RICHART RALPH M exercised options at RADNOSTIX INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/30/2021ACC: 0001225208-21-007300
-3.08M
Net shares
Net seller
$861.2K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
13.27M acquired · 16.35M disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+9.75M
Price / share
$0.04
Trade value
$438.75K
% of position
12.4%
1/20/2021
78.47M→88.22M
Common Stock
Direct
Shares
+3.52M
Price / share
$0.12
Trade value
$422.40K
% of position
4.0%
1/20/2021
88.22M→91.74M
Common Stock
Direct
Shares
−3.08M
Price / share
$0.28
Trade value
$861.15K
% of position
3.4%
1/20/2021
91.74M→88.66M
Total
Net shares
+10.19M
Net value
-$0.36
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/20/2021 | M · Option Exercise | +9.75M | $0.04 | $438.75K | 12.4% | 78.47M | 88.22M |
| Common Stock Direct | 1/20/2021 | M · Option Exercise | +3.52M | $0.12 | $422.40K | 4.0% | 88.22M | 91.74M |
| Common Stock Direct | 1/20/2021 | F · Tax Withholding | −3.08M | $0.28 | $861.15K | 3.4% | 91.74M | 88.66M |
| Total | +10.19M | -$0.36 | ||||||
Derivative Transactions2
Class M Warrants (Right to Buy)
Direct
Converts to
Common Stock
3.52M shares
Shares
−3.52M
Strike price
0.1200
Held after
0.00
Exercisable
—
1/20/2021
Class O Warrants (Right to Buy)
Direct
Converts to
Common Stock
9.75M shares
Shares
−9.75M
Strike price
0.0450
Held after
0.00
Exercisable
—
1/20/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class M Warrants (Right to Buy) Direct | Common Stock3.52M shares | 1/20/2021 | M · Option Exercise | −3.52M | 0.1200 | — | 0.00 |
| Class O Warrants (Right to Buy) Direct | Common Stock9.75M shares | 1/20/2021 | M · Option Exercise | −9.75M | 0.0450 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.37M
Total
1.37M indirect1.37M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.37M | Indirect |
| Total | 1.37M | 1.37M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported