RICHARDS DOUGLAS J. (EVP, Administration) exercised options at SUNPOWER CORP

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 8 exercises

RICHARDS DOUGLAS J.

Filed: 3/3/2023ACC: 0001628280-23-006391

InsiderRICHARDS DOUGLAS J.CIK 1411768

→

IssuerSUNPOWER CORPCIK 867773

Officer· EVP, Administration

Since Feb 2019

-22.97K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

65.32K acquired · 88.28K disposed

Non-Derivative Transactions9

Common Stock

Direct

M · Option Exercise

+13.96K

Price / share

—

Trade value

—

% of position

58.4%

3/1/2023

23.91K→37.87K

Common Stock

Direct

M · Option Exercise

+11K

Price / share

—

Trade value

—

% of position

29.0%

3/1/2023

37.87K→48.87K

Common Stock

Direct

M · Option Exercise

+4.37K

Price / share

—

Trade value

—

% of position

8.9%

3/1/2023

48.87K→53.24K

Common Stock

Direct

M · Option Exercise

+12.34K

Price / share

—

Trade value

—

% of position

23.2%

3/1/2023

53.24K→65.58K

Common Stock

Direct

M · Option Exercise

+2.01K

Price / share

—

Trade value

—

% of position

3.1%

3/1/2023

65.58K→67.59K

Common Stock

Direct

M · Option Exercise

+586.00

Price / share

—

Trade value

—

% of position

0.9%

3/1/2023

67.59K→68.18K

Common Stock

Direct

M · Option Exercise

+5.31K

Price / share

—

Trade value

—

% of position

7.8%

3/1/2023

68.18K→73.49K

Common Stock

Direct

M · Option Exercise

+15.74K

Price / share

—

Trade value

—

% of position

21.4%

3/1/2023

73.49K→89.22K

Common Stock

Direct

F · Tax Withholding

−22.97K

Price / share

—

Trade value

—

% of position

25.7%

3/1/2023

89.22K→66.26K

Total

Net shares

+42.35K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/1/2023	M · Option Exercise	+13.96K	—	—	58.4%	23.91K	37.87K
Common Stock Direct	3/1/2023	M · Option Exercise	+11K	—	—	29.0%	37.87K	48.87K
Common Stock Direct	3/1/2023	M · Option Exercise	+4.37K	—	—	8.9%	48.87K	53.24K
Common Stock Direct	3/1/2023	M · Option Exercise	+12.34K	—	—	23.2%	53.24K	65.58K
Common Stock Direct	3/1/2023	M · Option Exercise	+2.01K	—	—	3.1%	65.58K	67.59K
Common Stock Direct	3/1/2023	M · Option Exercise	+586.00	—	—	0.9%	67.59K	68.18K
Common Stock Direct	3/1/2023	M · Option Exercise	+5.31K	—	—	7.8%	68.18K	73.49K
Common Stock Direct	3/1/2023	M · Option Exercise	+15.74K	—	—	21.4%	73.49K	89.22K
Common Stock Direct	3/1/2023	F · Tax Withholding	−22.97K	—	—	25.7%	89.22K	66.26K
Total			+42.35K		$0.00

Derivative Transactions8

Performance Based Restricted Stock Units (PSUs)

Direct

M · Option Exercise

Converts to

Common Stock

13.96K shares

−13.96K

Strike price

Held after

0.00

Exercisable

—

3/1/2023

Performance Based Restricted Stock Units (PSUs)

Direct

M · Option Exercise

Converts to

Common Stock

11K shares

−11K

Strike price

Held after

11K

Exercisable

—

3/1/2023

Performance Based Restricted Stock Units (PSUs)

Direct

M · Option Exercise

Converts to

Common Stock

4.37K shares

−4.37K

Strike price

Held after

13.12K

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

12.34K shares

−12.34K

Strike price

Held after

12.34K

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

2.01K shares

−2.01K

Strike price

Held after

4.02K

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

586.00 shares

−586.00

Strike price

Held after

587.00

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

5.31K shares

−5.31K

Strike price

Held after

15.92K

Exercisable

—

3/1/2023

Restricted Stock Units (RSUs)

Direct

M · Option Exercise

Converts to

Common Stock

15.74K shares

−15.74K

Strike price

Held after

0.00

Exercisable

—

3/1/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Performance Based Restricted Stock Units (PSUs) Direct	Common Stock13.96K shares	3/1/2023	M · Option Exercise	−13.96K	—	0.00
Performance Based Restricted Stock Units (PSUs) Direct	Common Stock11K shares	3/1/2023	M · Option Exercise	−11K	—	11K
Performance Based Restricted Stock Units (PSUs) Direct	Common Stock4.37K shares	3/1/2023	M · Option Exercise	−4.37K	—	13.12K
Restricted Stock Units (RSUs) Direct	Common Stock12.34K shares	3/1/2023	M · Option Exercise	−12.34K	—	12.34K
Restricted Stock Units (RSUs) Direct	Common Stock2.01K shares	3/1/2023	M · Option Exercise	−2.01K	—	4.02K
Restricted Stock Units (RSUs) Direct	Common Stock586.00 shares	3/1/2023	M · Option Exercise	−586.00	—	587.00
Restricted Stock Units (RSUs) Direct	Common Stock5.31K shares	3/1/2023	M · Option Exercise	−5.31K	—	15.92K
Restricted Stock Units (RSUs) Direct	Common Stock15.74K shares	3/1/2023	M · Option Exercise	−15.74K	—	0.00