RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 5/13/2026ACC: 0001964203-26-000002

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 300 equity positions with a total reported market value of $297.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

300

Positions

$297.12M

Total AUM (reported)

3.57M

Total Shares

Allocation by class

COM$74.33M25.0%

CORE S&P US VLU$18.62M6.3%

CORE S&P US GWT$15.62M5.3%

20 YR TR BD ETF$11.81M4.0%

INCOME ETF$10.82M3.6%

CORE MSCI EAFE$10.48M3.5%

CORE S&P SCP ETF$8.61M2.9%

Portfolio Concentration

Top 3$46.06M15.5%

4–10$58.28M19.6%

11–25$64.47M21.7%

Rest$128.31M43.2%

Top 3 weight

15.5%

Top 10 weight

35.1%

Voting Authority Distribution

Total shares with voting rights: 3.57M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.57M

% of voting shares100.0%

Investment Discretion (by position count)

Sole300

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings300

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares182.13K

TypeSH

Market value$18.62M

6.27%

Sole

0.00

Shared

0.00

None

182.13K

ISHARES TR

SOLE

CORE S&P US GWT

Shares100.73K

TypeSH

Market value$15.62M

5.26%

Sole

0.00

Shared

0.00

None

100.73K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares136.24K

TypeSH

Market value$11.81M

3.98%

Sole

0.00

Shared

0.00

None

136.24K

J P MORGAN EXCHANGE TRADED F

SOLE

INCOME ETF

Shares234.75K

TypeSH

Market value$10.82M

3.64%

Sole

0.00

Shared

0.00

None

234.75K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares115.80K

TypeSH

Market value$10.48M

3.53%

Sole

0.00

Shared

0.00

None

115.80K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares69.24K

TypeSH

Market value$8.61M

2.90%

Sole

0.00

Shared

0.00

None

69.24K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares289.29K

TypeSH

Market value$7.58M

2.55%

Sole

0.00

Shared

0.00

None

289.29K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares38.28K

TypeSH

Market value$7.35M

2.47%

Sole

0.00

Shared

0.00

None

38.28K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares68.83K

TypeSH

Market value$6.83M

2.30%

Sole

0.00

Shared

0.00

None

68.83K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares11.46K

TypeSH

Market value$6.62M

2.23%

Sole

0.00

Shared

0.00

None

11.46K

PIMCO ETF TR

SOLE

ACTIVE BD ETF

Shares71K

TypeSH

Market value$6.55M

2.21%

Sole

0.00

Shared

0.00

None

71K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares62.36K

TypeSH

Market value$6.06M

2.04%

Sole

0.00

Shared

0.00

None

62.36K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares83.84K

TypeSH

Market value$5.85M

1.97%

Sole

0.00

Shared

0.00

None

83.84K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED SMALL

Shares142.13K

TypeSH

Market value$5.40M

1.82%

Sole

0.00

Shared

0.00

None

142.13K

APPLE INC

SOLE

COM

Shares18.20K

TypeSH

Market value$4.62M

1.55%

Sole

0.00

Shared

0.00

None

18.20K

FIDELITY MERRIMACK STR TR

SOLE

TOTAL BD ETF

Shares96.60K

TypeSH

Market value$4.41M

1.48%

Sole

0.00

Shared

0.00

None

96.60K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.40K

TypeSH

Market value$4.18M

1.41%

Sole

0.00

Shared

0.00

None

6.40K

ISHARES TR

SOLE

CORE UNIVRSL USD

Shares89.58K

TypeSH

Market value$4.14M

1.39%

Sole

0.00

Shared

0.00

None

89.58K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares46.45K

TypeSH

Market value$3.64M

1.23%

Sole

0.00

Shared

0.00

None

46.45K

MICROSOFT CORP

SOLE

COM

Shares9.65K

TypeSH

Market value$3.57M

1.20%

Sole

0.00

Shared

0.00

None

9.65K

VANGUARD WHITEHALL FDS

SOLE

INTL HIGH ETF

Shares36.79K

TypeSH

Market value$3.47M

1.17%

Sole

0.00

Shared

0.00

None

36.79K

NVIDIA CORPORATION

SOLE

COM

Shares19.62K

TypeSH

Market value$3.42M

1.15%

Sole

0.00

Shared

0.00

None

19.62K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares47.71K

TypeSH

Market value$3.22M

1.08%

Sole

0.00

Shared

0.00

None

47.71K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares56.43K

TypeSH

Market value$3.20M

1.08%

Sole

0.00

Shared

0.00

None

56.43K

ISHARES TR

SOLE

CORE INTL AGGR

Shares54.82K

TypeSH

Market value$2.74M

0.92%

Sole

0.00

Shared

0.00

None

54.82K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	182.13K	SH	$18.62M 6.27%	182.13K
ISHARES TRSOLE	CORE S&P US GWT	100.73K	SH	$15.62M 5.26%	100.73K
ISHARES TRSOLE	20 YR TR BD ETF	136.24K	SH	$11.81M 3.98%	136.24K
J P MORGAN EXCHANGE TRADED FSOLE	INCOME ETF	234.75K	SH	$10.82M 3.64%	234.75K
ISHARES TRSOLE	CORE MSCI EAFE	115.80K	SH	$10.48M 3.53%	115.80K
ISHARES TRSOLE	CORE S&P SCP ETF	69.24K	SH	$8.61M 2.90%	69.24K
PIMCO ETF TRSOLE	MULTISECTOR BD	289.29K	SH	$7.58M 2.55%	289.29K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	38.28K	SH	$7.35M 2.47%	38.28K
ISHARES TRSOLE	CORE US AGGBD ET	68.83K	SH	$6.83M 2.30%	68.83K
INVESCO QQQ TRSOLE	UNIT SER 1	11.46K	SH	$6.62M 2.23%	11.46K
PIMCO ETF TRSOLE	ACTIVE BD ETF	71K	SH	$6.55M 2.21%	71K
ISHARES TRSOLE	MSCI EAFE ETF	62.36K	SH	$6.06M 2.04%	62.36K
ISHARES INCSOLE	CORE MSCI EMKT	83.84K	SH	$5.85M 1.97%	83.84K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED SMALL	142.13K	SH	$5.40M 1.82%	142.13K
APPLE INCSOLE	COM	18.20K	SH	$4.62M 1.55%	18.20K
FIDELITY MERRIMACK STR TRSOLE	TOTAL BD ETF	96.60K	SH	$4.41M 1.48%	96.60K
ISHARES TRSOLE	CORE S&P500 ETF	6.40K	SH	$4.18M 1.41%	6.40K
ISHARES TRSOLE	CORE UNIVRSL USD	89.58K	SH	$4.14M 1.39%	89.58K
ISHARES TRSOLE	EAFE SML CP ETF	46.45K	SH	$3.64M 1.23%	46.45K
MICROSOFT CORPSOLE	COM	9.65K	SH	$3.57M 1.20%	9.65K
VANGUARD WHITEHALL FDSSOLE	INTL HIGH ETF	36.79K	SH	$3.47M 1.17%	36.79K
NVIDIA CORPORATIONSOLE	COM	19.62K	SH	$3.42M 1.15%	19.62K
ISHARES TRSOLE	CORE S&P MCP ETF	47.71K	SH	$3.22M 1.08%	47.71K
ISHARES TRSOLE	MSCI EMG MKT ETF	56.43K	SH	$3.20M 1.08%	56.43K
ISHARES TRSOLE	CORE INTL AGGR	54.82K	SH	$2.74M 0.92%	54.82K

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