RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 7/23/2024ACC: 0001964203-24-000003

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 497 equity positions with a total reported market value of $259.08M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

497

Positions

$259.08M

Total AUM (reported)

2.98M

Total Shares

Allocation by class

COM$68.35M26.4%

CORE S&P US GWT$13.77M5.3%

CORE S&P US VLU$12.62M4.9%

CORE S&P SCP ETF$11.64M4.5%

CORE US AGGBD ET$10.35M4.0%

20 YR TR BD ETF$9.91M3.8%

UNIT SER 1$8.48M3.3%

Portfolio Concentration

Top 3$38.03M14.7%

4–10$54.06M20.9%

11–25$46.22M17.8%

Rest$120.78M46.6%

Top 3 weight

14.7%

Top 10 weight

35.5%

Voting Authority Distribution

Total shares with voting rights: 2.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole497

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings497

Rows:

ISHARES TR

SOLE

CORE S&P US GWT

Shares108.04K

TypeSH

Market value$13.77M

5.32%

Sole

0.00

Shared

0.00

None

108.04K

ISHARES TR

SOLE

CORE S&P US VLU

Shares143.16K

TypeSH

Market value$12.62M

4.87%

Sole

0.00

Shared

0.00

None

143.16K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares109.13K

TypeSH

Market value$11.64M

4.49%

Sole

0.00

Shared

0.00

None

109.13K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares106.67K

TypeSH

Market value$10.35M

4.00%

Sole

0.00

Shared

0.00

None

106.67K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares108K

TypeSH

Market value$9.91M

3.83%

Sole

0.00

Shared

0.00

None

108K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares17.71K

TypeSH

Market value$8.48M

3.27%

Sole

0.00

Shared

0.00

None

17.71K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares87.62K

TypeSH

Market value$8.04M

3.10%

Sole

0.00

Shared

0.00

None

87.62K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares105.93K

TypeSH

Market value$7.69M

2.97%

Sole

0.00

Shared

0.00

None

105.93K

APPLE INC

SOLE

COM

Shares23K

TypeSH

Market value$4.84M

1.87%

Sole

0.00

Shared

0.00

None

23K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares60.37K

TypeSH

Market value$4.73M

1.83%

Sole

0.00

Shared

0.00

None

60.37K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares83.40K

TypeSH

Market value$4.46M

1.72%

Sole

0.00

Shared

0.00

None

83.40K

MICROSOFT CORP

SOLE

COM

Shares9.59K

TypeSH

Market value$4.28M

1.65%

Sole

0.00

Shared

0.00

None

9.59K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares48.46K

TypeSH

Market value$3.88M

1.50%

Sole

0.00

Shared

0.00

None

48.46K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.73K

TypeSH

Market value$3.69M

1.42%

Sole

0.00

Shared

0.00

None

6.73K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares20.89K

TypeSH

Market value$3.05M

1.18%

Sole

0.00

Shared

0.00

None

20.89K

ISHARES TR

SOLE

CORE TOTAL USD

Shares66.32K

TypeSH

Market value$3.00M

1.16%

Sole

0.00

Shared

0.00

None

66.32K

ISHARES TR

SOLE

MSCI CHINA ETF

Shares70.97K

TypeSH

Market value$2.99M

1.16%

Sole

0.00

Shared

0.00

None

70.97K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares104.63K

TypeSH

Market value$2.96M

1.14%

Sole

0.00

Shared

0.00

None

104.63K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares37.13K

TypeSH

Market value$2.84M

1.10%

Sole

0.00

Shared

0.00

None

37.13K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares42.33K

TypeSH

Market value$2.61M

1.01%

Sole

0.00

Shared

0.00

None

42.33K

NVIDIA CORPORATION

SOLE

COM

Shares21.05K

TypeSH

Market value$2.60M

1.00%

Sole

0.00

Shared

0.00

None

21.05K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares11.28K

TypeSH

Market value$2.55M

0.98%

Sole

0.00

Shared

0.00

None

11.28K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares59.36K

TypeSH

Market value$2.53M

0.98%

Sole

0.00

Shared

0.00

None

59.36K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares43.74K

TypeSH

Market value$2.48M

0.96%

Sole

0.00

Shared

0.00

None

43.74K

COINBASE GLOBAL INC

SOLE

COM CL A

Shares10.30K

TypeSH

Market value$2.29M

0.88%

Sole

0.00

Shared

0.00

None

10.30K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US GWT	108.04K	SH	$13.77M 5.32%	108.04K
ISHARES TRSOLE	CORE S&P US VLU	143.16K	SH	$12.62M 4.87%	143.16K
ISHARES TRSOLE	CORE S&P SCP ETF	109.13K	SH	$11.64M 4.49%	109.13K
ISHARES TRSOLE	CORE US AGGBD ET	106.67K	SH	$10.35M 4.00%	106.67K
ISHARES TRSOLE	20 YR TR BD ETF	108K	SH	$9.91M 3.83%	108K
INVESCO QQQ TRSOLE	UNIT SER 1	17.71K	SH	$8.48M 3.27%	17.71K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	87.62K	SH	$8.04M 3.10%	87.62K
ISHARES TRSOLE	CORE MSCI EAFE	105.93K	SH	$7.69M 2.97%	105.93K
APPLE INCSOLE	COM	23K	SH	$4.84M 1.87%	23K
ISHARES TRSOLE	MSCI EAFE ETF	60.37K	SH	$4.73M 1.83%	60.37K
ISHARES INCSOLE	CORE MSCI EMKT	83.40K	SH	$4.46M 1.72%	83.40K
MICROSOFT CORPSOLE	COM	9.59K	SH	$4.28M 1.65%	9.59K
SPDR SER TRSOLE	PRTFLO S&P500 GW	48.46K	SH	$3.88M 1.50%	48.46K
ISHARES TRSOLE	CORE S&P500 ETF	6.73K	SH	$3.69M 1.42%	6.73K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	20.89K	SH	$3.05M 1.18%	20.89K
ISHARES TRSOLE	CORE TOTAL USD	66.32K	SH	$3.00M 1.16%	66.32K
ISHARES TRSOLE	MSCI CHINA ETF	70.97K	SH	$2.99M 1.16%	70.97K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	104.63K	SH	$2.96M 1.14%	104.63K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	37.13K	SH	$2.84M 1.10%	37.13K
ISHARES TRSOLE	EAFE SML CP ETF	42.33K	SH	$2.61M 1.01%	42.33K
NVIDIA CORPORATIONSOLE	COM	21.05K	SH	$2.60M 1.00%	21.05K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	11.28K	SH	$2.55M 0.98%	11.28K
ISHARES TRSOLE	MSCI EMG MKT ETF	59.36K	SH	$2.53M 0.98%	59.36K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	43.74K	SH	$2.48M 0.96%	43.74K
COINBASE GLOBAL INCSOLE	COM CL A	10.30K	SH	$2.29M 0.88%	10.30K

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