RICHEY ELLEN

PrivateCIK: 1222057

Location

SAN FRANCISCO, CA

RICHEY ELLEN (VICE CHAIRMAN & CRO) exercised options at VISA INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

RICHEY ELLEN

Filed: 11/21/2018ACC: 0001127602-18-034183

InsiderRICHEY ELLENCIK 1222057

→

IssuerVISA INC.CIK 1403161

Officer· VICE CHAIRMAN & CRO

Since Nov 2018

+22.64K

Net shares

Net buyer

$439.7K

Total sold

0

Open market trades

0B · 0S

9

Total transactions

32.70K acquired · 10.05K disposed

Non-Derivative Transactions4

Class A Common Stock

Direct

M · Option Exercise

Shares

+2.40K

Price / share

—

Trade value

—

% of position

New position

11/19/2018

0.00→2.40K

Class A Common Stock

Direct

M · Option Exercise

Shares

+2.11K

Price / share

—

Trade value

—

% of position

88.0%

11/19/2018

2.40K→4.52K

Class A Common Stock

Direct

M · Option Exercise

Shares

+2.28K

Price / share

—

Trade value

—

% of position

50.4%

11/19/2018

4.52K→6.79K

Class A Common Stock

Direct

F · Tax Withholding

Shares

−3.26K

Price / share

$134.76

Trade value

$439.72K

% of position

48.0%

11/19/2018

6.79K→3.53K

Total

Net shares

+3.53K

Net value

-$439.72K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Direct	11/19/2018	M · Option Exercise	+2.40K	—	—	New position	0.00	2.40K
Class A Common Stock Direct	11/19/2018	M · Option Exercise	+2.11K	—	—	88.0%	2.40K	4.52K
Class A Common Stock Direct	11/19/2018	M · Option Exercise	+2.28K	—	—	50.4%	4.52K	6.79K
Class A Common Stock Direct	11/19/2018	F · Tax Withholding	−3.26K	$134.76	$439.72K	48.0%	6.79K	3.53K
Total			+3.53K		-$439.72K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

2.40K shares

Shares

−2.40K

Strike price

Held after

0.00

Exercisable

—

11/19/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

2.11K shares

Shares

−2.11K

Strike price

Held after

2.11K

Exercisable

—

11/19/2018

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Class A Common Stock

2.28K shares

Shares

−2.28K

Strike price

Held after

4.55K

Exercisable

—

11/19/2018

Employee Stock Option (Right to Buy)

Direct

A · Award

Converts to

Class A Common Stock

21.73K shares

Shares

+21.73K

Strike price

134.76

Held after

21.73K

Exercisable

—

11/19/2018

Restricted Stock Units

Direct

A · Award

Converts to

Class A Common Stock

4.17K shares

Shares

+4.17K

Strike price

Held after

4.17K

Exercisable

—

11/19/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Restricted Stock Units Direct	Class A Common Stock2.40K shares	11/19/2018	M · Option Exercise	−2.40K		—	0.00
Restricted Stock Units Direct	Class A Common Stock2.11K shares	11/19/2018	M · Option Exercise	−2.11K		—	2.11K
Restricted Stock Units Direct	Class A Common Stock2.28K shares	11/19/2018	M · Option Exercise	−2.28K		—	4.55K
Employee Stock Option (Right to Buy) Direct	Class A Common Stock21.73K shares	11/19/2018	A · Award	+21.73K	134.76	—	21.73K
Restricted Stock Units Direct	Class A Common Stock4.17K shares	11/19/2018	A · Award	+4.17K		—	4.17K

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock

Indirect

Shares owned30.44K

Total

30.44K indirect30.44K

Security Title	Shares Owned	Ownership Type
Class A Common Stock	30.44K	Indirect
Total	30.44K	30.44K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported

RICHEY ELLEN — Insider Transaction (Form 4) Filed Nov 21, 2018 | Finecho