RICHARD P SLAUGHTER ASSOCIATES INC

Filed: 10/9/2025ACC: 0001811783-25-000008

📋 What this filing means

RICHARD P SLAUGHTER ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 108 equity positions with a total reported market value of $464.20M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

108

Positions

$464.20M

Total AUM (reported)

6.57M

Total Shares

Allocation by class

COM$62.64M13.5%

INTRNL RES EQT$52.63M11.3%

RUS TP200 GR ETF$41.86M9.0%

ENHANCED MID$39.12M8.4%

RUS TP200 VL ETF$35.64M7.7%

NEOS ENH INC 1-3$33.88M7.3%

OAK ULTRASHORT$33.24M7.2%

Portfolio Concentration

Top 3$133.61M28.8%

4–10$159.14M34.3%

11–25$93.81M20.2%

Rest$77.65M16.7%

Top 3 weight

28.8%

Top 10 weight

63.1%

Voting Authority Distribution

Total shares with voting rights: 6.57M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

6.57M

% of voting shares100.0%

Investment Discretion (by position count)

Sole108

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings108

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

INTRNL RES EQT

Shares715.61K

TypeSH

Market value$52.63M

11.34%

Sole

0.00

Shared

0.00

None

715.61K

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares152.96K

TypeSH

Market value$41.86M

9.02%

Sole

0.00

Shared

0.00

None

152.96K

FIDELITY COVINGTON TRUST

SOLE

ENHANCED MID

Shares1.08M

TypeSH

Market value$39.12M

8.43%

Sole

0.00

Shared

0.00

None

1.08M

ISHARES TR

SOLE

RUS TP200 VL ETF

Shares405.53K

TypeSH

Market value$35.64M

7.68%

Sole

0.00

Shared

0.00

None

405.53K

NEOS ETF TRUST

SOLE

NEOS ENH INC 1-3

Shares681.32K

TypeSH

Market value$33.88M

7.30%

Sole

0.00

Shared

0.00

None

681.32K

ANGEL OAK FUNDS TRUST

SOLE

OAK ULTRASHORT

Shares649.96K

TypeSH

Market value$33.24M

7.16%

Sole

0.00

Shared

0.00

None

649.96K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US

Shares267.05K

TypeSH

Market value$20.00M

4.31%

Sole

0.00

Shared

0.00

None

267.05K

APPLE INC

SOLE

COM

Shares48.98K

TypeSH

Market value$12.47M

2.69%

Sole

0.00

Shared

0.00

None

48.98K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares423.95K

TypeSH

Market value$12.27M

2.64%

Sole

0.00

Shared

0.00

None

423.95K

GLOBAL X FDS

SOLE

ARTIFICIAL ETF

Shares235.63K

TypeSH

Market value$11.64M

2.51%

Sole

0.00

Shared

0.00

None

235.63K

NVIDIA CORPORATION

SOLE

COM

Shares52.82K

TypeSH

Market value$9.86M

2.12%

Sole

0.00

Shared

0.00

None

52.82K

MICROSOFT CORP

SOLE

COM

Shares17.59K

TypeSH

Market value$9.11M

1.96%

Sole

0.00

Shared

0.00

None

17.59K

ISHARES TR

SOLE

MSCI INTL QUALTY

Shares194.70K

TypeSH

Market value$8.60M

1.85%

Sole

0.00

Shared

0.00

None

194.70K

VANGUARD WORLD FD

SOLE

MEGA GRWTH IND

Shares21.05K

TypeSH

Market value$8.47M

1.83%

Sole

0.00

Shared

0.00

None

21.05K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares114.59K

TypeSH

Market value$7.55M

1.63%

Sole

0.00

Shared

0.00

None

114.59K

FIRST TR EXCHANGE TRADED FD

SOLE

