RICHARD W. PAUL & ASSOCIATES, LLC

Filed: 4/24/2023ACC: 0001964203-23-000002

📋 What this filing means

RICHARD W. PAUL & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 551 equity positions with a total reported market value of $217.23M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

551

Positions

$217.23M

Total AUM (reported)

3.39M

Total Shares

Allocation by class

COM$56.37M25.9%

CORE S&P US VLU$9.92M4.6%

CORE S&P US GWT$9.37M4.3%

UNIT SER 1$9.18M4.2%

CORE MSCI EAFE$6.10M2.8%

CORE S&P SCP ETF$5.73M2.6%

BLOOMBERG 1-3 MO$5.50M2.5%

Portfolio Concentration

Top 3$28.47M13.1%

4–10$34.35M15.8%

11–25$41.88M19.3%

Rest$112.53M51.8%

Top 3 weight

13.1%

Top 10 weight

28.9%

Voting Authority Distribution

Total shares with voting rights: 3.39M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.39M

% of voting shares100.0%

Investment Discretion (by position count)

Sole551

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings551

Rows:

ISHARES TR

SOLE

CORE S&P US VLU

Shares134.45K

TypeSH

Market value$9.92M

4.57%

Sole

0.00

Shared

0.00

None

134.45K

ISHARES TR

SOLE

CORE S&P US GWT

Shares105.59K

TypeSH

Market value$9.37M

4.32%

Sole

0.00

Shared

0.00

None

105.59K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares28.61K

TypeSH

Market value$9.18M

4.23%

Sole

0.00

Shared

0.00

None

28.61K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares91.29K

TypeSH

Market value$6.10M

2.81%

Sole

0.00

Shared

0.00

None

91.29K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares59.26K

TypeSH

Market value$5.73M

2.64%

Sole

0.00

Shared

0.00

None

59.26K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares59.88K

TypeSH

Market value$5.50M

2.53%

Sole

0.00

Shared

0.00

None

59.88K

APPLE INC

SOLE

COM

Shares26.40K

TypeSH

Market value$4.35M

2.00%

Sole

0.00

Shared

0.00

None

26.40K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares88.83K

TypeSH

Market value$4.28M

1.97%

Sole

0.00

Shared

0.00

None

88.83K

SPDR SER TR

SOLE

BLOOMBERG INVT

Shares139.98K

TypeSH

Market value$4.26M

1.96%

Sole

0.00

Shared

0.00

None

139.98K

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares83.47K

TypeSH

Market value$4.13M

1.90%

Sole

0.00

Shared

0.00

None

83.47K

SPDR SER TR

SOLE

PORTFOLIO SHORT

Shares135.21K

TypeSH

Market value$4.01M

1.84%

Sole

0.00

Shared

0.00

None

135.21K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares9.23K

TypeSH

Market value$3.80M

1.75%

Sole

0.00

Shared

0.00

None

9.23K

MICROSOFT CORP

SOLE

COM

Shares12.48K

TypeSH

Market value$3.60M

1.66%

Sole

0.00

Shared

0.00

None

12.48K

SPDR SER TR

SOLE

PORTFOLI S&P1500

Shares70.78K

TypeSH

Market value$3.57M

1.64%

Sole

0.00

Shared

0.00

None

70.78K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares61.15K

TypeSH

Market value$3.39M

1.56%

Sole

0.00

Shared

0.00

None

61.15K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares64.80K

TypeSH

Market value$3.16M

