RICCIO MICHAEL GERARD enters APPLIED UV, INC. with 50K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 1/25/2022ACC: 0001607062-22-000030
Officer· Chief Financial Officer
Since Apr 2021
50K
Baseline shares
100% direct
50K
Direct ownership
1 position
140K
Derivative underlying
4 instruments
1
Security positions
All direct
Non-Derivative Holdings1
COMMON STOCK
DirectShares owned50K
Total
50K direct50K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| COMMON STOCK | 50K | Direct |
| Total | 50K | 50K direct |
Derivative Holdings4
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
70K
Shares owned
N/A
Exercise price
2.70
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
1.96K
Shares owned
N/A
Exercise price
6.53
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
23.10K
Shares owned
N/A
Exercise price
6.53
Expiration
—
Exercise window
—
Stock Option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
44.94K
Shares owned
N/A
Exercise price
6.53
Expiration
—
Exercise window
—
Total
Underlying
140K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (right to buy) Direct | Common Stock | 2.70 | — | — | 70K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 6.53 | — | — | 1.96K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 6.53 | — | — | 23.10K | N/A |
| Stock Option (right to buy) Direct | Common Stock | 6.53 | — | — | 44.94K | N/A |
| Total | 140K | 0.00 | ||||