RICHARDS PAUL (See Remarks) exercised options at NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/8/2026ACC: 0001437749-26-011665
Officer· See Remarks
Since Jan 2025
-8.47K
Net shares
Net seller
$37.5K
Total sold
0
Open market trades
0B · 0S
6
Total transactions
15.37K acquired · 23.83K disposed
Non-Derivative Transactions4
Common Stock
Direct
Shares
+9.77K
Price / share
—
Trade value
—
% of position
7.6%
4/3/2026
128.24K→138K
Common Stock
Direct
Shares
−4.95K
Price / share
$4.43
Trade value
$21.94K
% of position
3.6%
4/3/2026
138K→133.05K
Common Stock
Direct
Shares
+5.60K
Price / share
—
Trade value
—
% of position
4.2%
4/4/2026
133.05K→138.65K
Common Stock
Direct
Shares
−3.51K
Price / share
$4.43
Trade value
$15.57K
% of position
2.5%
4/4/2026
138.65K→135.13K
Total
Net shares
+6.90K
Net value
-$37.50K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/3/2026 | M · Option Exercise | +9.77K | — | — | 7.6% | 128.24K | 138K |
| Common Stock Direct | 4/3/2026 | F · Tax Withholding | −4.95K | $4.43 | $21.94K | 3.6% | 138K | 133.05K |
| Common Stock Direct | 4/4/2026 | M · Option Exercise | +5.60K | — | — | 4.2% | 133.05K | 138.65K |
| Common Stock Direct | 4/4/2026 | F · Tax Withholding | −3.51K | $4.43 | $15.57K | 2.5% | 138.65K | 135.13K |
| Total | +6.90K | -$37.50K | ||||||
Derivative Transactions2
Restricted Share Units
Direct
Converts to
Common Shares
9.77K shares
Shares
−9.77K
Strike price
Held after
29.30K
Exercisable
—
4/3/2026
Restricted Share Units
Direct
Converts to
Common Shares
5.60K shares
Shares
−5.60K
Strike price
Held after
5.60K
Exercisable
—
4/4/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Share Units Direct | Common Shares9.77K shares | 4/3/2026 | M · Option Exercise | −9.77K | — | 29.30K | |
| Restricted Share Units Direct | Common Shares5.60K shares | 4/4/2026 | M · Option Exercise | −5.60K | — | 5.60K |