Filed: 4/26/2023ACC: 0001962532-23-000001
📋 What this filing means
RETIREMENT FINANCIAL SOLUTIONS, LLC filed this quarterly 13F‑HR report disclosing 31 equity positions with a total reported market value of $125.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
31
Positions
$125.80M
Total AUM (reported)
1.75M
Total Shares
Allocation by class
TR UNIT$15.10M12.0%
0-5YR HI YL CP$14.22M11.3%
7-10 YR TRSY BD$14.17M11.3%
UNIT SER 1$9.11M7.2%
PRTFLO SP500 VL$8.52M6.8%
MID CAP ETF$8.32M6.6%
RUSSELL 2000 ETF$8.16M6.5%
Portfolio Concentration
Top 3$43.49M34.6%
4–10$54.39M43.2%
11–25$26.45M21.0%
Rest$1.47M1.2%
Top 3 weight
34.6%
Top 10 weight
77.8%
Voting Authority Distribution
Total shares with voting rights: 1.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole31
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings31
Rows:
SPDR S&P 500 ETF TR
SOLEShares36.88K
TypeSH
Market value$15.10M
12.00%
Sole
0.00
Shared
0.00
None
36.88K
ISHARES TR
SOLEShares341.12K
TypeSH
Market value$14.22M
11.30%
Sole
0.00
Shared
0.00
None
341.12K
ISHARES TR
SOLEShares143K
TypeSH
Market value$14.17M
11.27%
Sole
0.00
Shared
0.00
None
143K
INVESCO QQQ TR
SOLEShares28.39K
TypeSH
Market value$9.11M
7.24%
Sole
0.00
Shared
0.00
None
28.39K
SPDR SER TR
SOLEShares209.16K
TypeSH
Market value$8.52M
6.77%
Sole
0.00
Shared
0.00
None
209.16K
VANGUARD INDEX FDS
SOLEShares39.47K
TypeSH
Market value$8.32M
6.62%
Sole
0.00
Shared
0.00
None
39.47K
ISHARES TR
SOLEShares45.73K
TypeSH
Market value$8.16M
6.48%
Sole
0.00
Shared
0.00
None
45.73K
VANGUARD INDEX FDS
SOLEShares50.83K
TypeSH
Market value$8.07M
6.41%
Sole
0.00
Shared
0.00
None
50.83K
ISHARES TR
SOLEShares121.84K
TypeSH
Market value$6.25M
4.97%
Sole
0.00
Shared
0.00
None
121.84K
SPDR SER TR
SOLEShares107.74K
TypeSH
Market value$5.96M
4.74%
Sole
0.00
Shared
0.00
None
107.74K
ISHARES TR
SOLEShares68.63K
TypeSH
Market value$5.64M
4.48%
Sole
0.00
Shared
0.00
None
68.63K
ISHARES TR
SOLEShares128.68K
TypeSH
Market value$5.08M
4.04%
Sole
0.00
Shared
0.00
None
128.68K
INVESCO EXCH TRADED FD TR II
SOLEShares108.74K
TypeSH
Market value$4.59M
3.65%
Sole
0.00
Shared
0.00
None
108.74K
WISDOMTREE TR
SOLEShares37.11K
TypeSH
Market value$3.05M
2.43%
Sole
0.00
Shared
0.00
None
37.11K
SCIENCE APPLICATIONS INTL CO
SOLEShares15.63K
TypeSH
Market value$1.68M
1.34%
Sole
0.00
Shared
0.00
None
15.63K
SPDR GOLD TR
SOLEShares5.17K
TypeSH
Market value$947.1K
0.75%
Sole
0.00
Shared
0.00
None
5.17K
APPLE INC
SOLEShares4.91K
TypeSH
Market value$810.0K
0.64%
Sole
0.00
Shared
0.00
None
4.91K
INVESCO DB US DLR INDEX TR
SOLEShares27.30K
TypeSH
Market value$761.0K
0.60%
Sole
0.00
Shared
0.00
None
27.30K
BARINGS BDC INC
SOLEShares85.85K
TypeSH
Market value$681.6K
0.54%
Sole
0.00
Shared
0.00
None
85.85K
SOUTHERN CO
SOLEShares9.64K
TypeSH
Market value$670.9K
0.53%
Sole
0.00
Shared
0.00
None
