RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 5/12/2025ACC: 0001964203-25-000002

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 337 equity positions with a total reported market value of $254.97M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

337

Positions

$254.97M

Total AUM (reported)

3.10M

Total Shares

Allocation by class

COM$65.12M25.5%

CORE S&P US VLU$14.88M5.8%

CORE S&P US GWT$12.74M5.0%

CORE S&P SCP ETF$12.11M4.8%

CORE US AGGBD ET$11.90M4.7%

20 YR TR BD ETF$10.47M4.1%

INCOME ETF$9.02M3.5%

Portfolio Concentration

Top 3$39.73M15.6%

4–10$60.55M23.7%

11–25$47.04M18.5%

Rest$107.63M42.2%

Top 3 weight

15.6%

Top 10 weight

39.3%

Voting Authority Distribution

Total shares with voting rights: 3.10M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.10M

% of voting shares100.0%

Investment Discretion (by position count)

Sole337

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings337

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares161.21K

TypeSH

Market value$14.88M

5.84%

Sole

0.00

Shared

0.00

None

161.21K

ISHARES TR

SOLE

CORE S&P US GWT

Shares100.28K

TypeSH

Market value$12.74M

5.00%

Sole

0.00

Shared

0.00

None

100.28K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares115.82K

TypeSH

Market value$12.11M

4.75%

Sole

0.00

Shared

0.00

None

115.82K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares120.28K

TypeSH

Market value$11.90M

4.67%

Sole

0.00

Shared

0.00

None

120.28K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares115.05K

TypeSH

Market value$10.47M

4.11%

Sole

0.00

Shared

0.00

None

115.05K

J P MORGAN EXCHANGE TRADED F

SOLE

INCOME ETF

Shares195.82K

TypeSH

Market value$9.02M

3.54%

Sole

0.00

Shared

0.00

None

195.82K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares112.95K

TypeSH

Market value$8.54M

3.35%

Sole

0.00

Shared

0.00

None

112.95K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares44.13K

TypeSH

Market value$7.64M

3.00%

Sole

0.00

Shared

0.00

None

44.13K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.93K

TypeSH

Market value$7.47M

2.93%

Sole

0.00

Shared

0.00

None

15.93K

PIMCO ETF TR

SOLE

MULTISECTOR BD

Shares208.78K

TypeSH

Market value$5.50M

2.16%

Sole

0.00

Shared

0.00

None

208.78K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares64.57K

TypeSH

Market value$5.28M

2.07%

Sole

0.00

Shared

0.00

None

64.57K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares85.65K

TypeSH

Market value$4.62M

1.81%

Sole

0.00

Shared

0.00

None

85.65K

APPLE INC

SOLE

COM

Shares18.03K

TypeSH

Market value$4.00M

1.57%

Sole

0.00

Shared

0.00

None

18.03K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.73K

TypeSH

Market value$3.78M

1.48%

Sole

0.00

Shared

0.00

None

6.73K

MICROSOFT CORP

SOLE

COM

Shares9.30K

TypeSH

Market value$3.49M

1.37%

Sole

0.00

Shared

0.00

None

9.30K

ISHARES TR

SOLE

CORE TOTAL USD

Shares73.11K

TypeSH

Market value$3.37M

1.32%

Sole

0.00

Shared

0.00

None

73.11K

ISHARES TR

SOLE

MSCI CHINA ETF

Shares59.11K

TypeSH

Market value$3.22M

1.26%

Sole

0.00

Shared

0.00

None

59.11K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares44.38K

TypeSH

Market value$2.82M

1.11%

Sole

0.00

Shared

0.00

None

44.38K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares62.80K

TypeSH

Market value$2.74M

1.08%

Sole

0.00

Shared

0.00

None

62.80K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares45.40K

TypeSH

Market value$2.65M

1.04%

Sole

0.00

Shared

0.00

None

45.40K

NVIDIA CORPORATION

SOLE

COM

Shares22.66K

TypeSH

Market value$2.46M

0.96%

Sole

0.00

Shared

0.00

None

22.66K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares25.83K

TypeSH

Market value$2.37M

0.93%

Sole

0.00

Shared

0.00

None

25.83K

ISHARES TR

SOLE

CORE INTL AGGR

Shares43.36K

TypeSH

Market value$2.17M

0.85%

Sole

0.00

Shared

0.00

None

43.36K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares35.81K

TypeSH

Market value$2.05M

0.80%

Sole

0.00

Shared

0.00

None

35.81K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares42.06K

TypeSH

Market value$2.03M

0.80%

Sole

0.00

Shared

0.00

None

42.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	161.21K	SH	$14.88M 5.84%	161.21K
ISHARES TRSOLE	CORE S&P US GWT	100.28K	SH	$12.74M 5.00%	100.28K
ISHARES TRSOLE	CORE S&P SCP ETF	115.82K	SH	$12.11M 4.75%	115.82K
ISHARES TRSOLE	CORE US AGGBD ET	120.28K	SH	$11.90M 4.67%	120.28K
ISHARES TRSOLE	20 YR TR BD ETF	115.05K	SH	$10.47M 4.11%	115.05K
J P MORGAN EXCHANGE TRADED FSOLE	INCOME ETF	195.82K	SH	$9.02M 3.54%	195.82K
ISHARES TRSOLE	CORE MSCI EAFE	112.95K	SH	$8.54M 3.35%	112.95K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	44.13K	SH	$7.64M 3.00%	44.13K
INVESCO QQQ TRSOLE	UNIT SER 1	15.93K	SH	$7.47M 2.93%	15.93K
PIMCO ETF TRSOLE	MULTISECTOR BD	208.78K	SH	$5.50M 2.16%	208.78K
ISHARES TRSOLE	MSCI EAFE ETF	64.57K	SH	$5.28M 2.07%	64.57K
ISHARES INCSOLE	CORE MSCI EMKT	85.65K	SH	$4.62M 1.81%	85.65K
APPLE INCSOLE	COM	18.03K	SH	$4.00M 1.57%	18.03K
ISHARES TRSOLE	CORE S&P500 ETF	6.73K	SH	$3.78M 1.48%	6.73K
MICROSOFT CORPSOLE	COM	9.30K	SH	$3.49M 1.37%	9.30K
ISHARES TRSOLE	CORE TOTAL USD	73.11K	SH	$3.37M 1.32%	73.11K
ISHARES TRSOLE	MSCI CHINA ETF	59.11K	SH	$3.22M 1.26%	59.11K
ISHARES TRSOLE	EAFE SML CP ETF	44.38K	SH	$2.82M 1.11%	44.38K
ISHARES TRSOLE	MSCI EMG MKT ETF	62.80K	SH	$2.74M 1.08%	62.80K
ISHARES TRSOLE	CORE S&P MCP ETF	45.40K	SH	$2.65M 1.04%	45.40K
NVIDIA CORPORATIONSOLE	COM	22.66K	SH	$2.46M 0.96%	22.66K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	25.83K	SH	$2.37M 0.93%	25.83K
ISHARES TRSOLE	CORE INTL AGGR	43.36K	SH	$2.17M 0.85%	43.36K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	35.81K	SH	$2.05M 0.80%	35.81K
ISHARES TRSOLE	CORE 1 5 YR USD	42.06K	SH	$2.03M 0.80%	42.06K

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