RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 5/14/2024ACC: 0001964203-24-000002

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 512 equity positions with a total reported market value of $250.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

512

Positions

$250.53M

Total AUM (reported)

2.84M

Total Shares

Allocation by class

COM$65.97M26.3%

CORE S&P US VLU$12.24M4.9%

CORE S&P US GWT$12.12M4.8%

CORE S&P SCP ETF$10.87M4.3%

CORE US AGGBD ET$10.02M4.0%

20 YR TR BD ETF$9.93M4.0%

BLOOMBERG 1-3 MO$8.37M3.3%

Portfolio Concentration

Top 3$35.23M14.1%

4–10$51.27M20.5%

11–25$44.06M17.6%

Rest$119.96M47.9%

Top 3 weight

14.1%

Top 10 weight

34.5%

Voting Authority Distribution

Total shares with voting rights: 2.85M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.85M

% of voting shares100.0%

Investment Discretion (by position count)

Sole512

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings512

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares135.34K

TypeSH

Market value$12.24M

4.89%

Sole

0.00

Shared

0.00

None

135.34K

ISHARES TR

SOLE

CORE S&P US GWT

Shares103.38K

TypeSH

Market value$12.12M

4.84%

Sole

0.00

Shared

0.00

None

103.38K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares98.40K

TypeSH

Market value$10.87M

4.34%

Sole

0.00

Shared

0.00

None

98.40K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares102.28K

TypeSH

Market value$10.02M

4.00%

Sole

0.00

Shared

0.00

None

102.28K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares104.92K

TypeSH

Market value$9.93M

3.96%

Sole

0.00

Shared

0.00

None

104.92K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares91.23K

TypeSH

Market value$8.37M

3.34%

Sole

0.00

Shared

0.00

None

91.23K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares99.68K

TypeSH

Market value$7.40M

2.95%

Sole

0.00

Shared

0.00

None

99.68K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.81K

TypeSH

Market value$7.02M

2.80%

Sole

0.00

Shared

0.00

None

15.81K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares56.11K

TypeSH

Market value$4.48M

1.79%

Sole

0.00

Shared

0.00

None

56.11K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares78.63K

TypeSH

Market value$4.06M

1.62%

Sole

0.00

Shared

0.00

None

78.63K

MICROSOFT CORP

SOLE

COM

Shares9.48K

TypeSH

Market value$3.99M

1.59%

Sole

0.00

Shared

0.00

None

9.48K

APPLE INC

SOLE

COM

Shares22.63K

TypeSH

Market value$3.88M

1.55%

Sole

0.00

Shared

0.00

None

22.63K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.96K

TypeSH

Market value$3.66M

1.46%

Sole

0.00

Shared

0.00

None

6.96K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares47.21K

TypeSH

Market value$3.45M

1.38%

Sole

0.00

Shared

0.00

None

47.21K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares20.93K

TypeSH

Market value$3.09M

1.23%

Sole

0.00

Shared

0.00

None

20.93K

ISHARES TR

SOLE

CORE TOTAL USD

Shares62.72K

TypeSH

Market value$2.86M

1.14%

Sole

0.00

Shared

0.00

None

62.72K

COINBASE GLOBAL INC

SOLE

COM CL A

Shares10.69K

TypeSH

Market value$2.83M

1.13%

Sole

0.00

Shared

0.00

None

10.69K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares13.36K

TypeSH

Market value$2.78M

1.11%

Sole

0.00

Shared

0.00

None

13.36K

ISHARES TR

SOLE

MSCI CHINA ETF

Shares69.37K

TypeSH

Market value$2.76M

1.10%

Sole

0.00

Shared

0.00

None

69.37K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares35.82K

TypeSH

Market value$2.74M

1.09%

Sole

0.00

Shared

0.00

None

35.82K

FIRST TR NAS100 EQ WEIGHTED

SOLE

SHS

Shares21.33K

TypeSH

Market value$2.64M

1.05%

Sole

0.00

Shared

0.00

None

21.33K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares90.89K

TypeSH

Market value$2.64M

1.05%

Sole

0.00

Shared

0.00

None

90.89K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares39.69K

TypeSH

Market value$2.51M

1.00%

Sole

0.00

Shared

0.00

None

39.69K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares36.94K

TypeSH

Market value$2.14M

0.85%

Sole

0.00

Shared

0.00

None

36.94K

ISHARES TR

SOLE

MSCI EMG MKT ETF

Shares50.81K

TypeSH

Market value$2.09M

0.83%

Sole

0.00

Shared

0.00

None

50.81K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	135.34K	SH	$12.24M 4.89%	135.34K
ISHARES TRSOLE	CORE S&P US GWT	103.38K	SH	$12.12M 4.84%	103.38K
ISHARES TRSOLE	CORE S&P SCP ETF	98.40K	SH	$10.87M 4.34%	98.40K
ISHARES TRSOLE	CORE US AGGBD ET	102.28K	SH	$10.02M 4.00%	102.28K
ISHARES TRSOLE	20 YR TR BD ETF	104.92K	SH	$9.93M 3.96%	104.92K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	91.23K	SH	$8.37M 3.34%	91.23K
ISHARES TRSOLE	CORE MSCI EAFE	99.68K	SH	$7.40M 2.95%	99.68K
INVESCO QQQ TRSOLE	UNIT SER 1	15.81K	SH	$7.02M 2.80%	15.81K
ISHARES TRSOLE	MSCI EAFE ETF	56.11K	SH	$4.48M 1.79%	56.11K
ISHARES INCSOLE	CORE MSCI EMKT	78.63K	SH	$4.06M 1.62%	78.63K
MICROSOFT CORPSOLE	COM	9.48K	SH	$3.99M 1.59%	9.48K
APPLE INCSOLE	COM	22.63K	SH	$3.88M 1.55%	22.63K
ISHARES TRSOLE	CORE S&P500 ETF	6.96K	SH	$3.66M 1.46%	6.96K
SPDR SER TRSOLE	PRTFLO S&P500 GW	47.21K	SH	$3.45M 1.38%	47.21K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	20.93K	SH	$3.09M 1.23%	20.93K
ISHARES TRSOLE	CORE TOTAL USD	62.72K	SH	$2.86M 1.14%	62.72K
COINBASE GLOBAL INCSOLE	COM CL A	10.69K	SH	$2.83M 1.13%	10.69K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	13.36K	SH	$2.78M 1.11%	13.36K
ISHARES TRSOLE	MSCI CHINA ETF	69.37K	SH	$2.76M 1.10%	69.37K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	35.82K	SH	$2.74M 1.09%	35.82K
FIRST TR NAS100 EQ WEIGHTEDSOLE	SHS	21.33K	SH	$2.64M 1.05%	21.33K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	90.89K	SH	$2.64M 1.05%	90.89K
ISHARES TRSOLE	EAFE SML CP ETF	39.69K	SH	$2.51M 1.00%	39.69K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	36.94K	SH	$2.14M 0.85%	36.94K
ISHARES TRSOLE	MSCI EMG MKT ETF	50.81K	SH	$2.09M 0.83%	50.81K

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