RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 2/5/2025ACC: 0001964203-25-000001

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 513 equity positions with a total reported market value of $274.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

513

Positions

$274.51M

Total AUM (reported)

3.43M

Total Shares

Allocation by class

COM$73.90M26.9%

CORE S&P US VLU$14.95M5.4%

CORE S&P US GWT$14.44M5.3%

CORE S&P SCP ETF$13.23M4.8%

CORE US AGGBD ET$11.06M4.0%

20 YR TR BD ETF$9.87M3.6%

INCOME ETF$8.92M3.2%

Portfolio Concentration

Top 3$42.62M15.5%

4–10$57.03M20.8%

11–25$45.00M16.4%

Rest$129.86M47.3%

Top 3 weight

15.5%

Top 10 weight

36.3%

Voting Authority Distribution

Total shares with voting rights: 3.43M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.43M

% of voting shares100.0%

Investment Discretion (by position count)

Sole513

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings513

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares161.46K

TypeSH

Market value$14.95M

5.45%

Sole

0.00

Shared

0.00

None

161.46K

ISHARES TR

SOLE

CORE S&P US GWT

Shares103.64K

TypeSH

Market value$14.44M

5.26%

Sole

0.00

Shared

0.00

None

103.64K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares114.80K

TypeSH

Market value$13.23M

4.82%

Sole

0.00

Shared

0.00

None

114.80K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares114.11K

TypeSH

Market value$11.06M

4.03%

Sole

0.00

Shared

0.00

None

114.11K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares113K

TypeSH

Market value$9.87M

3.59%

Sole

0.00

Shared

0.00

None

113K

J P MORGAN EXCHANGE TRADED F

SOLE

INCOME ETF

Shares195.44K

TypeSH

Market value$8.92M

3.25%

Sole

0.00

Shared

0.00

None

195.44K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares17.44K

TypeSH

Market value$8.91M

3.25%

Sole

0.00

Shared

0.00

None

17.44K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares110.81K

TypeSH

Market value$7.79M

2.84%

Sole

0.00

Shared

0.00

None

110.81K

APPLE INC

SOLE

COM

Shares22.91K

TypeSH

Market value$5.74M

2.09%

Sole

0.00

Shared

0.00

None

22.91K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares62.76K

TypeSH

Market value$4.75M

1.73%

Sole

0.00

Shared

0.00

None

62.76K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares85.27K

TypeSH

Market value$4.45M

1.62%

Sole

0.00

Shared

0.00

None

85.27K

MICROSOFT CORP

SOLE

COM

Shares9.75K

TypeSH

Market value$4.11M

1.50%

Sole

0.00

Shared

0.00

None

9.75K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.63K

TypeSH

Market value$3.90M

1.42%

Sole

0.00

Shared

0.00

None

6.63K

ISHARES TR

SOLE

MSCI CHINA ETF

Shares67.98K

TypeSH

Market value$3.19M

1.16%

Sole

0.00

Shared

0.00

None

67.98K

ISHARES TR

SOLE

CORE TOTAL USD

Shares68.83K

TypeSH

Market value$3.11M

1.13%

Sole

0.00

Shared

0.00

None

68.83K

NVIDIA CORPORATION

SOLE

COM

Shares22.14K

TypeSH

Market value$2.97M

1.08%

Sole

0.00

Shared

0.00

None

22.14K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares35.27K

TypeSH

Market value$2.77M

1.01%

Sole

0.00

Shared

0.00

None

35.27K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares19.77K

TypeSH

Market value$2.72M

0.99%

Sole

0.00

Shared

0.00

None

19.77K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares29.43K

TypeSH

Market value$2.69M

0.98%

Sole

0.00

Shared

0.00

None

29.43K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares43.97K

TypeSH

Market value$2.67M

0.97%

Sole

0.00

Shared

0.00

None

43.97K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares91K

TypeSH

Market value$2.61M

0.95%

Sole

0.00

Shared

0.00

None

91K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares60.36K

TypeSH

Market value$2.52M

0.92%

Sole

0.00

Shared

0.00

None

60.36K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares10.89K

TypeSH

Market value$2.44M

0.89%

Sole

0.00

Shared

0.00

None

10.89K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares10.44K

TypeSH

Market value$2.43M

0.88%

Sole

0.00

Shared

0.00

None

10.44K

AMAZON COM INC

SOLE

COM

Shares11K

TypeSH

Market value$2.41M

0.88%

Sole

0.00

Shared

0.00

None

11K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	161.46K	SH	$14.95M 5.45%	161.46K
ISHARES TRSOLE	CORE S&P US GWT	103.64K	SH	$14.44M 5.26%	103.64K
ISHARES TRSOLE	CORE S&P SCP ETF	114.80K	SH	$13.23M 4.82%	114.80K
ISHARES TRSOLE	CORE US AGGBD ET	114.11K	SH	$11.06M 4.03%	114.11K
ISHARES TRSOLE	20 YR TR BD ETF	113K	SH	$9.87M 3.59%	113K
J P MORGAN EXCHANGE TRADED FSOLE	INCOME ETF	195.44K	SH	$8.92M 3.25%	195.44K
INVESCO QQQ TRSOLE	UNIT SER 1	17.44K	SH	$8.91M 3.25%	17.44K
ISHARES TRSOLE	CORE MSCI EAFE	110.81K	SH	$7.79M 2.84%	110.81K
APPLE INCSOLE	COM	22.91K	SH	$5.74M 2.09%	22.91K
ISHARES TRSOLE	MSCI EAFE ETF	62.76K	SH	$4.75M 1.73%	62.76K
ISHARES INCSOLE	CORE MSCI EMKT	85.27K	SH	$4.45M 1.62%	85.27K
MICROSOFT CORPSOLE	COM	9.75K	SH	$4.11M 1.50%	9.75K
ISHARES TRSOLE	CORE S&P500 ETF	6.63K	SH	$3.90M 1.42%	6.63K
ISHARES TRSOLE	MSCI CHINA ETF	67.98K	SH	$3.19M 1.16%	67.98K
ISHARES TRSOLE	CORE TOTAL USD	68.83K	SH	$3.11M 1.13%	68.83K
NVIDIA CORPORATIONSOLE	COM	22.14K	SH	$2.97M 1.08%	22.14K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	35.27K	SH	$2.77M 1.01%	35.27K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	19.77K	SH	$2.72M 0.99%	19.77K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	29.43K	SH	$2.69M 0.98%	29.43K
ISHARES TRSOLE	EAFE SML CP ETF	43.97K	SH	$2.67M 0.97%	43.97K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	91K	SH	$2.61M 0.95%	91K
ISHARES TRSOLE	MSCI EMG MKT ETF	60.36K	SH	$2.52M 0.92%	60.36K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	10.89K	SH	$2.44M 0.89%	10.89K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	10.44K	SH	$2.43M 0.88%	10.44K
AMAZON COM INCSOLE	COM	11K	SH	$2.41M 0.88%	11K

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