RICE II PHILIP M (Chief Financial Officer) exercised options at ZIVO BIOSCIENCE, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/1/2020ACC: 0001078782-20-000934
Officer· Chief Financial Officer
Since Feb 2018
-315.68K
Net shares
Net seller
$25.9K
Total sold
0
Open market trades
0B · 0S
5
Total transactions
250K acquired · 565.68K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+250K
Price / share
$0.10
Trade value
$25K
% of position
New position
9/9/2020
0.00→250K
Common Stock
Direct
Shares
−235.85K
Price / share
$0.11
Trade value
$25.94K
% of position
94.3%
9/9/2020
250K→14.15K
Total
Net shares
+14.15K
Net value
-$943.39
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 9/9/2020 | M · Option Exercise | +250K | $0.10 | $25K | New position | 0.00 | 250K |
| Common Stock Direct | 9/9/2020 | F · Tax Withholding | −235.85K | $0.11 | $25.94K | 94.3% | 250K | 14.15K |
| Total | +14.15K | -$943.39 | ||||||
Derivative Transactions3
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
29.83K shares
Shares
−29.83K
Strike price
0.085
Held after
0.00
Exercisable
—
4/6/2020
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
50K shares
Shares
−50K
Strike price
0.088
Held after
0.00
Exercisable
—
4/21/2020
Common Stock Purchase Warrant
Direct
Converts to
Common Stock
250K shares
Shares
−250K
Strike price
0.1
Held after
0.00
Exercisable
—
9/9/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Common Stock Purchase Warrant Direct | Common Stock29.83K shares | 4/6/2020 | F · Tax Withholding | −29.83K | 0.085 | — | 0.00 |
| Common Stock Purchase Warrant Direct | Common Stock50K shares | 4/21/2020 | F · Tax Withholding | −50K | 0.088 | — | 0.00 |
| Common Stock Purchase Warrant Direct | Common Stock250K shares | 9/9/2020 | F · Tax Withholding | −250K | 0.1 | — | 0.00 |