00 | 0.00 | 40.32K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 29.83K | SH | $1.94M 1.29% | 0.00 | 0.00 | 29.83K |
PROSHARES TRSOLE | PSHS ULT S&P 500 | 24.98K | SH | $1.30M 0.86% | 0.00 | 0.00 | 24.98K |
CONNECT BIOPHARMA HLDGS LTDSOLE | SHS | 476.58K | SH | $1.25M 0.83% | 0.00 | 0.00 | 476.58K |
PROSHARES TRSOLE | PSHS ULTRA QQQ | 20.14K | SH | $1.23M 0.82% | 0.00 | 0.00 | 20.14K |
HERON THERAPEUTICS INCSOLE | COM | 1.44M | SH | $1.15M 0.77% | 0.00 | 0.00 | 1.44M |
PROSHARES TRSOLE | ULTRAPRO QQQ | 22.18K | SH | $924.3K 0.62% | 0.00 | 0.00 | 22.18K |
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