RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 7/25/2023ACC: 0001964203-23-000003

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 547 equity positions with a total reported market value of $229.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

547

Positions

$229.52M

Total AUM (reported)

3.25M

Total Shares

Allocation by class

COM$61.27M26.7%

CORE S&P US VLU$10.88M4.7%

CORE S&P US GWT$10.61M4.6%

UNIT SER 1$10.33M4.5%

CORE MSCI EAFE$6.36M2.8%

CORE S&P SCP ETF$6.13M2.7%

CL A$5.57M2.4%

Portfolio Concentration

Top 3$31.81M13.9%

4–10$35.93M15.7%

11–25$43.59M19.0%

Rest$118.19M51.5%

Top 3 weight

13.9%

Top 10 weight

29.5%

Voting Authority Distribution

Total shares with voting rights: 3.25M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.25M

% of voting shares100.0%

Investment Discretion (by position count)

Sole547

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings547

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares138.97K

TypeSH

Market value$10.88M

4.74%

Sole

0.00

Shared

0.00

None

138.97K

ISHARES TR

SOLE

CORE S&P US GWT

Shares108.66K

TypeSH

Market value$10.61M

4.62%

Sole

0.00

Shared

0.00

None

108.66K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares27.96K

TypeSH

Market value$10.33M

4.50%

Sole

0.00

Shared

0.00

None

27.96K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares94.17K

TypeSH

Market value$6.36M

2.77%

Sole

0.00

Shared

0.00

None

94.17K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares61.56K

TypeSH

Market value$6.13M

2.67%

Sole

0.00

Shared

0.00

None

61.56K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares59.93K

TypeSH

Market value$5.50M

2.40%

Sole

0.00

Shared

0.00

None

59.93K

APPLE INC

SOLE

COM

Shares26.72K

TypeSH

Market value$5.18M

2.26%

Sole

0.00

Shared

0.00

None

26.72K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares86.26K

TypeSH

Market value$4.50M

1.96%

Sole

0.00

Shared

0.00

None

86.26K

MICROSOFT CORP

SOLE

COM

Shares12.34K

TypeSH

Market value$4.20M

1.83%

Sole

0.00

Shared

0.00

None

12.34K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares9.11K

TypeSH

Market value$4.06M

1.77%

Sole

0.00

Shared

0.00

None

9.11K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares81.37K

TypeSH

Market value$4.06M

1.77%

Sole

0.00

Shared

0.00

None

81.37K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares129.53K

TypeSH

Market value$3.98M

1.73%

Sole

0.00

Shared

0.00

None

129.53K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares131.55K

TypeSH

Market value$3.87M

1.69%

Sole

0.00

Shared

0.00

None

131.55K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares68.54K

TypeSH

Market value$3.73M

1.63%

Sole

0.00

Shared

0.00

None

68.54K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares60.31K

TypeSH

Market value$3.68M

1.60%

Sole

0.00

Shared

0.00

None

60.31K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares67.71K

TypeSH

Market value$3.34M

1.45%

Sole

0.00

Shared

0.00

None

67.71K

SPDR SER TR

SOLE

SSGA US LRG ETF

Shares21.61K

TypeSH

Market value$3.04M

1.32%

Sole

0.00

Shared

0.00

None

21.61K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares35.49K

TypeSH

Market value$2.57M

1.12%

Sole

0.00

Shared

0.00

None

35.49K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares53.76K

TypeSH

Market value$2.48M

1.08%

Sole

0.00

Shared

0.00

None

53.76K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares13.30K

TypeSH

Market value$2.31M

1.01%

Sole

0.00

Shared

0.00

None

13.30K

ISHARES TR

SOLE

IBOXX HI YD ETF

Shares29.27K

TypeSH

Market value$2.20M

0.96%

Sole

0.00

Shared

0.00

None

29.27K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares15.96K

TypeSH

Market value$2.12M

0.92%

Sole

0.00

Shared

0.00

None

15.96K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares35.25K

TypeSH

Market value$2.08M

0.91%

Sole

0.00

Shared

0.00

None

35.25K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW SECURITIZED

Shares97.36K

TypeSH

Market value$2.08M

0.91%

Sole

0.00

Shared

0.00

None

97.36K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares49.20K

TypeSH

Market value$2.06M

0.90%

Sole

0.00

Shared

0.00

None

49.20K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	138.97K	SH	$10.88M 4.74%	138.97K
ISHARES TRSOLE	CORE S&P US GWT	108.66K	SH	$10.61M 4.62%	108.66K
INVESCO QQQ TRSOLE	UNIT SER 1	27.96K	SH	$10.33M 4.50%	27.96K
ISHARES TRSOLE	CORE MSCI EAFE	94.17K	SH	$6.36M 2.77%	94.17K
ISHARES TRSOLE	CORE S&P SCP ETF	61.56K	SH	$6.13M 2.67%	61.56K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	59.93K	SH	$5.50M 2.40%	59.93K
APPLE INCSOLE	COM	26.72K	SH	$5.18M 2.26%	26.72K
SPDR SER TRSOLE	PORTFOLIO S&P500	86.26K	SH	$4.50M 1.96%	86.26K
MICROSOFT CORPSOLE	COM	12.34K	SH	$4.20M 1.83%	12.34K
ISHARES TRSOLE	CORE S&P500 ETF	9.11K	SH	$4.06M 1.77%	9.11K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	81.37K	SH	$4.06M 1.77%	81.37K
SPDR SER TRSOLE	BLOOMBERG INVT	129.53K	SH	$3.98M 1.73%	129.53K
SPDR SER TRSOLE	PORTFOLIO SHORT	131.55K	SH	$3.87M 1.69%	131.55K
SPDR SER TRSOLE	PORTFOLI S&P1500	68.54K	SH	$3.73M 1.63%	68.54K
SPDR SER TRSOLE	PRTFLO S&P500 GW	60.31K	SH	$3.68M 1.60%	60.31K
ISHARES INCSOLE	CORE MSCI EMKT	67.71K	SH	$3.34M 1.45%	67.71K
SPDR SER TRSOLE	SSGA US LRG ETF	21.61K	SH	$3.04M 1.32%	21.61K
ISHARES TRSOLE	MSCI EAFE ETF	35.49K	SH	$2.57M 1.12%	35.49K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	53.76K	SH	$2.48M 1.08%	53.76K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	13.30K	SH	$2.31M 1.01%	13.30K
ISHARES TRSOLE	IBOXX HI YD ETF	29.27K	SH	$2.20M 0.96%	29.27K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	15.96K	SH	$2.12M 0.92%	15.96K
ISHARES TRSOLE	EAFE SML CP ETF	35.25K	SH	$2.08M 0.91%	35.25K
FIRST TR EXCHNG TRADED FD VISOLE	TCW SECURITIZED	97.36K	SH	$2.08M 0.91%	97.36K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	49.20K	SH	$2.06M 0.90%	49.20K

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