RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 10/17/2024ACC: 0001964203-24-000004

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 506 equity positions with a total reported market value of $278.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

506

Positions

$278.37M

Total AUM (reported)

3.42M

Total Shares

Allocation by class

COM$73.68M26.5%

CORE S&P US VLU$15.40M5.5%

CORE S&P US GWT$14.15M5.1%

CORE S&P SCP ETF$13.47M4.8%

CORE US AGGBD ET$11.54M4.1%

20 YR TR BD ETF$10.90M3.9%

INCOME ETF$8.80M3.2%

Portfolio Concentration

Top 3$43.02M15.5%

4–10$58.68M21.1%

11–25$46.44M16.7%

Rest$130.22M46.8%

Top 3 weight

15.5%

Top 10 weight

36.5%

Voting Authority Distribution

Total shares with voting rights: 3.42M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.42M

% of voting shares100.0%

Investment Discretion (by position count)

Sole506

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings506

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares161.30K

TypeSH

Market value$15.40M

5.53%

Sole

0.00

Shared

0.00

None

161.30K

ISHARES TR

SOLE

CORE S&P US GWT

Shares107.30K

TypeSH

Market value$14.15M

5.08%

Sole

0.00

Shared

0.00

None

107.30K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares115.14K

TypeSH

Market value$13.47M

4.84%

Sole

0.00

Shared

0.00

None

115.14K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares114K

TypeSH

Market value$11.54M

4.15%

Sole

0.00

Shared

0.00

None

114K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares111.16K

TypeSH

Market value$10.90M

3.92%

Sole

0.00

Shared

0.00

None

111.16K

J P MORGAN EXCHANGE TRADED F

SOLE

INCOME ETF

Shares189.78K

TypeSH

Market value$8.80M

3.16%

Sole

0.00

Shared

0.00

None

189.78K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares17.74K

TypeSH

Market value$8.66M

3.11%

Sole

0.00

Shared

0.00

None

17.74K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares107.44K

TypeSH

Market value$8.39M

3.01%

Sole

0.00

Shared

0.00

None

107.44K

APPLE INC

SOLE

COM

Shares22.37K

TypeSH

Market value$5.21M

1.87%

Sole

0.00

Shared

0.00

None

22.37K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares61.88K

TypeSH

Market value$5.17M

1.86%

Sole

0.00

Shared

0.00

None

61.88K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares84.22K

TypeSH

Market value$4.83M

1.74%

Sole

0.00

Shared

0.00

None

84.22K

MICROSOFT CORP

SOLE

COM

Shares9.55K

TypeSH

Market value$4.11M

1.48%

Sole

0.00

Shared

0.00

None

9.55K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.74K

TypeSH

Market value$3.89M

1.40%

Sole

0.00

Shared

0.00

None

6.74K

ISHARES TR

SOLE

MSCI CHINA ETF

Shares70.90K

TypeSH

Market value$3.61M

1.30%

Sole

0.00

Shared

0.00

None

70.90K

ISHARES TR

SOLE

CORE TOTAL USD

Shares67.67K

TypeSH

Market value$3.19M

1.15%

Sole

0.00

Shared

0.00

None

67.67K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares20.13K

TypeSH

Market value$3.10M

1.11%

Sole

0.00

Shared

0.00

None

20.13K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares36.12K

TypeSH

Market value$3.00M

1.08%

Sole

0.00

Shared

0.00

None

36.12K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares31.77K

TypeSH

Market value$2.92M

1.05%

Sole

0.00

Shared

0.00

None

31.77K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares42.83K

TypeSH

Market value$2.90M

1.04%

Sole

0.00

Shared

0.00

None

42.83K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares60.20K

TypeSH

Market value$2.76M

0.99%

Sole

0.00

Shared

0.00

None

60.20K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares91.41K

TypeSH

Market value$2.69M

0.97%

Sole

0.00

Shared

0.00

None

91.41K

NVIDIA CORPORATION

SOLE

COM

Shares21.21K

TypeSH

Market value$2.58M

0.93%

Sole

0.00

Shared

0.00

None

21.21K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares10.90K

TypeSH

Market value$2.46M

0.88%

Sole

0.00

Shared

0.00

None

10.90K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares11.52K

TypeSH

Market value$2.31M

0.83%

Sole

0.00

Shared

0.00

None

11.52K

META PLATFORMS INC

SOLE

CL A

Shares3.67K

TypeSH

Market value$2.10M

0.76%

Sole

0.00

Shared

0.00

None

3.67K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	161.30K	SH	$15.40M 5.53%	161.30K
ISHARES TRSOLE	CORE S&P US GWT	107.30K	SH	$14.15M 5.08%	107.30K
ISHARES TRSOLE	CORE S&P SCP ETF	115.14K	SH	$13.47M 4.84%	115.14K
ISHARES TRSOLE	CORE US AGGBD ET	114K	SH	$11.54M 4.15%	114K
ISHARES TRSOLE	20 YR TR BD ETF	111.16K	SH	$10.90M 3.92%	111.16K
J P MORGAN EXCHANGE TRADED FSOLE	INCOME ETF	189.78K	SH	$8.80M 3.16%	189.78K
INVESCO QQQ TRSOLE	UNIT SER 1	17.74K	SH	$8.66M 3.11%	17.74K
ISHARES TRSOLE	CORE MSCI EAFE	107.44K	SH	$8.39M 3.01%	107.44K
APPLE INCSOLE	COM	22.37K	SH	$5.21M 1.87%	22.37K
ISHARES TRSOLE	MSCI EAFE ETF	61.88K	SH	$5.17M 1.86%	61.88K
ISHARES INCSOLE	CORE MSCI EMKT	84.22K	SH	$4.83M 1.74%	84.22K
MICROSOFT CORPSOLE	COM	9.55K	SH	$4.11M 1.48%	9.55K
ISHARES TRSOLE	CORE S&P500 ETF	6.74K	SH	$3.89M 1.40%	6.74K
ISHARES TRSOLE	MSCI CHINA ETF	70.90K	SH	$3.61M 1.30%	70.90K
ISHARES TRSOLE	CORE TOTAL USD	67.67K	SH	$3.19M 1.15%	67.67K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	20.13K	SH	$3.10M 1.11%	20.13K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	36.12K	SH	$3.00M 1.08%	36.12K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	31.77K	SH	$2.92M 1.05%	31.77K
ISHARES TRSOLE	EAFE SML CP ETF	42.83K	SH	$2.90M 1.04%	42.83K
ISHARES TRSOLE	MSCI EMG MKT ETF	60.20K	SH	$2.76M 0.99%	60.20K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	91.41K	SH	$2.69M 0.97%	91.41K
NVIDIA CORPORATIONSOLE	COM	21.21K	SH	$2.58M 0.93%	21.21K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	10.90K	SH	$2.46M 0.88%	10.90K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	11.52K	SH	$2.31M 0.83%	11.52K
META PLATFORMS INCSOLE	CL A	3.67K	SH	$2.10M 0.76%	3.67K

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