RICHMAN ERIC I (Chief Executive Officer) exercised options at GAIN THERAPEUTICS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 9/22/2023ACC: 0001209191-23-050380
Officer· Chief Executive Officer
Since Mar 2021
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
54.90K acquired · 54.90K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+54.90K
Price / share
—
Trade value
—
% of position
25.2%
9/20/2023
217.73K→272.63K
Total
Net shares
+54.90K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/20/2023 | M · Option Exercise | +54.90K | — | — | 25.2% | 217.73K | 272.63K |
| Total | +54.90K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
54.90K shares
Shares
−54.90K
Strike price
Held after
0.00
Exercisable
—
9/20/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock54.90K shares | 9/20/2023 | M · Option Exercise | −54.90K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned14.83K
Total
14.83K indirect14.83K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 14.83K | Indirect |
| Total | 14.83K | 14.83K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported