Filed: 1/22/2024ACC: 0001085146-24-000376
📋 What this filing means
RETIREMENT GUYS FORMULA LLC filed this quarterly 13F‑HR report disclosing 127 equity positions with a total reported market value of $186.50M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
127
Positions
$186.50M
Total AUM (reported)
3.78M
Total Shares
Allocation by class
COM$43.52M23.3%
SWAN SOS FD OF$15.41M8.3%
US LCAP GR ETF$10.45M5.6%
US LCAP VA ETF$9.95M5.3%
SWAN HEDGED EQTY$7.24M3.9%
EQUITY PREMIUM$6.77M3.6%
US SML CAP ETF$6.59M3.5%
Portfolio Concentration
Top 3$35.82M19.2%
4–10$37.08M19.9%
11–25$38.91M20.9%
Rest$74.70M40.1%
Top 3 weight
19.2%
Top 10 weight
39.1%
Voting Authority Distribution
Total shares with voting rights: 3.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole127
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings127
Rows:
PACER FDS TR
SOLEShares595.50K
TypeSH
Market value$15.41M
8.26%
Sole
0.00
Shared
0.00
None
595.50K
SCHWAB STRATEGIC TR
SOLEShares125.97K
TypeSH
Market value$10.45M
5.60%
Sole
0.00
Shared
0.00
None
125.97K
SCHWAB STRATEGIC TR
SOLEShares142K
TypeSH
Market value$9.95M
5.34%
Sole
0.00
Shared
0.00
None
142K
LISTED FD TR
SOLEShares371.01K
TypeSH
Market value$7.24M
3.88%
Sole
0.00
Shared
0.00
None
371.01K
J P MORGAN EXCHANGE TRADED F
SOLEShares123.22K
TypeSH
Market value$6.77M
3.63%
Sole
0.00
Shared
0.00
None
123.22K
SCHWAB STRATEGIC TR
SOLEShares139.44K
TypeSH
Market value$6.59M
3.53%
Sole
0.00
Shared
0.00
None
139.44K
SPDR INDEX SHS FDS
SOLEShares42.80K
TypeSH
Market value$4.33M
2.32%
Sole
0.00
Shared
0.00
None
42.80K
SPDR INDEX SHS FDS
SOLEShares90.33K
TypeSH
Market value$4.32M
2.32%
Sole
0.00
Shared
0.00
None
90.33K
APPLE INC
SOLEShares20.82K
TypeSH
Market value$4.01M
2.15%
Sole
0.00
Shared
0.00
None
20.82K
VANGUARD WHITEHALL FDS
SOLEShares48.18K
TypeSH
Market value$3.82M
2.05%
Sole
0.00
Shared
0.00
None
48.18K
DIMENSIONAL ETF TRUST
SOLEShares98.43K
TypeSH
Market value$3.27M
1.75%
Sole
0.00
Shared
0.00
None
98.43K
WISDOMTREE TR
SOLEShares43.54K
TypeSH
Market value$3.06M
1.64%
Sole
0.00
Shared
0.00
None
43.54K
VANGUARD INDEX FDS
SOLEShares13.07K
TypeSH
Market value$3.04M
1.63%
Sole
0.00
Shared
0.00
None
13.07K
DIMENSIONAL ETF TRUST
SOLEShares112K
TypeSH
Market value$3.03M
1.62%
Sole
0.00
Shared
0.00
None
112K
SCHWAB STRATEGIC TR
SOLEShares122.15K
TypeSH
Market value$3.03M
1.62%
Sole
0.00
Shared
0.00
None
122.15K
FIRST TR VALUE LINE DIVID IN
SOLEShares72.37K
TypeSH
Market value$2.94M
1.57%
Sole
0.00
Shared
0.00
None
72.37K
SELECT SECTOR SPDR TR
SOLEShares34.40K
TypeSH
Market value$2.48M
1.33%
Sole
0.00
Shared
0.00
None
34.40K
VANGUARD WORLD FDS
SOLEShares5.04K
TypeSH
Market value$2.44M
1.31%
Sole
0.00
Shared
0.00
None
5.04K
INNOVATOR ETFS TR
SOLEShares56.93K
TypeSH
Market value$2.37M
1.27%
Sole
0.00
Shared
0.00
None
56.93K
FIRST TR SML CP CORE ALPHA F
SOLEShares25.41K
TypeSH
Market value$2.33M
1.25%
Sole
0.00
Shared
0.00
None
25.41K
FIRST TR EXCHANGE-TRADED FD
SOLEShares45K
TypeSH
Market value$2.32M
1.24%
Sole
0.00
Shared
0.00
None
45K
GOLDMAN SACHS PHYSICAL GOLD
SOLEShares106.55K
TypeSH
Market value$2.18M
1.17%
Sole
0.00
Shared
0.00
None
106.55K
DIMENSIONAL ETF TRUST
SOLEShares36.13K
TypeSH
Market value$2.15M
1.15%
Sole
0.00
Shared
0.00
None
36.13K
ISHARES TR
SOLEShares31.59K
TypeSH
Market value$2.15M
1.15%
Sole
0.00
Shared
0.00
None
31.59K
ISHARES TR
SOLEShares52.68K
TypeSH
Market value$2.12M
1.14%
Sole
0.00
Shared
0.00
None
52.68K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
PACER FDS TRSOLE | SWAN SOS FD OF | 595.50K | SH | $15.41M 8.26% | 0.00 | 0.00 | 595.50K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 125.97K | SH | $10.45M 5.60% | 0.00 | 0.00 | 125.97K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 142K | SH | $9.95M 5.34% | 0.00 | 0.00 | 142K |
LISTED FD TRSOLE | SWAN HEDGED EQTY | 371.01K | SH | $7.24M 3.88% | 0.00 | 0.00 | 371.01K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 123.22K | SH | $6.77M 3.63% | 0.00 | 0.00 | 123.22K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 139.44K | SH | $6.59M 3.53% | 0.00 | 0.00 | 139.44K |
SPDR INDEX SHS FDSSOLE | ASIA PACIF ETF | 42.80K | SH | $4.33M 2.32% | 0.00 | 0.00 | 42.80K |
SPDR INDEX SHS FDSSOLE | EURO STOXX 50 | 90.33K | SH | $4.32M 2.32% | 0.00 | 0.00 | 90.33K |
APPLE INCSOLE | COM | 20.82K | SH | $4.01M 2.15% | 0.00 | 0.00 | 20.82K |
VANGUARD WHITEHALL FDSSOLE | INTL DVD ETF | 48.18K | SH | $3.82M 2.05% | 0.00 | 0.00 | 48.18K |
DIMENSIONAL ETF TRUSTSOLE | US CORE EQT MKT | 98.43K | SH | $3.27M 1.75% | 0.00 | 0.00 | 98.43K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 43.54K | SH | $3.06M 1.64% | 0.00 | 0.00 | 43.54K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 13.07K | SH | $3.04M 1.63% | 0.00 | 0.00 | 13.07K |
DIMENSIONAL ETF TRUSTSOLE | US LARGE CAP VAL | 112K | SH | $3.03M 1.62% | 0.00 | 0.00 | 112K |
SCHWAB STRATEGIC TRSOLE | EMRG MKTEQ ETF | 122.15K | SH | $3.03M 1.62% | 0.00 | 0.00 | 122.15K |
FIRST TR VALUE LINE DIVID INSOLE | SHS | 72.37K | SH | $2.94M 1.57% | 0.00 | 0.00 | 72.37K |
SELECT SECTOR SPDR TRSOLE | SBI CONS STPLS | 34.40K | SH | $2.48M 1.33% | 0.00 | 0.00 | 34.40K |
VANGUARD WORLD FDSSOLE | INF TECH ETF | 5.04K | SH | $2.44M 1.31% | 0.00 | 0.00 | 5.04K |
INNOVATOR ETFS TRSOLE | GRWT100 PWR BF | 56.93K | SH | $2.37M 1.27% | 0.00 | 0.00 | 56.93K |
FIRST TR SML CP CORE ALPHA FSOLE | COM SHS | 25.41K | SH | $2.33M 1.25% | 0.00 | 0.00 | 25.41K |
FIRST TR EXCHANGE-TRADED FDSOLE | DORSEY WRT 5 ETF | 45K | SH | $2.32M 1.24% | 0.00 | 0.00 | 45K |
GOLDMAN SACHS PHYSICAL GOLDSOLE | UNIT | 106.55K | SH | $2.18M 1.17% | 0.00 | 0.00 | 106.55K |
DIMENSIONAL ETF TRUSTSOLE | US SMALL CAP ETF | 36.13K | SH | $2.15M 1.15% | 0.00 | 0.00 | 36.13K |
ISHARES TRSOLE | JPX NIKKEI 400 | 31.59K | SH | $2.15M 1.15% | 0.00 | 0.00 | 31.59K |
ISHARES TRSOLE | US INFRASTRUC | 52.68K | SH | $2.12M 1.14% | 0.00 | 0.00 | 52.68K |
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