NASDQ CLN EDGE

Shares48.02K

TypeSH

Market value$7.26M

1.56%

Sole

0.00

Shared

0.00

None

48.02K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares185.52K

TypeSH

Market value$6.74M

1.45%

Sole

0.00

Shared

0.00

None

185.52K

ALPHABET INC

SOLE

CAP STK CL C

Shares20.91K

TypeSH

Market value$5.09M

1.10%

Sole

0.00

Shared

0.00

None

20.91K

AMAZON COM INC

SOLE

COM

Shares23.01K

TypeSH

Market value$5.05M

1.09%

Sole

0.00

Shared

0.00

None

23.01K

J P MORGAN EXCHANGE TRADED F

SOLE

ULTRA SHT MUNCPL

Shares98.09K

TypeSH

Market value$5.01M

1.08%

Sole

0.00

Shared

0.00

None

98.09K

ISHARES U S ETF TR

SOLE

SHORT MATURITY M

Shares98.24K

TypeSH

Market value$4.96M

1.07%

Sole

0.00

Shared

0.00

None

98.24K

ISHARES TR

SOLE

RUSSELL 2000 ETF

Shares18.41K

TypeSH

Market value$4.45M

0.96%

Sole

0.00

Shared

0.00

None

18.41K

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares56.85K

TypeSH

Market value$4.35M

0.94%

Sole

0.00

Shared

0.00

None

56.85K

META PLATFORMS INC

SOLE

CL A

Shares4.99K

TypeSH

Market value$3.66M

0.79%

Sole

0.00

Shared

0.00

None

4.99K

VANGUARD WORLD FD

SOLE

MEGA CAP VAL ETF

Shares26.48K

TypeSH

Market value$3.65M

0.79%

Sole

0.00

Shared

0.00

None

26.48K

Issuer	Class	Shares	Type	Value / Portfolio %	None
J P MORGAN EXCHANGE TRADED FSOLE	INTRNL RES EQT	715.61K	SH	$52.63M 11.34%	715.61K
ISHARES TRSOLE	RUS TP200 GR ETF	152.96K	SH	$41.86M 9.02%	152.96K
FIDELITY COVINGTON TRUSTSOLE	ENHANCED MID	1.08M	SH	$39.12M 8.43%	1.08M
ISHARES TRSOLE	RUS TP200 VL ETF	405.53K	SH	$35.64M 7.68%	405.53K
NEOS ETF TRUSTSOLE	NEOS ENH INC 1-3	681.32K	SH	$33.88M 7.30%	681.32K
ANGEL OAK FUNDS TRUSTSOLE	OAK ULTRASHORT	649.96K	SH	$33.24M 7.16%	649.96K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US	267.05K	SH	$20.00M 4.31%	267.05K
APPLE INCSOLE	COM	48.98K	SH	$12.47M 2.69%	48.98K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	423.95K	SH	$12.27M 2.64%	423.95K
GLOBAL X FDSSOLE	ARTIFICIAL ETF	235.63K	SH	$11.64M 2.51%	235.63K
NVIDIA CORPORATIONSOLE	COM	52.82K	SH	$9.86M 2.12%	52.82K
MICROSOFT CORPSOLE	COM	17.59K	SH	$9.11M 1.96%	17.59K
ISHARES TRSOLE	MSCI INTL QUALTY	194.70K	SH	$8.60M 1.85%	194.70K
VANGUARD WORLD FDSOLE	MEGA GRWTH IND	21.05K	SH	$8.47M 1.83%	21.05K
ISHARES INCSOLE	CORE MSCI EMKT	114.59K	SH	$7.55M 1.63%	114.59K
FIRST TR EXCHANGE TRADED FDSOLE	NASDQ CLN EDGE	48.02K	SH	$7.26M 1.56%	48.02K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	185.52K	SH	$6.74M 1.45%	185.52K
ALPHABET INCSOLE	CAP STK CL C	20.91K	SH	$5.09M 1.10%	20.91K
AMAZON COM INCSOLE	COM	23.01K	SH	$5.05M 1.09%	23.01K
J P MORGAN EXCHANGE TRADED FSOLE	ULTRA SHT MUNCPL	98.09K	SH	$5.01M 1.08%	98.09K
ISHARES U S ETF TRSOLE	SHORT MATURITY M	98.24K	SH	$4.96M 1.07%	98.24K
ISHARES TRSOLE	RUSSELL 2000 ETF	18.41K	SH	$4.45M 0.96%	18.41K
WORLD GOLD TRSOLE	SPDR GLD MINIS	56.85K	SH	$4.35M 0.94%	56.85K
META PLATFORMS INCSOLE	CL A	4.99K	SH	$3.66M 0.79%	4.99K
VANGUARD WORLD FDSOLE	MEGA CAP VAL ETF	26.48K	SH	$3.65M 0.79%	26.48K

Page 1 of 5

…