RICHIERI RICHARD A. (Chief Operations Officer) sold 22.0% of their position (2.48K shares) of AVID BIOSERVICES, INC. on the open market

Open‑market sale worth $30.7K — a significant reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales

RICHIERI RICHARD A.

Filed: 1/13/2025ACC: 0001683168-25-000297

InsiderRICHIERI RICHARD A.CIK 1976193

→

IssuerAVID BIOSERVICES, INC.CIK 704562

Officer· Chief Operations Officer

Since Apr 2023

-2.48K

Net shares

Net seller

$30.7K

Total sold

Open market trades

0B · 2S

Total transactions

5.97K acquired · 8.45K disposed

Non-Derivative Transactions4

Common Stock, $0.001 par value

Direct

M · Option Exercise

+5.51K

Price / share

—

Trade value

—

% of position

11.9%

1/9/2025

46.31K→51.82K

Common Stock, $0.001 par value

Indirect

M · Option Exercise

+464.00

Price / share

—

Trade value

—

% of position

5.4%

1/9/2025

8.52K→8.98K

Common Stock, $0.001 par value

Direct

S · Sale

−2.28K

Price / share

$12.37

Trade value

$28.24K

% of position

4.4%

1/10/2025

51.82K→49.53K

Common Stock, $0.001 par value

Indirect

S · Sale

−200.00

Price / share

$12.37

Trade value

$2.47K

% of position

2.2%

1/10/2025

8.98K→8.79K

Total

Net shares

+3.49K

Net value

-$30.71K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.001 par value Direct	1/9/2025	M · Option Exercise	+5.51K	—	—	11.9%	46.31K	51.82K
Common Stock, $0.001 par value Indirect	1/9/2025	M · Option Exercise	+464.00	—	—	5.4%	8.52K	8.98K
Common Stock, $0.001 par value Direct	1/10/2025	S · Sale	−2.28K	$12.37	$28.24K	4.4%	51.82K	49.53K
Common Stock, $0.001 par value Indirect	1/10/2025	S · Sale	−200.00	$12.37	$2.47K	2.2%	8.98K	8.79K
Total			+3.49K		-$30.71K

Derivative Transactions8

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

506.00 shares

−506.00

Strike price

Held after

64.21K

Exercisable

—

1/9/2025

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

946.00 shares

−946.00

Strike price

Held after

63.27K

Exercisable

—

1/9/2025

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

1.06K shares

−1.06K

Strike price

Held after

62.21K

Exercisable

—

1/9/2025

Restricted Stock Units

Direct

D · Disposition

Converts to

Common Stock

3K shares

−3K

Strike price

Held after

59.21K

Exercisable

—

1/9/2025

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common Stock

40.00 shares

−40.00

Strike price

Held after

5.24K

Exercisable

—

1/9/2025

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common Stock

83.00 shares

−83.00

Strike price

Held after

5.16K

Exercisable

—

1/9/2025

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common Stock

132.00 shares

−132.00

Strike price

Held after

5.03K

Exercisable

—

1/9/2025

Restricted Stock Units

Indirect

D · Disposition

Converts to

Common Stock

209.00 shares

−209.00

Strike price

Held after

4.82K

Exercisable

—

1/9/2025

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock506.00 shares	1/9/2025	D · Disposition	−506.00	—	64.21K
Restricted Stock Units Direct	Common Stock946.00 shares	1/9/2025	D · Disposition	−946.00	—	63.27K
Restricted Stock Units Direct	Common Stock1.06K shares	1/9/2025	D · Disposition	−1.06K	—	62.21K
Restricted Stock Units Direct	Common Stock3K shares	1/9/2025	D · Disposition	−3K	—	59.21K
Restricted Stock Units Indirect	Common Stock40.00 shares	1/9/2025	D · Disposition	−40.00	—	5.24K
Restricted Stock Units Indirect	Common Stock83.00 shares	1/9/2025	D · Disposition	−83.00	—	5.16K
Restricted Stock Units Indirect	Common Stock132.00 shares	1/9/2025	D · Disposition	−132.00	—	5.03K
Restricted Stock Units Indirect	Common Stock209.00 shares	1/9/2025	D · Disposition	−209.00	—	4.82K