1.46%

Sole

0.00

Shared

0.00

None

64.80K

INVESCO EXCH TRD SLF IDX FD

SOLE

BULSHS 2024 CB

Shares148.08K

TypeSH

Market value$3.05M

1.40%

Sole

0.00

Shared

0.00

None

148.08K

ISHARES TR

SOLE

MSCI EAFE ETF

Shares35.69K

TypeSH

Market value$2.55M

1.17%

Sole

0.00

Shared

0.00

None

35.69K

J P MORGAN EXCHANGE TRADED F

SOLE

BETABUILDERS US

Shares53.04K

TypeSH

Market value$2.49M

1.15%

Sole

0.00

Shared

0.00

None

53.04K

FIRST TR EXCHNG TRADED FD VI

SOLE

TCW SECURITIZED

Shares95.96K

TypeSH

Market value$2.08M

0.96%

Sole

0.00

Shared

0.00

None

95.96K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares13.56K

TypeSH

Market value$2.05M

0.94%

Sole

0.00

Shared

0.00

None

13.56K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares20.65K

TypeSH

Market value$2.05M

0.94%

Sole

0.00

Shared

0.00

None

20.65K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares49.16K

TypeSH

Market value$2.04M

0.94%

Sole

0.00

Shared

0.00

None

49.16K

SELECT SECTOR SPDR TR

SOLE

SBI HEALTHCARE

Shares15.73K

TypeSH

Market value$2.04M

0.94%

Sole

0.00

Shared

0.00

None

15.73K

ISHARES TR

SOLE

EAFE SML CP ETF

Shares33.82K

TypeSH

Market value$2.01M

0.93%

Sole

0.00

Shared

0.00

None

33.82K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P US VLU	134.45K	SH	$9.92M 4.57%	134.45K
ISHARES TRSOLE	CORE S&P US GWT	105.59K	SH	$9.37M 4.32%	105.59K
INVESCO QQQ TRSOLE	UNIT SER 1	28.61K	SH	$9.18M 4.23%	28.61K
ISHARES TRSOLE	CORE MSCI EAFE	91.29K	SH	$6.10M 2.81%	91.29K
ISHARES TRSOLE	CORE S&P SCP ETF	59.26K	SH	$5.73M 2.64%	59.26K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	59.88K	SH	$5.50M 2.53%	59.88K
APPLE INCSOLE	COM	26.40K	SH	$4.35M 2.00%	26.40K
SPDR SER TRSOLE	PORTFOLIO S&P500	88.83K	SH	$4.28M 1.97%	88.83K
SPDR SER TRSOLE	BLOOMBERG INVT	139.98K	SH	$4.26M 1.96%	139.98K
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	83.47K	SH	$4.13M 1.90%	83.47K
SPDR SER TRSOLE	PORTFOLIO SHORT	135.21K	SH	$4.01M 1.84%	135.21K
ISHARES TRSOLE	CORE S&P500 ETF	9.23K	SH	$3.80M 1.75%	9.23K
MICROSOFT CORPSOLE	COM	12.48K	SH	$3.60M 1.66%	12.48K
SPDR SER TRSOLE	PORTFOLI S&P1500	70.78K	SH	$3.57M 1.64%	70.78K
SPDR SER TRSOLE	PRTFLO S&P500 GW	61.15K	SH	$3.39M 1.56%	61.15K
ISHARES INCSOLE	CORE MSCI EMKT	64.80K	SH	$3.16M 1.46%	64.80K
INVESCO EXCH TRD SLF IDX FDSOLE	BULSHS 2024 CB	148.08K	SH	$3.05M 1.40%	148.08K
ISHARES TRSOLE	MSCI EAFE ETF	35.69K	SH	$2.55M 1.17%	35.69K
J P MORGAN EXCHANGE TRADED FSOLE	BETABUILDERS US	53.04K	SH	$2.49M 1.15%	53.04K
FIRST TR EXCHNG TRADED FD VISOLE	TCW SECURITIZED	95.96K	SH	$2.08M 0.96%	95.96K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	13.56K	SH	$2.05M 0.94%	13.56K
ISHARES TRSOLE	7-10 YR TRSY BD	20.65K	SH	$2.05M 0.94%	20.65K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	49.16K	SH	$2.04M 0.94%	49.16K
SELECT SECTOR SPDR TRSOLE	SBI HEALTHCARE	15.73K	SH	$2.04M 0.94%	15.73K
ISHARES TRSOLE	EAFE SML CP ETF	33.82K	SH	$2.01M 0.93%	33.82K

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