RICARDO ALONSO enters RA PHARMACEUTICALS, INC. with 14.29K shares plus derivative instruments

Holding both equity and derivatives at entry signals strong long-term conviction in the company.

Direct Derivatives

RICARDO ALONSO

Filed: 3/6/2019ACC: 0001104659-19-013169

InsiderRICARDO ALONSOCIK 1768722

→

IssuerRA PHARMACEUTICALS, INC.CIK 1481512

Officer· See Remarks

Since Feb 2019

14.29K

Baseline shares

100% direct

14.29K

Direct ownership

1 position

280.57K

Derivative underlying

8 instruments

Security positions

All direct

Non-Derivative Holdings1

Common Stock

Direct

Shares owned14.29K

Total

14.29K direct14.29K

Security Title	Shares Owned	Ownership Type
Common Stock	14.29K	Direct
Total	14.29K	14.29K direct

Derivative Holdings8

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

30K

Shares owned

N/A

Exercise price

2.87

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

60K

Shares owned

N/A

Exercise price

16.64

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

26.25K

Shares owned

N/A

Exercise price

7.33

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

2.86K

Shares owned

N/A

Exercise price

0.84

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

107K

Shares owned

N/A

Exercise price

21.00

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

14.29K

Shares owned

N/A

Exercise price

2.87

Expiration

—

Exercise window

—

Option to Purchase Common Stock

Direct

Underlying security

Common Stock

Underlying shares

31.43K

Shares owned

N/A

Exercise price

5.60

Expiration

—

Exercise window

—

Restricted Stock Units

Direct

Underlying security

Common Stock

Underlying shares

8.75K

Shares owned

N/A

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

280.57K

Owned

0.00

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Option to Purchase Common Stock Direct	Common Stock	2.87	—	—	30K	N/A
Option to Purchase Common Stock Direct	Common Stock	16.64	—	—	60K	N/A
Option to Purchase Common Stock Direct	Common Stock	7.33	—	—	26.25K	N/A
Option to Purchase Common Stock Direct	Common Stock	0.84	—	—	2.86K	N/A
Option to Purchase Common Stock Direct	Common Stock	21.00	—	—	107K	N/A
Option to Purchase Common Stock Direct	Common Stock	2.87	—	—	14.29K	N/A
Option to Purchase Common Stock Direct	Common Stock	5.60	—	—	31.43K	N/A
Restricted Stock Units Direct	Common Stock	0	—	—	8.75K	N/A
Total					280.57K	0.00