RHODE PETER (See Remarks) exercised options at HCW BIOLOGICS INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 11/20/2023ACC: 0001209191-23-056086
Officer· See Remarks
Since Jul 2021
0.00
Net shares
Net seller
$2.1K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
15K acquired · 15K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+15K
Price / share
$0.14
Trade value
$2.10K
% of position
30.9%
11/17/2023
48.50K→63.50K
Total
Net shares
+15K
Net value
$2.10K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 11/17/2023 | M · Option Exercise | +15K | $0.14 | $2.10K | 30.9% | 48.50K | 63.50K |
| Total | +15K | $2.10K | ||||||
Derivative Transactions1
Stock Option Grant (Right to Buy)
Direct
Converts to
Common Stock
15K shares
Shares
−15K
Strike price
0.14
Held after
36.43K
Exercisable
—
11/17/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option Grant (Right to Buy) Direct | Common Stock15K shares | 11/17/2023 | M · Option Exercise | −15K | 0.14 | — | 36.43K |