RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 1/23/2024ACC: 0001964203-24-000001

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 503 equity positions with a total reported market value of $238.10M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

503

Positions

$238.10M

Total AUM (reported)

2.94M

Total Shares

Allocation by class

COM$60.84M25.6%

CORE S&P US VLU$11.55M4.9%

CORE S&P US GWT$10.98M4.6%

CORE S&P SCP ETF$10.11M4.2%

20 YR TR BD ETF$9.92M4.2%

BLOOMBERG 1-3 MO$9.54M4.0%

CORE MSCI EAFE$7.06M3.0%

Portfolio Concentration

Top 3$32.64M13.7%

4–10$46.38M19.5%

11–25$45.49M19.1%

Rest$113.59M47.7%

Top 3 weight

13.7%

Top 10 weight

33.2%

Voting Authority Distribution

Total shares with voting rights: 2.94M

Sole

Full voting authority

73.61K

% of voting shares2.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.87M

% of voting shares97.5%

Investment Discretion (by position count)

Sole503

Shared0

Other0

Dominant voting typeNone · 97.5% of voting shares

Institutional Holdings503

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares136.99K

TypeSH

Market value$11.55M

4.85%

Sole

1.73K

Shared

0.00

None

135.26K

ISHARES TR

SOLE

CORE S&P US GWT

Shares105.45K

TypeSH

Market value$10.98M

4.61%

Sole

1.40K

Shared

0.00

None

104.05K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares93.39K

TypeSH

Market value$10.11M

4.25%

Sole

710.00

Shared

0.00

None

92.68K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares100.32K

TypeSH

Market value$9.92M

4.17%

Sole

0.00

Shared

0.00

None

100.32K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares104.39K

TypeSH

Market value$9.54M

4.01%

Sole

227.00

Shared

0.00

None

104.17K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares100.41K

TypeSH

Market value$7.06M

2.97%

Sole

1.22K

Shared

0.00

None

99.19K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares15.26K

TypeSH

Market value$6.25M

2.62%

Sole

715.00

Shared

0.00

None

14.54K

ISHARES TR

SOLE

CORE US AGGBD ET

Shares50.16K

TypeSH

Market value$4.98M

2.09%

Sole

0.00

Shared

0.00

None

50.16K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares145.93K

TypeSH

Market value$4.35M

1.83%

Sole

0.00

Shared

0.00

None

145.93K

APPLE INC

SOLE

COM

Shares22.24K

TypeSH

Market value$4.28M

1.80%

Sole

2.07K

Shared

0.00

None

20.17K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares29.40K

TypeSH

Market value$4.01M

1.68%

Sole

63.00

Shared

0.00

None

29.34K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares52.77K

TypeSH

Market value$3.98M

1.67%

Sole

0.00

Shared

0.00

None

52.77K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares76.40K

TypeSH

Market value$3.86M

1.62%

Sole

887.00

Shared

0.00

None

75.51K

MICROSOFT CORP

SOLE

COM

Shares10.17K

TypeSH

Market value$3.82M

1.61%

Sole

299.00

Shared

0.00

None

9.87K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares58.60K

TypeSH

Market value$3.81M

1.60%

Sole

0.00

Shared

0.00

None

58.60K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares6.89K

TypeSH

Market value$3.29M

1.38%

Sole

0.00

Shared

0.00

None

6.89K

FIRST TR NAS100 EQ WEIGHTED

SOLE

SHS

Shares26.44K

TypeSH

Market value$3.11M

1.30%

Sole

0.00

Shared

0.00

None

26.44K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares14.66K

TypeSH

Market value$2.82M

1.18%

Sole

44.00

Shared

0.00

None

14.61K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares58.23K

TypeSH

Market value$2.71M

1.14%

Sole

46.00

Shared

0.00

None

58.19K

SELECT SECTOR SPDR TR

SOLE

SBI CONS STPLS

Shares36.12K

TypeSH

Market value$2.60M

1.09%

Sole

49.00

Shared

0.00

None

36.07K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares39.55K

TypeSH

Market value$2.45M

1.03%

Sole

467.00

Shared

0.00

None

39.08K

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares80.40K

TypeSH

Market value$2.31M

0.97%

Sole

0.00

Shared

0.00

None

80.40K

COINBASE GLOBAL INC

SOLE

COM CL A

Shares13.23K

TypeSH

Market value$2.30M

0.97%

Sole

201.00

Shared

0.00

None

13.03K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares14.47K

TypeSH

Market value$2.28M

0.96%

Sole

0.00

Shared

0.00

None

14.47K

SELECT SECTOR SPDR TR

SOLE

SBI CONS DISCR

Shares11.89K

TypeSH

Market value$2.13M

0.89%

Sole

0.00

Shared

0.00

None

11.89K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P US VLU	136.99K	SH	$11.55M 4.85%	1.73K	135.26K
ISHARES TRSOLE	CORE S&P US GWT	105.45K	SH	$10.98M 4.61%	1.40K	104.05K
ISHARES TRSOLE	CORE S&P SCP ETF	93.39K	SH	$10.11M 4.25%	710.00	92.68K
ISHARES TRSOLE	20 YR TR BD ETF	100.32K	SH	$9.92M 4.17%	0.00	100.32K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	104.39K	SH	$9.54M 4.01%	227.00	104.17K
ISHARES TRSOLE	CORE MSCI EAFE	100.41K	SH	$7.06M 2.97%	1.22K	99.19K
INVESCO QQQ TRSOLE	UNIT SER 1	15.26K	SH	$6.25M 2.62%	715.00	14.54K
ISHARES TRSOLE	CORE US AGGBD ET	50.16K	SH	$4.98M 2.09%	0.00	50.16K
SPDR SER TRSOLE	PORTFOLIO SHORT	145.93K	SH	$4.35M 1.83%	0.00	145.93K
APPLE INCSOLE	COM	22.24K	SH	$4.28M 1.80%	2.07K	20.17K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	29.40K	SH	$4.01M 1.68%	63.00	29.34K
ISHARES TRSOLE	MSCI EAFE ETF	52.77K	SH	$3.98M 1.67%	0.00	52.77K
ISHARES INCSOLE	CORE MSCI EMKT	76.40K	SH	$3.86M 1.62%	887.00	75.51K
MICROSOFT CORPSOLE	COM	10.17K	SH	$3.82M 1.61%	299.00	9.87K
SPDR SER TRSOLE	PRTFLO S&P500 GW	58.60K	SH	$3.81M 1.60%	0.00	58.60K
ISHARES TRSOLE	CORE S&P500 ETF	6.89K	SH	$3.29M 1.38%	0.00	6.89K
FIRST TR NAS100 EQ WEIGHTEDSOLE	SHS	26.44K	SH	$3.11M 1.30%	0.00	26.44K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	14.66K	SH	$2.82M 1.18%	44.00	14.61K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	58.23K	SH	$2.71M 1.14%	46.00	58.19K
SELECT SECTOR SPDR TRSOLE	SBI CONS STPLS	36.12K	SH	$2.60M 1.09%	49.00	36.07K
ISHARES TRSOLE	EAFE SML CP ETF	39.55K	SH	$2.45M 1.03%	467.00	39.08K
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	80.40K	SH	$2.31M 0.97%	0.00	80.40K
COINBASE GLOBAL INCSOLE	COM CL A	13.23K	SH	$2.30M 0.97%	201.00	13.03K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	14.47K	SH	$2.28M 0.96%	0.00	14.47K
SELECT SECTOR SPDR TRSOLE	SBI CONS DISCR	11.89K	SH	$2.13M 0.89%	0.00	11.89K

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