9.64K
FS KKR CAP CORP
SOLEShares34.03K
TypeSH
Market value$629.6K
0.50%
Sole
0.00
Shared
0.00
None
34.03K
COCA COLA CO
SOLEShares9.33K
TypeSH
Market value$578.7K
0.46%
Sole
0.00
Shared
0.00
None
9.33K
FRANKLIN BSP RLTY TR INC
SOLEShares45.90K
TypeSH
Market value$547.6K
0.44%
Sole
0.00
Shared
0.00
None
45.90K
PEPSICO INC
SOLEShares2.17K
TypeSH
Market value$394.7K
0.31%
Sole
0.00
Shared
0.00
None
2.17K
PHILLIPS EDISON & CO INC
SOLEShares11.89K
TypeSH
Market value$387.9K
0.31%
Sole
0.00
Shared
0.00
None
11.89K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 36.88K | SH | $15.10M 12.00% | 0.00 | 0.00 | 36.88K |
ISHARES TRSOLE | 0-5YR HI YL CP | 341.12K | SH | $14.22M 11.30% | 0.00 | 0.00 | 341.12K |
ISHARES TRSOLE | 7-10 YR TRSY BD | 143K | SH | $14.17M 11.27% | 0.00 | 0.00 | 143K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 28.39K | SH | $9.11M 7.24% | 0.00 | 0.00 | 28.39K |
SPDR SER TRSOLE | PRTFLO SP500 VL | 209.16K | SH | $8.52M 6.77% | 0.00 | 0.00 | 209.16K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 39.47K | SH | $8.32M 6.62% | 0.00 | 0.00 | 39.47K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 45.73K | SH | $8.16M 6.48% | 0.00 | 0.00 | 45.73K |
VANGUARD INDEX FDSSOLE | SM CP VAL ETF | 50.83K | SH | $8.07M 6.41% | 0.00 | 0.00 | 50.83K |
ISHARES TRSOLE | ISHS 5-10YR INVT | 121.84K | SH | $6.25M 4.97% | 0.00 | 0.00 | 121.84K |
SPDR SER TRSOLE | PRTFLO SP500 GW | 107.74K | SH | $5.96M 4.74% | 0.00 | 0.00 | 107.74K |
ISHARES TRSOLE | 1 3 YR TREAS BD | 68.63K | SH | $5.64M 4.48% | 0.00 | 0.00 | 68.63K |
ISHARES TRSOLE | MSCI EMG MKT ETF | 128.68K | SH | $5.08M 4.04% | 0.00 | 0.00 | 128.68K |
INVESCO EXCH TRADED FD TR IISOLE | S&P500 HDL VOL | 108.74K | SH | $4.59M 3.65% | 0.00 | 0.00 | 108.74K |
WISDOMTREE TRSOLE | EUROPE HEDGED EQ | 37.11K | SH | $3.05M 2.43% | 0.00 | 0.00 | 37.11K |
SCIENCE APPLICATIONS INTL COSOLE | COM | 15.63K | SH | $1.68M 1.34% | 0.00 | 0.00 | 15.63K |
SPDR GOLD TRSOLE | GOLD SHS | 5.17K | SH | $947.1K 0.75% | 0.00 | 0.00 | 5.17K |
APPLE INCSOLE | COM | 4.91K | SH | $810.0K 0.64% | 0.00 | 0.00 | 4.91K |
INVESCO DB US DLR INDEX TRSOLE | BULLISH FD | 27.30K | SH | $761.0K 0.60% | 0.00 | 0.00 | 27.30K |
BARINGS BDC INCSOLE | COM | 85.85K | SH | $681.6K 0.54% | 0.00 | 0.00 | 85.85K |
SOUTHERN COSOLE | COM | 9.64K | SH | $670.9K 0.53% | 0.00 | 0.00 | 9.64K |
FS KKR CAP CORPSOLE | COM | 34.03K | SH | $629.6K 0.50% | 0.00 | 0.00 | 34.03K |
COCA COLA COSOLE | COM | 9.33K | SH | $578.7K 0.46% | 0.00 | 0.00 | 9.33K |
FRANKLIN BSP RLTY TR INCSOLE | COMMON STOCK | 45.90K | SH | $547.6K 0.44% | 0.00 | 0.00 | 45.90K |
PEPSICO INCSOLE | COM | 2.17K | SH | $394.7K 0.31% | 0.00 | 0.00 | 2.17K |
PHILLIPS EDISON & CO INCSOLE | COMMON STOCK | 11.89K | SH | $387.9K 0.31% | 0.00 | 0.00 | 11.89K |
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