Filed: 11/2/2022ACC: 0001398344-22-021237
📋 What this filing means
RETIREMENT GUYS FORMULA LLC filed this quarterly 13F‑HR report disclosing 122 equity positions with a total reported market value of $95.8K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
122
Positions
$95.8K
Total AUM (reported)
3.34M
Total Shares
Allocation by class
COM$24.6K25.7%
SWAN HEDGED EQTY$9.5K10.0%
SWAN SOS FD OF$5.7K6.0%
CBOE VEST US EQ$5.7K5.9%
MID CAP ETF$3.6K3.7%
SBI CONS STPLS$3.6K3.7%
COM SHS$3.5K3.7%
Portfolio Concentration
Top 3$20.9K21.9%
4–10$22.4K23.3%
11–25$16.5K17.2%
Rest$36.0K37.6%
Top 3 weight
21.9%
Top 10 weight
45.2%
Voting Authority Distribution
Total shares with voting rights: 3.34M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.34M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole112
Shared0
Other10
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:
LISTED FD TR
SOLEShares566.57K
TypeSH
Market value$9.5K
9.95%
Sole
0.00
Shared
0.00
None
566.57K
PACER FDS TR
SOLEShares278.28K
TypeSH
Market value$5.7K
5.99%
Sole
0.00
Shared
0.00
None
278.28K
FIRST TR EXCHNG TRADED FD VI
SOLEShares188.18K
TypeSH
Market value$5.7K
5.92%
Sole
0.00
Shared
0.00
None
188.18K
VANGUARD INDEX FDS
SOLEShares19.06K
TypeSH
Market value$3.6K
3.74%
Sole
0.00
Shared
0.00
None
19.06K
SELECT SECTOR SPDR TR
SOLEShares53.31K
TypeSH
Market value$3.6K
3.71%
Sole
0.00
Shared
0.00
None
53.31K
FIRST TR SML CP CORE ALPHA F
SOLEShares48.66K
TypeSH
Market value$3.5K
3.69%
Sole
0.00
Shared
0.00
None
48.66K
FIRST TR EXCHANGE-TRADED FD
SOLEShares50.94K
TypeSH
Market value$3.4K
3.53%
Sole
0.00
Shared
0.00
None
50.94K
ISHARES TR
SOLEShares68.77K
TypeSH
Market value$3.3K
3.47%
Sole
0.00
Shared
0.00
None
68.77K
J P MORGAN EXCHANGE TRADED F
SOLEShares57.10K
TypeSH
Market value$2.9K
3.05%
Sole
0.00
Shared
0.00
None
57.10K
INVESCO QQQ TR
SOLEShares7.69K
TypeSH
Market value$2.1K
2.15%
Sole
0.00
Shared
0.00
None
7.69K
DIMENSIONAL ETF TRUST
SOLEShares76.72K
TypeSH
Market value$1.9K
2.01%
Sole
0.00
Shared
0.00
None
76.72K
APPLE INC
SOLEShares13.19K
TypeSH
Market value$1.8K
1.90%
Sole
0.00
Shared
0.00
None
13.19K
DIMENSIONAL ETF TRUST
SOLEShares63.55K
TypeSH
Market value$1.4K
1.43%
Sole
0.00
Shared
0.00
None
63.55K
INNOVATOR ETFS TR
SOLEShares32.57K
TypeSH
Market value$1.4K
1.43%
Sole
0.00
Shared
0.00
None
32.57K
VANGUARD WORLD FDS
SOLEShares3.74K
TypeSH
Market value$1.1K
1.20%
Sole
0.00
Shared
0.00
None
3.74K
SCHWAB STRATEGIC TR
SOLEShares16.10K
TypeSH
Market value$1.1K
1.12%
Sole
0.00
Shared
0.00
None
16.10K
DIMENSIONAL ETF TRUST
SOLEShares21.17K
TypeSH
Market value$985.00
1.03%
Sole
0.00
Shared
0.00
None
21.17K
AMAZON COM INC
SOLEShares8.19K
TypeSH
Market value$925.00
0.97%
Sole
0.00
Shared
0.00
None
8.19K
INNOVATOR ETFS TR
SOLEShares34.19K
TypeSH
Market value$916.00
0.96%
Sole
0.00
Shared
0.00
None
34.19K
FIRST TR EXCHANGE-TRADED FD
SOLEShares18.27K
TypeSH
Market value$865.00
0.90%
Sole
0.00
Shared
0.00
None
18.27K
COSTCO WHSL CORP NEW
