RHODE PETER (See Remarks) exercised options at HCW BIOLOGICS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/11/2023ACC: 0001209191-23-058082
Officer· See Remarks
Since Jul 2021
0.00
Net shares
Net seller
$2.0K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
14K acquired · 14K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+14K
Price / share
$0.14
Trade value
$1.96K
% of position
22.0%
12/11/2023
63.50K→77.50K
Total
Net shares
+14K
Net value
$1.96K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/11/2023 | M · Option Exercise | +14K | $0.14 | $1.96K | 22.0% | 63.50K | 77.50K |
| Total | +14K | $1.96K | ||||||
Derivative Transactions1
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
14K shares
Shares
−14K
Strike price
0.14
Held after
22.43K
Exercisable
—
12/11/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock14K shares | 12/11/2023 | M · Option Exercise | −14K | 0.14 | — | 22.43K |