SOLEShares1.80K
TypeSH
Market value$851.00
0.89%
Sole
0.00
Shared
0.00
None
1.80K
BERKSHIRE HATHAWAY INC DEL
SOLEShares3.06K
TypeSH
Market value$817.00
0.85%
Sole
0.00
Shared
0.00
None
3.06K
PATHWARD FINANCIAL INC
SOLEShares816.12K
TypeSH
Market value$816.00
0.85%
Sole
0.00
Shared
0.00
None
816.12K
WALMART INC
SOLEShares6.27K
TypeSH
Market value$813.00
0.85%
Sole
0.00
Shared
0.00
None
6.27K
PEPSICO INC
SOLEShares4.84K
TypeSH
Market value$790.00
0.82%
Sole
0.00
Shared
0.00
None
4.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LISTED FD TRSOLE | SWAN HEDGED EQTY | 566.57K | SH | $9.5K 9.95% | 0.00 | 0.00 | 566.57K |
PACER FDS TRSOLE | SWAN SOS FD OF | 278.28K | SH | $5.7K 5.99% | 0.00 | 0.00 | 278.28K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 188.18K | SH | $5.7K 5.92% | 0.00 | 0.00 | 188.18K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 19.06K | SH | $3.6K 3.74% | 0.00 | 0.00 | 19.06K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 53.31K | SH | $3.6K 3.71% | 0.00 | 0.00 | 53.31K |
FIRST TR SML CP CORE ALPHA FSOLE | COM SHS | 48.66K | SH | $3.5K 3.69% | 0.00 | 0.00 | 48.66K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 50.94K | SH | $3.4K 3.53% | 0.00 | 0.00 | 50.94K |
ISHARES TRSOLE | CORE MSCI INTL | 68.77K | SH | $3.3K 3.47% | 0.00 | 0.00 | 68.77K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 57.10K | SH | $2.9K 3.05% | 0.00 | 0.00 | 57.10K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 7.69K | SH | $2.1K 2.15% | 0.00 | 0.00 | 7.69K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 76.72K | SH | $1.9K 2.01% | 0.00 | 0.00 | 76.72K |
APPLE INCSOLE | COM | 13.19K | SH | $1.8K 1.90% | 0.00 | 0.00 | 13.19K |
DIMENSIONAL ETF TRUSTSOLE | INTL CORE EQT MK | 63.55K | SH | $1.4K 1.43% | 0.00 | 0.00 | 63.55K |
INNOVATOR ETFS TRSOLE | GRWT100 PWR BUF | 32.57K | SH | $1.4K 1.43% | 0.00 | 0.00 | 32.57K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 3.74K | SH | $1.1K 1.20% | 0.00 | 0.00 | 3.74K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 16.10K | SH | $1.1K 1.12% | 0.00 | 0.00 | 16.10K |
DIMENSIONAL ETF TRUSTSOLE | US SMALL CAP ETF | 21.17K | SH | $985.00 1.03% | 0.00 | 0.00 | 21.17K |
AMAZON COM INCSOLE | COM | 8.19K | SH | $925.00 0.97% | 0.00 | 0.00 | 8.19K |
INNOVATOR ETFS TRSOLE | US EQTY PWR BUF | 34.19K | SH | $916.00 0.96% | 0.00 | 0.00 | 34.19K |
FIRST TR EXCHANGE-TRADED FDSOLE | FST LOW OPPT EFT | 18.27K | SH | $865.00 0.90% | 0.00 | 0.00 | 18.27K |
COSTCO WHSL CORP NEWSOLE | COM | 1.80K | SH | $851.00 0.89% | 0.00 | 0.00 | 1.80K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 3.06K | SH | $817.00 0.85% | 0.00 | 0.00 | 3.06K |
PATHWARD FINANCIAL INCSOLE | COM | 816.12K | SH | $816.00 0.85% | 0.00 | 0.00 | 816.12K |
WALMART INCSOLE | COM | 6.27K | SH | $813.00 0.85% | 0.00 | 0.00 | 6.27K |
PEPSICO INCSOLE | COM | 4.84K | SH | $790.00 0.82% | 0.00 | 0.00 | 4.84K |
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